【作者】 樊爱民；

【导师】 陈立虎；

【作者基本信息】 苏州大学 ， 国际法， 2005， 硕士

【摘要】 在国际海上货物运输和国际贸易领域,提单都扮演了举足轻重的角色。提单的收据功能、合同证明功能以及物权凭证功能为提单的三大功能,而物权凭证功能作为提单的核心功能已为大家所共识。谁合法持有提单,谁就对提单项下的货物享有合法物权,这已经在海上货物运输和国际贸易实践中得到了证实。提单作为一种债权证券,亦可以同其它有价证券一样用来质押以担保债权。 信用证作为国际贸易最主要的结算方式,为买方和卖方提供银行信用作担保,从而促进了国际贸易的发展。然而,在信用证操作环节中,开证行、押汇行以及议付行均需要一种担保以维护自身利益,提单质押在其中就起到了重要的融资担保作用,信用证制度在某种程度上说是通过提单质押机制运转的。提单质押主要发生于出口押汇和进口押汇业务中,其加强了开证行的信用授予安全,保障了押汇行的利益和信用证的流通。 本文在经济内容的基础上进行法律分析,综合运用了演绎、归纳和实证的分析方法,对跟单信用证程序下提单质押法律问题进行了全面的考究,力图通过理论的解析,为银行和贸易实务提供参考。更多还原

【Abstract】 Bill of lading (B/L) plays an important role in Transportation of sale of goods by sea and international trade. The three important roles of B/L are receipt, prove of contract and document of title to goods. As is well known , the key role is document of title to goods. The one who holds B/L legally enjoys legal real right. It is proved by the practice of international trade. As a kind of obligatory right bond, like other bonds, B/L can be used to guarantee obligatory right.As the most important way of international payment, letter of credit (L/C) provides the seller and buyer with bank credit as guaranty, and promotes the development of international trade. Well, in L/C working procedures, the issuing bank, advising bank and negotiating bank all need a kind of guaranty to safeguard their own interests and B/L pledge plays an important role in financing guaranty. To a certain extent, L/C system works through B/L pledge. B/L pledge take effect mainly in outward documentary bill and inward documentary bill. It strengthens issuing bank security of credit grant and protects interests of the banks and circulation of L/C.On the economic contents, through legal analysis, this article will study the legal question of B/L pledge under documentary credit procedure overally by comprehensive analytic way of derivation ,generalization and positive.The purpose is to give advice to practice of the bank and business through theoritical analysis.更多还原