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矩阵相合型特征值

Some Researches on the Coneigenvalues of Matrices

【作者】 李庆春

【导师】 张树功;

【作者基本信息】 吉林大学 , 计算数学, 2007, 博士

【摘要】 1985年R.A.Horn和C.R.Johnson在研究复对称矩阵理论时给出了矩阵相合型特征值(简称C-特征值)的概念并讨论了一些基本性质。矩阵C-特征值与普通特征值既有很多的相似,又有本质的区别。在研究矩阵C-相似下的各种标准型、不同的分解形式、C-相似性理论以及C-对角化理论中有着重要的应用。本文主要研究了C-特征值的等价表征和相关性质,从不同的角度刻划了矩阵C-特征值,分析了矩阵C-特征值与普通特征值的异同,同时给出了矩阵基本C-特征值集合是完全集的充要条件。讨论了矩阵C-特征值的包含区间,首先给出了经典的Gerschgorin型C-特征值的包含区间,同时讨论了若干改进的结果,得到了相应的复合型C-特征值的包含区间。研究了非负矩阵C-谱半径的相应性质,最后用矩阵C-谱半径刻划了矩阵范数的界,并讨论了矩阵Kronecker积的C-特征值问题。

【Abstract】 Let A = (aij)∈Cn×n. If there existλ∈C and x∈Cn\{0} such thatλis said to be a coneigenvalue of A(in short c-eigenvalue), and x is said to be the coneigenvector of A corresponding toλ(in short c-eigenvector), where C(E) is the set of all complex(real) numbers, and Cn×n(Rn×n) denotes the set of all n×n complex(real) square matrices.Let A = (aij)∈Cn×n. If there existsλ∈C such thatλis a coneigenvalue of A, the nonnegative coneigenvalue |λ| equal to module ofλis said to be the basic coneigenvalue of A. Andλc+(A) denotes the set of all basic coneigenvalues of A.Let A, B∈Cn×n. If there exists a nonsingular matrix S∈Cn×n such that , we call that A is consistently similar to B (in short C-similar). If S can be taken as a unitary matrix, we call that A is U-consistently similar to B(in short unitary C-similar). Let A∈Cn×n. If there exists a nonsingular matrix S∈Cn×n such that S-1AS|- is a upper triangular matrix, A is said to can be consistent triangularization(in short C-triangularization). If S can be taken such that S-1AS|- is a diagonal matrix, A is said to can be consistent diagonalization(in short C-diagonalization). A is said to can be unitary C-triangularization and unitary C-diagonalization, if A is the simplified form we wanted by C-similarity of unitary matrix. In 1985, R.A.Horn and C.R.Johnson gave the concept of matrix coneigen-value and discussed some fundamental properties when they studied the theories of a complex symmetrical matrix. Although the coneigenvalues of a matrix are similar to general eigenvalues, there exists difference between them in essence. The coneigenvalues of a matrix play an important role in all kinds of canonical forms, different decomposition forms , C-similarity theory and C-diagonal theory under C-similarity. In addition, there are important applications for the coneigenvalues of a matrix in most computations of modern stochastic process and solving some physics problems by two-order linear partial differential equation. Y.P.Hong, R.A.Horn,S.Furtado and C.R. Johnson etc. further discussed the properties and applications of coneigenvalues respectively, and some important results were obtained.In this paper, we mainly study the equivalent representation and the relative properties of coneigenvalues, discuss the inclusion interval of coneigenvalues, and give some results of coneigenvalues for a special class of matrices. The main content contains three parts, i.e. the second chapter, the third chapter and the fourth chapter.In second chapter, we mainly study the equivalent representation and the relative properties of coneigenvalues, score coneigenvalues of matrix from different aspects, and analyze the difference and similarity between coneigenvalues and general eigenvalues. Meanwhile, we refer to the sufficient and necessary conditions of the matrix basic coneigenvalue set as a complete set. The main results are as follows.Theorem 2.1.2 Let A = (aij)∈Cn×n, thenλ∈λc(A) (?) there exists D= diag(e1, e2,…,en),θi∈R, i = 1,2,…, n, such thatλ∈λ(DA), where D satisfies DX = X|-, and X|- is the eigenvalue of DA with corresponding eigenvalueλ.Theorem 2.1.3 Let A = Ar + iAi∈Cn×n, Ar, Ai∈Rn×n,λ=λr + iλi∈C\{0},λri∈R, then whereTheorem 2.1.4 Let A∈Cn×n,λ≥0, then , whereTheorem 2.1.5 Let A = Ar + iAi∈Cn×n, Ar, Ai∈Rn×n,0 <λ∈R, then , whereLet A = (aij)∈Cn×n. Ifλis k-repeated nonnegative eigenvalue of AA|-, we call thatλ1/2 is k-repeated eigenvalue of A. If |λc+(A)| = n(multiple number is considered),λc+(A) is called a complete set.Theorem 2.2.1 Let A,B∈Cn×n. If A is C- simialr to B, we haveλc+(A) =λc+(B).Theorem 2.2.2 Let A = Ar + iAi∈Cn×n, Ar, Ai∈Rn×n If Ar and Ai are exchangeable, and both of them are symmetric, thenλc+(A) is complete, andλc+(A) = {(σi2(Ar) +σi2(Ai))1/2, i∈< n >}, whereσi(Ar) andσi(Ai) are the singular values of Ar and Ai respectively.Theorem 2.2.3 Let A = Ar+iAi∈Cn×n, Ar, Ai∈Rn×n, then the following conditions are equivalent:1)λc+(A) is a complete set, and |λc+(A)| = n(multiple number is not considered).2)λ(AA|-) = {0≤μ12 <…<μn}.3) there exist nonsingular matrix X∈Cn×n and∧= diag(μi1n, 0≤μ12 <…<μn) such that AA|- = X∧X-1.4) there exist nonsingular matrix S∈Cn×n and∧A = diag(λi1n, 0≤λ12 <…<λn, such that A = S∧A(S|-)-1.In the third chapter, the inclusion interval of coneigenvalues of a matrix is discussed: firstly, we give the inclusion interval of coneigenvalues of a classical Gerschgorin matrix, discuss several improved results, and then we get the inclusion interval of coneigenvalues corresponding to a compound matrix. The main results are as follows.Theorem 3.1.1 Let A = (aij)∈Cn×n, thenwhere Gi(A) = {z∈R+ : |z - |aii||≤ri(A)}, i∈< n >, ,

  • 【网络出版投稿人】 吉林大学
  • 【网络出版年期】2007年 04期
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