近代中国公司治理思想研究

【作者】 杨勇；

【导师】 吴申元；

【作者基本信息】 复旦大学 ， 经济思想史， 2005， 博士

【摘要】 洋务运动是我国近代化进程之起点,建立近代企业是洋务运动的重要内容,其企业体制产生、发展、演变的过程具体地反映着中国近代化发展历程的特殊性。今天,企业的制度改革仍然是中国经济体制改革的重点。虽然在时间上二者已相距甚远,然而,就其内容而言却仍有惊人的相似之处。就我国企业体制产生的推动力量来讲,过去和现在均是由政府主导推动开始的,政府行为对二者的兴衰一直有着至关重要的作用。因此,研究近代中国企业的发展史无疑对当今的国企改革有积极的借鉴和促进作用,尤其是作为中国早期工业化阶段主要企业组织和经营体制中的“官督商办”等企业模式,它既是中国官本位传统在社会转型时期延伸的产物,同时也是摹仿西方现代企业制度在社会化生产方面迈进的新阶段。借助于这面“镜子”,我们可以发现中国近代企业发展过程中的得失,并为当今企业改革提供有益的借鉴,减少当前企业改革的成本,达到少走弯路、提高改革效率的目的。 出于上述目的,本文以时间先后顺序总结评价了近代中国公司治理思想的发展过程,以1872年作为近代中国公司治理思想研究的时间起点,将近代中国公司治理思想的发展过程分为五个时期,即晚清时期(1872～1911)、民初及北洋政府时期(1912～1927)、南京国民政府前十年(1928～1937)、抗日战争时期(1937～1945)以及抗战胜利后时期(1945～1949),归纳了近代中国各个时期公司治理思想的特色,揭示了近代中国各个时期公司治理思想之间的继承、创新与发展的逻辑关系。 本文的另一重要线索是近代中国公司法的产生、演变过程,作为界定、规范公司治理机制的重要的法制规范,本文先后考察了1904年《公司律》、1914年《公司条例》、1929年《公司法》以及1946年《公司法》中所体现出来的主要公司治理思想及其演变过程。就文章内容而言,本文着重考察了各时期近代中国公司治理思想中的官商关系,指出了各阶段官商关系的特点,显示了近代中国相关市场、法制规范不健全情况下公司治理机制中官商之间的博弈过程,并阐明了近代中国公司治理思想发展过程中的失误与成就以及发展的方向。更多还原

【Abstract】 Westernization Movement is the beginning of the process of China’s Modernization, and establishing of modern enterprises is one of important aspects of this movement, the beginning, development and evolvement of these enterprises institution reflect particular characteristics of the procession of Chinese Modernization. Today, the reform of enterprise institution still is the key point of Chinese economic reformation. Although the time is different, the content is still the same. As far as the driving-force of the producing of Chinese enterprise institution, the government always takes the role of advocate and promotion, not only in the present, but also in the past. So, the related research of Chinese modern enterprise can give helpful suggestion to today’s Chinese SOE reform. Especially, the enterprise of "Officer Supervision, Merchant Management"(GUANDU SHANGBAN) in China’s early industrialization not only is the extension of Chinese traditional government domination in the transition time, but also is the new stage of imitating western modern enterprise institution in social produce. Using this mirror, we can find the success and failure in the development of Chinese modern enterprise, and provide the useful suggestion for Chinese reformation, reducing the cost of the reformation and improving the efficient of Chinese reformation.With this intent, this thesis sums up and appraises the procession of the thought of modern Chinese corporate governance in historical sequence. In this thesis, I use the year of 1872 as the beginning point and divide the procession of the development of the thought of modern Chinese corporate governance into five periods, such as, the period of late-Qing dynasty (1872~1911), the period of early Republic China and Beiyang Government (1912—1927), the ten years of Nanking period (1928~1937), the period of Anti-Japanese war (1937~1945) and the period of post-Anti-Japanese war (1945-1949). This thesis concludes the characteristics of the thought of corporate governance in different period, illustrating logic relationship of the continuation, innovation and development of these periods.Another subject of this thesis is the beginning and involvement of modern Company Law, I have analysis the thought of corporate governance in the Company Law issued in the year of 1904(GONGSI LU), 1914(GONGSI TIAOLI), 1929(GONGSI FA), and 1946(GONGSI FA). As far as the content of this thesis, I have analysis the relationship of official and merchant, explain the combat procession between the government and the merchant, illuminate the success and failure in the development of the thought of Chinese corporate governance, and points out the way to develop.更多还原