【作者】 王鹏；

【导师】 李健； 曹兴；

【作者基本信息】 中南大学 ， 管理科学与工程， 2012， 博士

【摘要】 自主创新是经济社会协调、可持续发展的动力源泉,提升区域自主创新能力不仅是国家创新能力提高的基础,也是构建区域创新系统,引领经济社会发展的重要途径,加快自主创新能力的提升有利于形成区域经济增长的内在动力。当前中部地区正处于发展的关键阶段,研究如何提升中部地区自主创新能力,既是实现中部崛起战略的重要保障,也是建设创新型国家的有效途径。大量研究表明区域自主创新能力是区域创新主体与环境不断互动,从而产生适合区域独特需要的创新区域形态及不断适应区域经济社会目标的一种动态性历程。本研究在路径依赖理论等相关文献研究的基础上,通过对中部地区自主创新能力进行评价,研究中部地区自主创新能力的路径依赖问题,进而寻找破除路径依赖的途径。本研究主要研究内容分为三大部分。第一部分是本研究的理论基础：首先通过文献研究,对路径依赖和自主创新能力相关理论进行了梳理,对自主创新能力的路径依赖研究的发展历程进行了分析,在此基础上,分析了路径依赖对区域自主创新的影响,探析了区域经济发展过程中路径依赖的成因,总结了区域创新发展中路径依赖的主要表现；本研究对建国以来我国自主创新的路径依赖演化过程进行了回顾,将其划分为区域创新系统的基础阶段、启动阶段、发展阶段和完善阶段,并结合相关资料及数据分析了各个阶段的主要影响事件和发展特征。第二部分是本研究的核心：首先基于当前中部地区区域自主创新过程中存在的制约因素,结合中部地区实际情况,从创新投入、创新产出、创新环境和可持续发展四个方面构建了中部地区自主创新能力评价指标体系,对中部地区各省2007-2009年自主创新能力进行评价研究,结合评价结果对各省自主创新能力进行具体分析,比较发现区域内各省自主创新能力发展的优势和劣势；结合中部六省2000-2009数据对各省路径依赖状况进行了分析,剖析了中部地区路径依赖性的形成及其演化过程,以合芜蚌改革试验区为例分析了路径依赖在区域创新中的演变情况；通过提出建立以武汉城市圈和长株潭城市群为核心的“哑铃型”中部创新发展模式,探寻区域创新路径更新的可能。第三部分是政策建议及结论：针对中部地区自主创新的特点,从面向创新支撑、面向创新动力、面向创新方式、面向创新市场角度提出了政策建议,并专门结合武汉城市圈和长株潭城市群两型社会改革试验区的特点提出了面向创新技术的政策建议；最后是本研究的总结和展望。本研究的理论分析部分主要是在中外学者研究基础上完善了基于路径依赖理论的区域创新理论。基于经典理论和学术前沿研究,对自主创新能力理论进行梳理归纳,特别将我国中部地区各省份区域自主创新能力的发展与路径依赖理论有机结合,提出导致区域自主创新产生路径依赖的主要原因,分析了路径依赖对自主创新能力的强化和锁定作用,认为要摆脱路径依赖困境,就必须突破区域自主创新依赖的既有路径,从路径依赖走向路径创造。本研究的实证研究部分主要是以翔实的数据为支撑对中部地区自主创新能力进行研究,选取中部地区各省为样本,根据中部地区实际情况,在文献研究和专家调查的基础上构建了自主创新能力的评价指标体系,对中部地区各省区域创新情况进行了具体分析,并结合数据对各省自主创新能力演化的路径依赖情况进行了分析。本研究提出了以武汉城市圈和长株潭城市群为中部地区自主创新发展的两个核心,构建“哑铃型”中部地区区域自主创新能力提升路径。本研究还结合具体案例,针对中部地区自主创新能力提升的制约因素提出了政策建议。更多还原

【Abstract】 Independent innovation is the impetus of regional economic and social sustainable development. The promotion of regional innovation is not only the foundation to improve national innovation, but also an important way to construct regional innovation system and guide economic and social development. The speed up of independent innovation will contribute to the formation of an internal force for regional economic growth. Now the development of central China is in a critical stage. Researches on how to promote independent innovation in central China is an important guarantee to realize the strategy of rise of central China and also an effective way to build an innovative country.Many researches prove that regional independent innovation is an innovative regional pattern suitable for regional needs through a continuous interaction between the regional innovation subject and environment; it is a dynamic process continuously adapting to regional economic and social objectives. Based on researches on path dependence theory, this thesis discusses the independent innovation in central China. Through an evaluation of independent innovation in this region, this thesis aims to discover the features of path dependence of independent innovation in central China and then looks for a way to break path dependence. Content of the thesis can be divided into three parts:Part One is the theoretical basis:through the literature review, this part introduces related theories on path dependence and independent innovation and state the history and development of researches on path dependence of independent innovation. After that, it analyzes the influence of path dependence on regional innovation, discuss the reasons of path dependence in the process of regional economic development, and then summarize the main manifestations of regional innovation; a review of the evolution of path dependence of regional innovation in China since its establishment is included in this thesis, which is divided into four stages in the regional innovation system:foundation stage, start-up stage, development stage and maturity stage. With the help of historical materials and data this part also analyzes the primary events and development features of each stage.Part Two is the core part of this paper:firstly, based on the mechanism deficiencies during regional innovation and the real situation in central China, an evaluation index system of regional innovation in central China is constructed from four aspects:innovation input, innovation output, innovation environment, and sustainable development. Then an evaluation research on the independent innovation of provinces in central China from2007to2009is carried out. Combining with the evaluation results, this part analyze the independent innovation in these provinces and find out the advantages and disadvantages of the development of independent innovation there; then the formation and evolution of path dependence in central China is analyzed. Combining with data of the six provinces in central China from2000to2009, taking Hefei-Wuhu-Bangbu reform pilot area as the example, the evolution of path dependence during regional innovation is analyzed. It explores new possibility of independent innovation through a "barbell-shaped" innovation development pattern in central China which centers in Wuhan Urban Circle and Changsha-Zhuzhou-Xiangtan urban agglomeration, and further suggests some ways to improve independent innovation in central China are proposed from the following facets:perfection of coordinated development policies in central China, enlargement of research and development investment, implementation of a combination strategy of production, study and research, reasonable industrial transfer in international and eastern regions.Part Three is the suggestion and conclusion part:Aiming at the features of independent innovation in central regions, some policy suggestions are given from innovation support, innovation impetus, innovation methods and innovation markets, Based on the features of two reform pilot areas of Wuhan Urban Circle and Changsha-Zhuzhou-Xiangtan urban agglomeration, a policy suggestion is offered so as to provide some policy suggestions oriented from innovation technology. Finally, there comes the conclusion and prospect.The theoretical analysis part of this paper consummates the theories about path dependence-based regional independent innovation ability. After generalizing theoretical researches on independent innovation from classic theories and academic frontiers, especially the combination of regional innovation development in central China with the path dependence theory, it argues the reasons resulting in path dependence of regional innovation, discusses the reinforcement and locking function of path dependence on independent innovation and believes that path in order to get rid of the predicament of path dependent, it is necessary to break the path on which regional innovation depends and move from path dependence to path creation.A detailed analysis of the innovation situation in reach provinces in central China is performed. In conjunction with the data, the path dependence of independent innovation evolvement in each province is analyzed as well. This paper also presents Wuhan Urban Circle and Changsha-Zhuzhou-Xiangtan urban agglomeration as two cores for independent innovation development in central China, and constructs a barbell-type way for improvement of independent innovation in central China. Besides, this paper also combines with specific cases to propose some policy suggestions targeting at the factors restricting the improvement of independent innovation in central China.更多还原