论中国—东盟自由贸易区的建设

【作者】 徐兆存；

【导师】 卢新德；

【作者基本信息】 山东师范大学 ， 马克思主义理论与思想政治教育， 2004， 硕士

【摘要】 在区域经济一体化迅猛发展的背景下，2001年11月6日，在文莱首都斯里巴加湾举行的第五次中国与东盟领导人会议上，中国与东盟国家就未来10年内建成自由贸易区一事达成共识。这一伟大目标在10年内能否顺利实现，直接关系着中国东盟双方睦邻、互信、合作伙伴关系的正常发展，也会对东亚乃至全球的区域经济合作产生直接、深远的影响。因此，对创建中国—东盟自由贸易区的相关问题进行深入探讨和研究，无疑有助于我们加深认识，有效推动建立这一自由贸易区的进程，这也正是撰写此文的意义所在。 中国—东盟自由贸易区的建设是一个全新的课题，国内外专家学者对此议题的研究刚刚起步，本论文试图以区域经济一体化理论为基础，运用理论与实际相结合的研究方法，同时辅以比较分析的实证方法，以最新的资料，多角度、有重点地就建设中国—东盟自由贸易区的有关问题进行系统性、实用性、前瞻性、创新性的研究，从而为中国—东盟自由贸易区的建设提供一定的参考和借鉴作用，并对推动中国—东盟自由贸易区的发展进程和对此问题的研究做出一点有益的贡献。 本文共包括导论和正文的四部分内容。 导论部分从理论和实践上论述了区域经济一体化在世界范围内的蓬勃发展及其积极影响，并以此作为本文的切入点，说明中国必须加快参与东亚区域经济合作的步伐，而创建中国—东盟自由贸易区就成为中国积极参与东亚区域经济合作的一种现实选择。 第一部分介绍了中国—东盟自由贸易区计划的提出和确立。本部分首先以中国与东盟双边关系的历史发展为视角，论述了中国—东盟自由贸易区计划的出台以及中国—东盟自由贸易区的进展现状；接着从应对区域经济一体化的挑战、目前世界经济的发展现状和中国东盟双方政治经济联系的日益加强等诸方面论述了中国—东盟自由贸易区计划确立的动因；然后从经济、政治诸方面阐述了创建中国—东盟自由贸易区对中国，对东盟，以及对亚洲乃至世界经济发展的重大而深远的现实意义。 第二部分作者从比较研究的角度出发，对中国—东盟自由贸易区和以往南南型区域经济一体化组织进行了系统分析，阐明了以往南南型区域经济一体化组织存在的缺陷和中国一东盟自由贸易区所具有的以往南南型一体化组织不可比拟的独特优势。中国东盟双方经济的开放性、较强的经济实力、经济贸易方面的互补性和东盟在自由贸易区建设方面积累的宝贵经验体现出其自身所具有的强大的生命力，因此中国一东盟自由贸易区必然具有乐观的发展前景。 第三部分论述了中国一东盟自由贸易区的建构。东盟自由贸易区是中国一东盟自由贸易区建构的基础。因此，本部分首先对东盟的概况、东盟自由贸易区的建立和进展进行了简要分析，并就关税减让、取消非关税壁垒和数量限制、开放服务贸易、建立东盟投资区和产业合作等方面对东盟自由贸易区的建构做了详细论述，然后针对中国一东盟自由贸易区，就其创建目的、运行机制、发展模式、自由贸易区的进展和时间表做了充分论证，并以《中国一东盟经济合作框架协议》为主要依据，从货物贸易、服务贸易、投资、《框架协议》确定的五个优先合作部门(农业、金融合作、信息与通讯技术、人力资源开发及泪公河流域开发)和政治方面的合作五个方面对中国一东盟自由贸易区的建构进行了详细论述。通过以上的比较分析，作者认为，东盟自由贸易区和中国一东盟自由贸易区的建构有其相同或相近的地方，因此，10年内两个自由贸易区终究会走到一起。 第四部分对中国一东盟自由贸易区创建过程中所存在的困难和问题进行了前瞻性、系统性的分析，并对解决这些困难和问题我们应采取的对策做了有益探讨。中国一东盟自由贸易区的建设已取得阶段性成果，但在10年内能否实现这一目标，仍存在不少问题，如东盟自身的先天不足、中国与东盟之间存在许多经济和非经济制约因素、同域内外国家的关系、主权问题以及具体谈判问题等，为解决上述问题，我们应帮助东盟发展，协调好域内外国家的关系，妥善处理好主导权问题，并遵循国际贸易通行规则，借鉴其它贸易区建设经验，从而促进中国一东盟自由贸易区的早日实现。关键词:中国东盟自由贸易区建设分类号:F752.8更多还原

【Abstract】 Under the background of the regional economic integration’s rapid development, on November 6, 2001, an agreement was signed for the establishment of free-trade area (FTA) between China and ASEAN within 10 years in Bandar Sen Begawan, the capital of Brunei Darussalam. If this great aim can come true within 10 years, it will benefit the normal development of China and ASEAN’S good relations of neighborhood, and bring direct and further influence on East Asia even global regional economic cooperation. Thereby, it is necessary for us to discuss and research these questions thoroughly about how to establish the CAFTA, and it will help us to understand them well and impulse the course of establish the CAFTA efficiently.The construction of CAFTA is a new project, so the related study of it is fresh in the world. This thesis tries to study some questions systematically about construction of CAFTA, which uses the regional economic integration theory as the base and integrates theory with practice as well as comparative way and uses the newest dates to discuss it. Consequently, it can offer some reference to the CAFTA’S construction, and make some contribution to impel the development of CAFTA.This thesis includes an introduction and four parts.The introduction theoretically and practically elaborates the regional economic integration’s vigorous development in the world, and takes it as this thesis’s cut-in point. China must accelerate the step of entrance to East Asia’s regional economic cooperation, but the CAFTA’S establishment is a realistic choice for china to entrance to the East Asia’s regional economic corporation.The first part of the thesis introduces how the CAFTA was brought forward and established. Firstly, this part takes the China and ASEAN S mutual relation’s historical development as an angle of view, dissects how the CAFTA plan come on and the CAFTA’S development; and then dissects why the CAFTA plan establish from various ways, such as answer the regional economic integration’s challenge, the worldeconomy’s status in quo, China and ASEAN S mutual political economic relationship increasingly strengthen; and then, expatiate the great and far-reaching realistic meaning that what the CAFTA’S establishment bring out to china, to ASEAN, to Asia, even to the world’s economic development.In the second part of the thesis, the author starts from the angle of comparative research, systemically analyses the CAFTA and former South-South type regional economic integration’s organization, clarify the defect of the latter, and the especial superiority that the CAFTA owns but the former South-South type integration’s organization can’t assimilate with it. The economic opening between China and ASEAN, the stronger economic strength, the mutual complementarities in economic and trade, the invaluable experience that the ASEAN accumulate at the course of construction, and the same cultural base between this two sides embody the mighty life force that the CAFTA owns, so the CAFTA have the optimistic foreground necessarily.The third part of the thesis dissects the CAFTA’S establishment. The AFTA is the base of the CAFTA, so at first, this part briefly analyzes the ASEAN’S general situation, the establishment and the development of the AFTA, and particularly discusses the AFTA’S contain from several sides such as reducing the tariff, canceling the non-tariff bulwark and the restriction of amount, open the serving trade, erect the ASEAN’S investment area and industry cooperate etc. Afterward, elaborates the CAFTA’S aim of establishment, the mechanism of running, the mode of development, the evolvement and time-table of CAFTA, and mainly according as "China-ASEAN economic cooperate frame agreement", particularly discuss the CAFTA’S establishment from five aspects such as cargo trade, service trade, investment, five prior cooperate department (agriculture, finance cooperate, information and communication technology, manpower resource exploit and Mekong drainage basin exploit) and cooperate at politics. Via these co更多还原