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提升企业可持续竞争力的产业环境规制研究

Research on the Industrial Environmental Regulations and the Enhancement of the Firm’s Sustainable Competitiveness

【作者】 黄蕙萍

【导师】 赵玉林;

【作者基本信息】 武汉理工大学 , 产业经济学, 2010, 博士

【副题名】以中国建材产业为例

【摘要】 在因竞争日益激烈而变得越来越狭窄的市场空间里,企业竞争力的培育和提升一直是一个关键问题。然而,随着经济的发展,工业发展所受到的资源和环境约束日益显著,已经接近其约束边界,企业竞争力的来源也因此发生了深刻变化,充分考虑了资源环境约束的企业可持续竞争力的提升,不仅是企业能否取得更大的商业成功的决定性因素,也是可持续发展的需要。在这一背景下,本文在重新界定企业可持续竞争力的基础上,建立了企业可持续竞争力的评价指标体系,并以建材产业为例,评价了其可持续竞争力的现实状况,实证了环境规制与企业可持续竞争力的关联,探讨了环境规制提升企业可持续竞争力的机制,并对建材产业如何通过实施产业准入规制提升竞争力进行了研究,这一研究无疑有重要的理论和现实意义。本文综合运用竞争力理论、可持续发展理论、环境规制理论、产业组织理论以及相关研究方法展开研究,在研究中遵循规范研究和实证研究相结合、定性分析和定量分析相结合、归纳分析和演绎分析相结合的原则,主要运用了系统方法、实证分析、案例研究和比较研究方法。本文重点研究企业可持续竞争力的提升。除绪论和总结外,主要研究由六个部分组成。第二章在资源环境的约束下,探讨企业可持续竞争力的内涵,建立企业可持续竞争力的评价指标体系,这是本文的理论基础部分;第三章以我国建材产业为例,对我国建材工业5000多家企业可持续竞争力作出实证评价,为制订提升建材工业企业可持续竞争力的环境规制提供现实依据;第四章和第五章从理论上揭示环境规制与提升企业可持续竞争力的内在联系,探究环境规制提升企业可持续竞争力的三种作用机制;第六章和第七章将我国建材行业作为案例,应用最优环境规制,研究设计“提升我国建材企业可持续竞争力的产业准入政策”,提出具体方案和实施对策,供有关部门决策参考。论文的主要结论和具有创新性的工作体现在:将企业竞争力的可持续性与符合可持续发展理念的企业竞争力统一到同一理论框架,企业可持续竞争力应该是充分考虑了经济、环境、社会效益的竞争力;通过实证评价,我国建材企业可持续竞争力并不强大,主要原因在于产业环境规制的有效性不足;环境规制与企业可持续竞争力存在正相关性,并通过进入-退出、成本-收益和技术传导三个层面的机制综合作用,影响企业可持续竞争力;严格的环境规制会提升环境敏感产业的企业可持续竞争力,对于我国建材产业来说,根据进入-退出机制,制定和实施产业准入政策是首要任务。

【Abstract】 It has been a key issue that how to cultivate and enhance a firm’s competitiveness, while the market space becoming more and more strait due to fierce competition. However, in line with the growing strictness of environmental constraints owing to the scarcity of environmental resources, the development of industry is approaching to the boundary of this restriction, leading to remarkable changes of the source of firm’s competitiveness. It is believed that a scheme that contains firm’s sustainable competitiveness with regard to environmental constrains is vital to greater business success and creates a must for its sustainable development. Hence, this dissertation rebuilds the evaluation system of firm’s sustainable competitiveness on the basis of redefining the concept of the firm’s sustainable competitiveness. In addition, it evaluates the current situation of the firm’s sustainable competitiveness in the industry by taking China’s building material industry as a case study. An empirical analysis is given to the co-relation of environmental regulation and firm’s sustainable competitiveness. It also discusses the approaches to improve the firm’s sustainable competitiveness in China’s building material industry, by adopting the industrial accession regulation. In this sense, this research is of important signification both theoretically and practically.The improvement of firm’s sustainable competitiveness is the main issue in the dissertation. Besides the introduction and conclusion parts, the dissertation consists of six chapters. In chapter 2, with the environmental constrains being taking into account, by arguing the concept and content of firm’s sustainable competitiveness, and establishing the evaluation system of firm’s sustainable competitiveness accordingly, the author sets up a theoretical base of the research. Chapter 3 conducts an empirical study by using the system on evaluating the firm’s sustainable competitiveness after collecting more than 5000 firms’data in China’s building material industry. This chapter prepares a practical base for the further study. In chapter 4 and 5, the author unveils the inside relationship between environmental regulation and firm’s sustainable competitiveness, finds out the integrated mechanism of how environmental regulation improving firm’s sustainable competitiveness, which consists of three main mechanisms. In chapter 6 and 7, the optimal environmental regulation is designed by applied industrial accession policies in China’s building material industry, some schemes and countermeasures are also given to apply the references for the government.Based on the theories and methods of competitiveness, sustainable development, environmental regulation, and industrial organization theory, the dissertation conducts the study by using systematic method, empirical study, case study, and comparative study, following the principles of combining qualitative and quantitative analysis, the theoretical and empirical studies.The conclusion and innovative work of the study are as follows:Firstly, the firm’s sustainable competitiveness is the competence which integrates the economical, social and environmental effects. Secondly, according to the results of empirical study on the evaluation of the firm’s sustainable competitiveness in building material industry in China, the inefficiency of environmental regulation is the main cause that leads to low competitiveness. Thirdly, since environmental regulation has positive correspondence to the firm’s sustainable competitiveness, it affects the firm’s sustainable competitiveness through three mechanisms:the entry-exist mechanism, the cost-benefit mechanism, and the technology transmission mechanism. Lastly, strict environmental regulation will lead to the improvement of the firm’s sustainable competitiveness in environment-sensitive industry. In the case of China’s building material industry, establishing and implementing the industrial accession policy is the principal task.

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