【作者】 张峰；

【导师】 许和连；

【作者基本信息】 湖南大学 ， 国际贸易学， 2009， 硕士

【摘要】 自上世纪70年代末,尤其是90年代以来,外商直接投资活动获得了空前发展,并日益成为世界各国经济互相联系、相互依赖的基本途径。外商直接投资作为当今每一个开放经济体的重要组成部分,对世界各国经济的持续稳定增长、企业国际竞争力的提高以及产业结构的优化等多个方面都产生了重要影响。改革开放三十年来,我国在利用外资方面取得了巨大的成就,对我国经济发展起到了巨大的促进作用。但是我国引用的外资分布不平衡,从我国不同地区吸引外资情况可以看出外商对华直接投资呈现出非常明显的地域性特点,东部地区吸引的外商直接投资占到全国的80%以上,广大的中西部地区不足20%。中西部地区无法充分利用外资带来的优势,这就对我国区域经济协调发展、缩小地区差距造成了严重影响。外商直接投资在多大程度上发挥作用,与东道国的吸收能力密切相关。吸收能力影响到外商直接投资的技术外溢的效果,关系到是否能利用FDI更好地发展当地经济,促进产业结构的合理化与高度化。本文基于这个角度,分析影响吸收能力的因素,利用我国30个省市1999-2007年面板数据,探究地区异质性,从实证角度研究人力资本、经济开放度、研发投入、金融市场效率衡量的地区吸收能力对我国地区产业结构的影响。结果显示,以人力资本、贸易开放度、金融市场效率度量的吸收能力对我国中、西部地区产业结构调整产生正的促进作用,对东部地区产业结构调整产生阻碍作用;而以R&D投入度量的吸收能力则对东、中、西部地区产业结构均产生负的影响;东、中、西三个地区中,以经济开放度衡量的吸收能力对产业结构的影响最为突出。实证分析同时也表明了吸收能力与技术外溢的非线性性特征,吸收能力强的东部地区,外资的技术外溢效应并没有充分发挥,对当地产业结构优化没有起到积极作用,而中部地区外商直接投资对产业结构的影响最为突出,吸收能力与技术外溢体现出倒U型关系。最后,在实证分析的基础上提出了“负要素适配性”的概念,并提出了政策建议。更多还原

【Abstract】 Since the late 70s of last century, especially since the 90s, the Foreign Direct Investment (FDI)was an unprecedented development ,and became the basic way of the world economics increasingly linked to one another. Today, Foreign Direct Investment is an important component of each open economies, and play an impact role in to sustained growth;improvement of international competitiveness of enterprises and the industrial restructuring for a country in the world economy. The use of FDI in China has made great achievements since“Reform and Opening”policy. FDI has played a significant role in China’s economic development .However, uneven distribution of foreign investment in China quoted from different regions of China ,has shown a very clear regional characteristics. The eastern region to attract more than 80% of foreign direct investment for the country, The vast central and western regions less than 20%, Central and western regions can not take full advantage of the benefits of foreign capital , This had a serious impact on coordinated development of China’s regional economy and narrow the regional gap.Foreign direct investment on the extent to which play a importent role, is closely related to the host country’s absorptive capacity , Only in areas with high absorptive capacity can take full advantage of technological spillovers of foreign direct investment,to development of local economy, To promote the rationalization of industrial structure and make it advancement. Based on this perspective,this article analysis of the factors that affect the absorption capacity, using China’s 30 provinces and cities panel data from 1999-2007,explore the regional heterogeneity, from the empirical perspective of human capital, economic openness, R & D investment, financial market efficiency Measured the absorption capacity of the area impact of the industrial structure. The results showed that human capital, trade openness, financial market efficiency measure of the absorptive capacity of China’s central and western regions adjustment of industrial structure to generate positive role in promoting industrial restructuring on the eastern region of the obstacles have a negative effect; and in order to measure R & D investment the absorptive capacity is on the eastern, central and western regions have a negative impact of both the industrial structure; eastern, central, and western regions, to economic openness, the absorptive capacity of the industrial structure to measure the impact of the most prominent. At the same time,empirical analysis has also showed that the absorptive capacity and technological spillovers non-linear characteristics, a strong ability to absorb the eastern region, spillover effects of foreign investment has not brought into full play to the industrial restructuring useless to play an active role, while the central capacity of regions to absorb the impact of the industrial structure is most prominent. Finally, based on empirical analysis, bring forward of the new concept of“Negative Appropriateness”and then put forward policy recommendations.更多还原