【作者】 赵红光；

【导师】 陈景艳； 李文兴；

【作者基本信息】 北京交通大学 ， 产业经济学， 2007， 博士

【摘要】 研究与发展(R&D)作为最重要的科技活动，在经济、科技全球化的推动下，不断在深度和广度上扩展，组织越来越完善，分工越来越专业化，并呈现出越来越多的市场化特征。R&D产业已不仅是学术范畴内的概念，而且是现实经济中的一个新兴产业。从产业经济的角度对R&D产业进行深入研究，发现和揭示R&D产业形成和发展的内在规律，既可以深化R&D产业的理论研究，也能够改善R&D产业管理，促进R&D产业发展，发挥R&D产业对产业结构升级、经济和社会发展的引领和带动作用，特别是对推动我国R&D产业发展，实现从科技大国向科技强国的转变，有着重要的现实意义。论文围绕R&D产业形成、R&D产业发展和中国R&D产业发展三个方面展开研究。首先在对国内外相关研究综述的基础上，以构成R&D产业核心内容的商品性R&D活动为主线，分析了R&D产业的内涵和成因，以及R&D产业的规模、主要特征和影响因素。然后对R&D产业行为主体及其博弈进行了分析，描述了R&D产业通过动态博弈而实现均衡，构建了基于R&D产业的产业增长模型，总结了R&D产业发展趋势及面临的主要问题，分析了不同主体在R&D产业管理中的作用及R&D产业管理的核心。最后在中国R&D产业发展的现状考察、SWOT分析的基础上，提出了中国R&D产业发展总体思路、战略要点及具体对策建议，描绘了发展路线图。论文研究的主要结论是：R&D产业是R&D活动发展到一定阶段的产物，技术推动、需求拉动和竞争驱动是其形成的主要动力机制；R&D产业是以提供技术和知识等非物质产出为主的产业，其产品为其它产业提供了有力的工具和手段；R&D产业已经具备了相当的规模，供给者和需求者在商品性R&D活动中进行动态博弈，通过采取不同的R&D策略，以最终的R&D产品价格实现供需均衡；R&D产业的存在，不仅会产生促进R&D活动的积极效应，而且会产生产业结构变动与升级效应，进而有效地促进经济增长；加强知识产权保护、减少技术壁垒、促进信息资源和科研仪器共享、建立和完善评价体系以及处理好跨国公司与东道国和母国的关系等是R&D产业进一步发展所需要解决的主要问题；人才、专利和技术标准成为R&D产业管理的核心；发展R&D产业是中国国家创新系统建设的核心内容，明确定位、营造环境、完善组织、健全机制、促进合作是发展中国R&D产业的战略要点。论文最后提出了还需要进一步研究的问题，包括R&D产业的划分和统计、R&D产业效应的定量分析、R&D产业市场分析等。更多还原

【Abstract】 Propelled by the economic, science and technology globalization, as the most important science and technology activity, R&D has gone further in its depth and dimension with organization of R&D more optimized, the division of labor more specialized and R&D turning increasingly commercialized. R&D industry is not only an academic concept but also an emerging industry in the realistic economy. A thorough study on the R&D industry from the perspective of industrial economy, with discovering and revealing the formation of R&D industry as well as the inherent law of its development will be of benefit to deepening the theoretical research in R&D industry, to improvement of R&D industry management and to promoting the advancement of R&D industry. It is of important realistic significance to take leading role of R&D industry in adjusting the industrial structure and particularly to promote the development of China’s R&D industry and hasten the transformation of China from a country rich in S&T resources into a country with powerful S&T.This paper conducted research in the following three aspects: firstly, the formation of R&D industry; secondly, the R&D industry and thirdly, the development of China’s R&D industry. Based on the research reports from home and abroad, starting with the R&D activities, analyses are made on the implications and cause of the R&D industry with commercial R&D, the core of R&D industry, as the focus; a summary is made on the scale, main features and impact factors of R&D industry. Then, analysis is made on the major players of the R&D industry and their games; the paper describes the industry equilibrium achieved through the dynamic gaming in the R&D industry, establishes the industry growth model on the basis of R&D industry and summarizes the development trend and major problems faced by the R&D industry. The paper also analyses the roles of different players in the management of R&D industry and what the core of R&D industry management. At last, based on the inspection on the status-quo of China’s R&D industry development and conducts SWOT analysis, this paper puts forward the overall strategies, strategic tasks and arrangement by stage for the development of China’s R&D industry, outlines the roadmap of development and finally proposes solutions.The major conclusions of this paper are that R&D industry is a product of R&D activities; technology, demand and competition are the major driving mechanism for the formation of R&D industry; the R&D industry is a industry that mainly produces non-material outputs like technology and knowledge. The output of this industry provides powerful tools and means for other industries; R&D industry has been on a suitable scale, the suppliers and demanders play dynamic games in the commercial R&D activities and through various R&D strategies finally reached equilibrium in supply and demand by the price of R&D product; the existence of R&D industry will have positive impacts not only on the promotion of the R&D activities but also on the adjustment and upgrade of industrial structure and, as a result, promoting the economic growth. The major problems faced by the R&D industry in its future development are IPR protection, reducing technical barriers, promoting the sharing of information resources and scientific instruments, establishment and improvement of evaluation system and dealing with relationship between the host country and home country of multi-national companies; talents, patents and technical standards are the core of the management of R&D industry; Developing R&D industry is the core of building Chinese National Innovation Systems, the strategic tasks of the development of China’s R&D industry are to clearly define status-quo, foster favorable environment, improve organization, optimize mechanism and promote collaboration.This paper ends with some issues that deserve further research, including the division of R&D industry and statistics, the quantitative analysis of R&D industry impact, and the market analysis of R&D industry.更多还原