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公私法双重视角下强制性规范研究

A Study on the Mandatory Norms from the Perspective of Public and Private Law

【作者】 赵超

【导师】 鲁鹏宇;

【作者基本信息】 吉林大学 , 法律硕士(专业学位), 2017, 硕士

【摘要】 公法与私法、自治与国家管理一直就处于被学者不断研究讨论的过程中,私权利与公权力的衡量、个人利益与国家利益的配置,在当今社会经济生活日益繁荣的情况下,公法与私法之间的妥善交融变得更加重要,在两者之间的强制性规范也就突显出其存在的意义,其作为一种两个领域互相交流和沟通的渠道,虽然在学界多有探讨和研究,但仍然拘泥于民法中法律效力的研究、固守学者解释论的范畴,而对于一种法律问题的研究,不应仅仅考虑司法层面,立法层面更是应该仔细考虑的领域,介于目前对于立法技术层面研究的缺失,笔者欲通过对强制性规范的研究来探寻其在私法中介入程度的合理性并对公法介入领域的确定,以求可以在立法领域、立法模式层面提出些许建议,全文的思考路径和逻辑,都始终围绕强制性规范在公、私法的双重视角下分析解释层面的困境以及探求是否能从立法层面给予助力。全文分为引言、正文、结论,正文先从强制性规范的界定入手,对其进行梳理和研究。法律问题的研究只有当定义界定正确时,才能在正确的基础之上继续深入后续的分析研究。本文的强制性规范排除了法律本身具有强制性特征的这层含义,将其分为公法上的强制性规范与私法上的强制性规范,并对其现行分类进行梳理,对功能和目的进行再定位,以便后文的顺利书写。接着通过私法自治原则这一理论预设所存在的问题和局限以及强制性规范必然受到诸如经济、政治、法律思想和市民层面等多个方面的综合影响,从上述角度的综合探索,才足以了解到强制性规定的必要和合理性,这也就印证了其对于私法的不可小觑的地位。在清晰了解界定的概念及合理性的基础上,否定我国私法实践中纯粹简单甚至可以说一刀切的解释论的模式,对司法中存在的困境进行分析,并通过查阅多则案例,了解到在适用过程中,法官整体上存在裁判思路过于保守及文书判决书写过于简单模式化的问题。面对这些问题,当立法层面还没有采取及时配套措施的情况下,司法解释层面的变革也就是必然的选择。从宏观指导意义上讲,解释时必须遵守一定的原则,诸如私法优位原则、法官概括授权原则等,微观上讲对于法律的效力需要有更严谨的认定。最后,从公法视角考虑,在制度构造时,对于立法领域进行区分,哪些领域需要加大强制的力度,哪些领域需要减少强制的力度,都是要根据具体的私法来分别讨论的,不能一概的认为全部再强制的不好,也不能完全赞成去强制的观点,具体问题应该采取具体的措施和方法。而且在立法政策上要坚持防范强制性规范的泛化,这也是对立法领域进行确定的基础,立法技术上则应尽量的明确化、具体化,虽然这在一定程度上加大了立法的成本,但有助于司法实践的合理应用。在这样的基础上,强制性规范才能更好的保护私法自治又不懈怠其公法管制的功能。

【Abstract】 Public law and private law,autonomy and state management have been in the study by the scholars to discuss the issue,private rights and public power,personal interests and national interests of the allocation of social and economic life in today’s increasingly prosperous circumstances,the two coherence has become more important,and the coercive provision between the two highlights the meaning of its existence as a channel for communication and communication between the two fields.Although there are many studies and studies in academia,In the study of legal effect,which is still rigidly adhered to in the civil law,it is necessary to study the legal issues,not only from the judicial level,but also to the level of legislation should be given to the areas and aspects of thinking,between the current legislation The lack of level research,I would like to study the mandatory norms of the degree of involvement in private law and the degree of intervention in the field of intervention in order to seek in the legislative field,the legislative model level to make some suggestions,which is the topic The main purpose of the whole text from the structure of the basic ideas and clues to the argument,always around the mandatory provisions in the public and private law under the dual perspective of the interpretation of the plight of the level of interpretation and whether to seek from the legislative level to help.This paper takes the literature law and studies the compulsory provisions of our country on the basis of the current private law field.The article is divided into four parts: the introduction,the text and the conclusion,the text of the mandatory provisions of the definition of starting,to sort out and research.The study of legal issues can only be carried out on the basis of the correct analysis if the definition is defined correctly.The mandatory provisions of this paper exclude the meaning of the law itself as a mandatory feature,which is divided into the mandatory provisions of public law,And mandatory provisions in private law.And its current classification to sort out,re-positioning of the function and purpose.So that the subsequent writing of the text.The problems and limitations and the mandatory provisions that are pre-existing through the theory of private law autonomy are bound to be influenced by various aspects of economic,political,legal and civic dimensions,and it is sufficient to understand from the various perspectives of these societies Mandatory necessity and legitimacy of the development,which also confirms its private law can not be underestimated the status.On the basis of a clear understanding of the concept and rationality of the definition,we can analyze the plight of the judicature in the face of the purely simple and even unambiguous explanatory theory in the practice of private law in our country,and through the examination of many cases,The process of application,the court there is a conservative referee thinking and simple model of the referee instruments written.In the face of the existence of this situation,at the legislative level there is no timely supporting measures to take the case,the judicial interpretation of the level of change is the inevitable choice,from the macro guiding sense,the interpretation must comply with certain principles,such as private law The principle of the judge,the principle of the generalization of the judge,etc.,micro-interpretation of the interpretation of the need for judges to consider the nature of a clear mandatory provisions of the purpose and the interests of the specific circumstances of the measure.Finally,from the perspective of public law,in the system structure,for the legislative field to distinguish,increase the intensity of coercion,reduce the intensity of coercion,are required according to the specific private law to discuss separately,can not agree that all forced Well,can not fully agree to the point of view,specific issues should take concrete measures and methods.But also in the legislative policy to adhere to the general provisions of the mandatory provisions of the legislation,which is the basis of legislation on the basis of legislation,legislation should be as clear as possible,specific,although to a certain extent,increased the cost of legislation,but Absolutely contribute to the application of judicial practice.On this basis,the mandatory provisions can be better able to better protect private law autonomy and not slacken its public law control function.

  • 【网络出版投稿人】 吉林大学
  • 【网络出版年期】2017年 09期
  • 【分类号】D910
  • 【被引频次】1
  • 【下载频次】254
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