【作者】 沈宪贞；

【导师】 张建清；

【作者基本信息】 武汉大学 ， 国际贸易， 2004， 硕士

【摘要】 WTO争端解决机制被认为是以规则为导向的WTO体系最重要的支柱。新的WTO争端解决机制提高了争端解决的效率和可预见性，通过其争端解决实践强化了WTO各项协议所规定的权利和义务，维护了多边贸易体制的正常运行，促进了多边贸易规则的发展和完善。正是基于WTO争端解决机制对于当今多边贸易体制运行的重要性以及中国加入WTO的新形势，对WTO争端解决机制进行研究具有重要的理论和现实意义。 本文广泛借鉴国内外最新的研究成果，在全面介绍WTO争端解决机制的形成、特点、基本情况(包括目标、一般原则、适用范围、机构组成、运行程序等)的基础上，通过对WTO成立以来争端解决实践的统计分析以及对WTO争端解决机制一般的经济学分析，形成对于WTO争端解决机制的总体评价，包括其成就和不足，以及改革建议。最后简要探讨WTO争端解决机制与入世后的中国的相关问题。 本文共分为六章： 导论：本章简要介绍论文的选题意义、国内外的研究现状以及本文的写作目标和写作计划WTO争端解决机制简介：本章首先在分析原GATT争端解决机制的缺陷和演变的基础上，介绍WTO争端解决机制的形成及其与原GATT争端解决机制相比具有的新特点，接下来简要介绍WTO争端解决机制的宗旨、职能、原则、适用范围、机构组成、运行程序等基本情况。 WTO争端解决实践：本章通过对WTO争端解决机制运行以来受理的争端解决案件的特点以及争端解决情况进行具体的统计分析，研究与WTO争端解决机制密切相关的一些关键问题。例如，谁在参与WTO争端解决机制?谁没有参与WTO争端解决机制?谁是争端的主要起诉方?谁是主要被诉方?哪些产品最容易引发争端解决?哪些措施最容易引发争端解决?争端都涉及哪些WTO协定?有多少案件被提起上诉审查?有多少争端已经被解决?这些争端是通过什么方式解决的?等等。 WTO争端解决机制的经济学分析：本章在借鉴国外学者研究成果的基础上尝试运用博弈理论对于WTO争端解决机制的有关问题进行简单分析。 对于WTO争端解决机制的评价与展望：本章在前文分析研究的基础上对WTO争端解决机制进行总体评价，包括其成就和作用、存在的不足及改革建议，并对其发展前景进行展望。 WTO争端解决机制与中国：本章简要探讨入世后的中国利用WTO争端解决机制问题。更多还原

【Abstract】 Dispute settlement is the central pillar of the rules-based multilateral trading system, and the WTO’s unique contribution to the stability of the global economy. Since the foundation of WTO, lots of practices of dispute settlement indicate the WTO dispute settlement system is more effective and predictable than the GATT dispute settlement system. The WTO dispute settlement is based on clearly-defined rules, with timetables for completing a case, it ensures the right and obligation of the WTO members based on the WTO agreements, and gives maintenance to the running of multilateral trading system, and promotes the development and improvement multilateral trading rules. So it is significant to make a study on WTO dispute settlement, especially for China after the access to WTO.Based on the previous work of many scholars, this thesis devotes to a thorough study on the WTO dispute settlement system, then makes an objective appraisement and gives some proposals. After that, it discusses how to use the WTO dispute settlement system for China after the access to WTO.This thesis includes six parts. Section 1 explains why to choose this thesis, and introduces the progresses about the study on this subject, and the main content of this thesis.Section 2 firstly introduces the evolution of the GATT/WTO dispute settlement system, and the characteristics of the new WTO dispute settlement system. Then it presents the basic aspects of the WTO dispute settlement system., Such as the tenet, function, principles, areas to apply, framework, procedures, etc.In the end, this section presents two cases to illustrate the WTO dispute settlement system how to work.Section 3 makes a research on the practice of WTO dispute settlement in detail. It presents some statistical figures of the dispute cases, which aims at responding to some questions most freqently asked in discussions about the WTO dispute settlement. Such as, who were participants and non-participants in the WTO dispute settlement process? Who were the major complaints and defants? Which types of products are at stake in WTO disputes? Which types of measures are disputed? Which WTO agreements have been cited in the disputes? How many disputes have been resolved? How have disputes been resolved?Section 4 presents an economic analysis of the new WTO dispute settlement system. In this section, the author tries to analyze the new WTO dispute settlement system as a dynamic game under uncertainty based on the previous work of many scholars.Section 5 makes an objective appraisement on the WTO dispute settlement system and gives some proposals based on the previous work in this thesis. It also introduces the new negotiations aimed to improve and clarify the Dispute Settlement Understanding in the Doha round.Section 6 discusses how to use the new WTO dispute settlement system for China after the access to WTO.更多还原