【作者】 贾晓辉；

【导师】 舒华英；

【作者基本信息】 北京邮电大学 ， 管理科学与工程， 2007， 博士

【摘要】 在知识经济和经济全球化的大潮中，知识产权已成为许多国家发展和参与国际竞争的重要手段。在我国深化改革开放，进入全面建设小康社会的新阶段、新时期，制定和实施知识产权战略，既是应对知识产权国际国内挑战的当务之急，也是关系我国核心竞争能力培育和国民经济长远发展的关键。TD-GCDMA是我国向国际电信联盟(ITU)提出的具有自主知识产权的第三代移动通信标准，是中国百年电信技术史上的重大突破。对TD-SCDMA进行知识产权战略分析，不仅是为我国目前为数不多具有核心技术的战略产业提供决策支持，而且也为我国目前尚不成熟的知识产权战略研究提供更多思路和工具。本文在总结大量知识产权战略实际案例和专题研究的基础上，运用战略管理理论、博弈理论和创新理论，从系统的观点重新审视了知识产权战略体系。针对TD-GCDMA的知识产权战略，提出了比较系统的分析结论。本文共分七章，其中第一章和第七章分别为理论综述和对未来研究方向的展望，第二、三、四、六章为本论文的核心内容，分别阐述了知识产权战略理论体系、TD-GCDMA的产业知识产权战略分析、TD-GCMA企业知识产权战略分析、TD-GCDMA与国家知识产权战略的关系等方面的内容，第五章包括了与论文主体内容有着紧密关系的专题研究成果。各章具体内容如下：第一章为绪论，介绍了研究的背景，研究所需要的基础理论、文献及实践的现状，界定了论文研究的前提、原则和方法，提出了创新方向和论文的框架结构。第二章系统而全面阐述了知识产权战略理论体系，其中包括：战略定位，战略目标，战略层次和战略体系的系统结构。并对企业知识产权战略系统进行了多维度的分析。第三章对TD-GCDMA产业进行知识产权战略分析。第一部分运用战略管理理论，采用GWOT分析框架，分析TD-GCDMA产业面临的外部机会与威胁，内部优势和劣势，形成适合TD-GCDMA知识产权国际化战略的思路。第二部分对T-GCDMA D产业化进程中的知识产权管理政策所深刻影响的利益分配格局进行了分析，提出了在TD-SCDMA产业化进程中，知识产权保护的变化形态，并运用博弈论验证在不同时期知识产权管理政策对促进TD-SCDMA产业成长、壮大的可行性，提出了促进TD-SCDMA产业化的知识产权发展战略思路。第四章对重要的TD-SCDMA企业进行知识产权战略分析。其中包括：通信设备制造商大唐电信、移动通信运营商和内容提供商。第五章是对企业知识产权战略研究的补充。其中包括四部分内容：企业知识产权战略管理、专利战略的类型、专利信息应用和企业专利质量评价体系。该章旨在加强知识产权战略的可操作性。第六章阐述了TD-gCDMA对国家知识产权战略提出的需求，提出了国家知识产权战略的一种新思路：“新核心”战略，分析了我国未来在3G知识产权中的机遇和挑战。第七章总结了论文的主要结论，创新点以及对未来研究方向的展望。论文的主要创新点为以下几个方面：1)针对目前知识产权战略研究成果的分散局面，论文首次完成了系统而全面的知识产权战略理论体系，其中包括：战略定位，战略目标，战略层次和战略体系的系统结构。并结合TD-SCDMA，阐述了系统结构的内在关系。2)针对目前研究中普遍存在的片面性，论文首次从知识产权战略体系中的各个不同角度观察和研究同一主题：TD-SCDMA，得出比较全面和完善的分析结论，为指导TD-SCDMA产业的发展提供了决策支持。3)首次提出国家知识产权战略的一种新思路：“新核心”战略。其基本特征是通过架构创新，将自身的多个单项技术转化为关键技术，然后通过对关键技术进行知识产权交换，实现知识产权突围。由于个人水平所限，研究中还存在着一些不足之处，有待进一步完善提高，同时，无论是知识产权战略还是TD-SCDMA产业，相关研究都才刚刚起步，还有许多方向值得深入研究下去。更多还原

【Abstract】 In the tendency of knowledge economy and economic globalization,IPR (Intellectual Right Property) has already become the important meansof the national development and competition. In the era of deepening ournational reform and open policy and stepping into new times to constructeasy society roundly, making and implementing IPR strategy is urgent toanswer the domestic and foreign challenge of IPR and the key related toboth cultivate our national core competition and long-standing nationaleconomy. TD-SCDMA with independent IPR is the third generationmobile communicateon standard which China brought forward to ITU(International Telecom Union) and is the great breakthrough in theChinese telecom history for about one hundred years. IPR strategyanalysis for TD-SCDMA is not only able to put forward decision-makingsupport to our few strategic industries with their own core technology, butalso offer more ideas and tools to the study on the previously immatureknowledge patent strategy.Basing on the abundant practical experience of IPR management andspecial research, i survey newly the system of IPR strategy in the theoriesof stratagey management, game theory and innovation theory. Somesystemic conclusions are put forward aiming at the IPR strategy ofTD-SCDMA.There are seven chapters in this paper in all. Some correlativetheories are introduced in the first chapter. Some future prospects arelisted in the seventh chapter. The second, third, fourth and sixth ones arethe main parts in this paper. Problems such as, system of IPR strategy,IPR strategy of TD-SCDMA industry, TD-SCDMA enterprises and ourcountry are expatiated. The fifth chapter which concentrates on the IPRstrategy of enterprises and the sixth chapter contain some special researchs which are closely interrelated main subjects. The correspondingdetails are as follows:The chapter one is the start of this article. The necessities andurgencies to the IPR strategy are introduced firstly. The different historiesof the practices for Chinese and American IPR strategy are analyzed. Thepresent references are hackled and concluded. The research purpose,scope, preconditioned supposition and methodology are expounded,which explains the whole frame of this paper.The system of IPR strategy is expatiated systemically and generallyin the second one, which contains: strategy orientation, strategy object,strategy hiberarchy and whole framework. Further, we research thesystem of enterprise IPR strategy from multidimensional standpoints.TD-SCDMA industry is surveyed with IPR strategy in the third one. Inthe frame of SWOT from strategy managment theory, externalopportunity and threatness, internal superiority and inferiority ofTD-SCDMA industry are analyzed in the forepart and the strategyavailable to the internationalization of TD-SCDMA IPR is formedsimultaneously. Profit distribution influenced by the policy of theTD-SCDMA IPR management is analyzed in the rearward. The mutativestrategy of IPR during the industrialization of TD-SCDMA is introduced.The game analysis is applied to validate the feasibility of the growth andexpansion of TD-SCMA boosted by the management policy of IPRduring different times. Some new thoughts with consideration of IPRstrategy are put forward to advance the industrialization of TD.Some IPR strategic analysis are applied to the enterprises whoconcentrate on TD-SCDMA such as, DaTang telecom manufacturer,mobile communication operator and content provider are included in thefourth one.The content of fifth one is the supplement for enterprises IPRstrategy, which contains four parts: enterprise IPR management, types ofpatent strategy, patent information application and evaluate system ofenterprise patents. This chapter is designed to enhance themaneuverability of IPR strategy.The national support which is benefit for TD-SCDMA’s development is expatiated in the sixth chapter. The "new core" model for national IPRstrategy is brought forward. The opportunities and changes in 3G IPR forChina are analyzed.The important conclusions, innovations and future prospects in thisarticle are summarized in the seventh one.The main innovations of this article are concentrated in the followingaspects:For the first time, we accomplish the systemic and comprehensivetheoretics framework of IPR strategy which contains: strategy orientation,strategy object, strategy hiberarchy and whole framework. Further, weexpatiate on the immanent relation of the whole framework withTD-SCDMA considered.For the first time, we analysis the single subject (TD-SCDMA) fromall of the parts of the system of IPR strategy and draw the comprehensiveconclusions which will be decision-makings for TD-SCDMA industrydevelopment.Moreover, we introduce the new idea for Chinese IPR strategy, whichis namely "new core" whose basic characteristic is turning servalmonomial technologies to the key technologies with frameworkinnovation and exchanging the key technologies to break through IPRpuzzledom.更多还原