【摘要】 我国融资融券业务开展多年,虽有一定进展,但实践中也存在部分业务操作与《公司法》、《证券法》以及其他相关规定的兼容与契合问题,比如上市证券公司开展该业务的特殊性、限售股相关政策的衔接,上市公司董、监和高管交易限制等问题。解决问题的现实途径,是在实践中对原有立法从立法目的到具体适用形成正确的、统一的市场认识,从而排除原有立法对融资融券制度不应有的束缚。更多还原

【Abstract】 The securities lending and borrowing business has been practiced in China for several years.Though it has achieved some progress,the practice conflicts with certain regulatory provisions in the Company Law,the Securities Act and other relative regulations.Violations cover areas such as listed securities companies’ practice,the relation with regulations concerning restricted shares,and the restrictions on directors,supervisors and senior managers in listed companies.One way to solve the problem is to form a correct and unified market understanding of the current regula tion,thus exclude the negative impact made by misinterpretation of the current regulation.更多还原