【作者】 周鹏；

【导师】 卢福财；

【作者基本信息】 江西财经大学 ， 技术经济及管理， 2004， 硕士

【摘要】 自20世纪80年代以来，企业经营环境发生了巨大的变化。首先是客户的需求变化。随着社会财富的日益富足，消费者希望企业提供的产品和服务能充分满足其快速多变的个性化需求。其次，经济全球化使得企业面临日益激烈的竞争。企业面临的将是全球业界的竞争，为了能在全球业界的竞争中占有一席之地，企业只有依靠技术创新，不断地快速推出满足顾客需求的高质量的产品和服务，才能比竞争者更好地适应快速多变又充满不确定性的市场。然而，技术创新所具有的高投入、高风险和高度复杂性的特点使得技术创新的实施成为企业面临的最大难题之一。技术创新需要通过一定的组织模式来实现，而组织模式影响着组织的效率，组织效率关系着技术创新的成败与效率。企业采用何种组织形式对技术创新的成功与否具有重大影响。因此从企业组织形式的角度出发研究组织形式对技术创新的推动作用就显得意义重大。在各种企业组织形式当中，近年来所出现的企业间网络是一种新型的组织形式。它是由当今的信息技术革命、组织革命和观念革命催生的新的组织模式，是一种适应知识社会、信息经济、企业创新的组织模式。它不同于传统的组织结构，具有许多自身独特的特点。因此，就很有必要对这种新型的组织在技术创新中发挥的作用进行研究。本文就此做出了相关的研究。本文分为五个部分：第一部分为引言。介绍了论文的研究背景、理论回顾和论文思路。第二部分为技术创新与企业间网络的关系。介绍了技术创新的概念、类型、特征和过程。其中对技术创新的过程做了详细的描述和分析，把技术创新过程分为单个技术周期中技术创新的过程和多个技术周期中技术创新的过程。在这些基本的概述之后，重点论述了技术创新和企业间网络的关系。论证过程是首先论证了合作创新是当今技术创新的主要方式，对此作了合作创新的一般性研究和合作创新必要性的机理分析。在机理分析中运用多企业合作创新的博弈模型和双寡头合作创新的博弈模型来证明合作创新的收益要高于非合作创新的收益。最后论述了企业间网络是合作创新的一种有效的组织形式。第三部分为企业间网络促进技术创新的机制。首先进行了企业间网络推动技术创新的总体分析，从整体上详细分析了企业间网络推动技术创新的优势。然后，结合具体的网络组织形式，论述了外包、战略联盟、虚拟企业和产业集群这四种网络组织形式对技术创新的推动作用。 第四部分为网络治理与技术创新。网络治理是企业间网络发挥推动技术创新功能的前提和保证。本章首先阐述了网络治理的必要性，着重分析了企业间网络的两个核心问题。一个是克服企业间网络的不稳定性问题。并用博弈论的分析方法，得出企业间网络能够在理论上达到合作均衡，即企业间网络能够抑制机会主义行为，保证企业间网络的稳定。另一个是企业间网络的协同效应。并指出协同效应是企业间网络对技术创新推动作用的综合体现。随后提出了网络治理问题。在研究网络治理问题时，构建了网络治理的框架。 第五部分为结束语。从静态和动态两个方面对我国技术创新所面临的困难做了一个分析。结合中国实际得出，应用企业间网络来组织实施技术创新不仅仅是有助于目前我国企业创新问题的解决，更重要的是能提高我国企业的技术创新能力，提升我国企业的竞争地位。最后，阐述了在网络治理中，需考虑我国传统文化对网络治理的影响。更多还原

【Abstract】 Since the 1980’s, great changes have taken place in the business environment. Changes firstly come from consumers’ demand. As the social wealth increases, consumers hope that products and service enterprises supply could well satisfy their quickly changing individualized demand. Secondly, there are changes in the market competitioa The economic globalization obliges enterprises to encounter fierce competition from the global market. In order to occupy a place in the competition, enterprises have to rely on technological innovation and provide satisfactory products and service to customers at high speed.However, the characters of high investment, high risk and high complexity that exist in technological innovation make it difficult to perform technological innovation efficiently. Technological innovation has to be realized in a certain organization, however, the form of organization and the way it functions influence its efficiency and decides whether technological innovation can be performed successfully. So it is significant to do researches on which kind of organization could promote technological innovation. Among various enterprise organizational forms, inter-enterprise network is a new type of organization. It is different from traditional organization structures and has a lot unique characters. It is very necessary to analyze this new organization’s function in technological innovation activities.The thesis is divided into five parts:The first part is the preface, in which the research background is introduced, then a review on relative theories and finally the train of thought about the thesis.The second part discusses the relation between technological innovation and inter-enterprise network. Firstly there is a through description and analysis of technological innovation process. Then based on the conclusion of general analysis and necessity analysis of cooperative innovation, it is argued that cooperative innovation has become the main method of performing technological innovation, and that inter-firm network is an efficient organizational form to perform cooperative innovatioaThe third part elaborates on the mechanism how inter-enterprise network promotestechnological innovation. The author gives a general analysis of inter-enterprise network’s advantages in performing technological innovation, and then combines concrete network forms including outsourcing, strategic alliance, virtual enterprise and industrial cluster to give a detailed description of inter-enterprise network’s innovation advantages.The fourth part is about network governance. Network governance is the premise and guarantee for inter-enterprise network to realize its function of promoting technological innovatioa This part firstly analyzes the necessity of network governance with an emphasis on two core problems about inter-enterprise network. One is to overcome the instability of inter-enterprise network. Using the analysis method of game theory, the author concludes that inter-enterprise network could reach cooperation equilibrium in theory, that is, inter-enterprise network could restrain the act of opportunism so as to guarantee the stability of inter-enterprise network. The other is the synergy effect of inter-enterprise network. It is pointed out that the synergy effect comprehensively displays inter-enterprise’s function of promoting technological innovation. Then network governance is involved. A framework of network governance is established.The fifth part aims to combine theoretical conclusions with practice. The author makes an analysis of difficulties Chinese enterprises often encounter when performing technological innovation. It is pointed out that the application of inter-enterprise network could not only solve those practical difficulties but more important improve innovation abilities of enterprises. Finally, the effects of Chinese traditional culture should be considered in network governance.更多还原