【作者】 王冬梅；

【导师】 汪振江；

【作者基本信息】 兰州大学 ， 法律， 2009， 硕士

【摘要】 中小股东权益保护问题已经成为一个世界性的话题,为了实现对中小股东权益的强有力保护和救济,各国均在为此不懈努力,不断地进行探索和研究。由于中小股东不像大股东那样在公司中占据着控制、支配地位,所以其利益常常暴露在控股股东的强权之下,随时有可能受到大股东或控股股东从自身的经济利益出发所作出的决策以及其它不正当交易的侵害。随着现代社会经济的不断发展,人民生活水平的不断提高,社会法制的不断完善和进步,保护弱势群体的利益越来越受到社会的关注。为了使我国的资本市场越来越完善,经济向良性方向发展,在我国的公司立法中有必要建立各种保护与救济中小股东权益的措施来约束大股东或控股股东对中小股东权益的各种危害,平衡大股东与中小股东之间这种权力失衡的状态,使中小股东的各种权益得到充分保障,以促进社会法制的完善和经济的不断进步。新《公司法》虽然对中小股东权益保护较以往更加重视和完善,也建立了相对全面的法律保护机制,然而中小股东权益的保护是一个动态发展的过程,因而新《公司法》在此方面的规定仍有一些空白和不足,尚需补充和完善。本文在阐述现行《公司法》对中小股东权益保护制度的基础上,对中小股东权益受侵害的原因进行了分析,并介绍了国外公司法中保护中小股东权益的有关制度,通过比较分析和规范分析的方式,针对现行《公司法》对中小股东权益保护制度的缺陷,结合国外立法的实践,提出了进一步完善现行制度的建议和相关有利于保护中小股东权益的制度。具体分五个部分:第一部分是保护中小股东权益的理论依据和现实基础,本部分开宗明义,简单阐述了保护中小股东权益的理论依据,及当前保护中小股东权益的现实基础和意义;第二部分从限制大股东权利的制度、保护中小股东权益制度建设、中小股东权利救济的法律途径3个方面阐述和分析了现行公司法对中小股东权益的保护制度;第三部分分析了中小股东权益遭受侵害的原因,主要概括为资本多数决原则的滥用、大股东忠实义务缺失、内部人违规操作、现阶段公司治理结构仍不完善、中小股东自身的原因及现行法律制度的缺失等五个方面;第四部分内容是国外公司立法对中小股东权益保护的立法实践;第五部分内容是本文的重点,通过前文的阐述和分析,结合国外公司立法的实践,提出了进一步完善中小股东权益保护制度的建议和相关保护中小股东权益制度的设计。更多还原

【Abstract】 The problem of protection of minority shareholders’ rights has been a cosmopolitan topics, in order to achieve forceful protection and relief to minority shareholders’ rights,every country all is making unremitting endeavor,exploring and studying on and on. Owing to minority shareholder not like strong stockholder holding a dominant position in corporation, their benefit often is exposed to the power of controlling shareholder,and large shareholder could momentarily infringe upon minority shareholders’ rights by means of their decision made from their own economic interests and unfair bargain. Along with unceasing development of modern society and economy, constantly improvement of people’ liveihood, continuously improving and progress of socialist legal system, the protection of disadvantaged groups is concerned increasingly by society,in order to make our country’ capital market perfect increasingly,economy benign development, we need to take measures to protect minority shareholders’ rights and restrain large stockholder infringing on minority shareholders’ rights, and improve the state of unbalance between them to provide sufficient on minority shareholders’ all the rights and promote the improvement of social legal system and development of economy. Although new company law puts more attention on the protection of minority shareholders’ rights than ever and also lay down fully legal mechanism ,but for protection of minority shareholders’ rights is a dynamic development process, there is still some the blank area and deficiency in new company law ,so we need to supplement and perfect it constantly.On the basic of the current company law expounding the protection system of minority shareholder’ rights, the paper analyze why minority shareholders’ rights are infringed,and presents the system of protecting minority shareholders’ rights in foreign company law, with comparative analysis and normative analysis, concerning the defect of the system of protecting minority shareholders’ rights in the exsiting company law, combining with foreign countries ,the paper brings out the advision of further improvement of the exsiting system and lays down related the protecting minority shareholders’ rights system, includes five parts:Part one elaborates on the theoretical base of protecting minority shareholders’ rights simply, and realistic basis and significance; The paper expounds and analyzes the exsisting state of the minority shareholders’ rights protecting system from restricting the major shareholders’ rights and protecting minority shareholders’ rights and relieiving minority shareholders’ right by the law in part two; the third chapter mainly analyzes why the minority shareholders’ rights are infringed, it is summarized five the part five reasons: the abusive use of the majority rule、the deficiency of large stockholder’ duties of loyalty、insiders’ illegal operating、imperfectness of corporate governance nowdays、minority shareholder own reason、the defective of the current law; the fourth part mainly introduces the experiences of foreign countries in protecting minority shareholders’ rights;the part five is the highlight of the papare, by the analysis above mentioned, combining with the experience of foreign countries, brings out the advision of further improvement of the exsiting system and lay down related the protecting minority shareholders’ right system.更多还原