【作者】 徐洋；

【导师】 王东；

【作者基本信息】 浙江大学 ， 国际商务（专业学位）， 2025， 硕士

【摘要】 近年来,全球供应链体系的不确定性加剧与逆全球化思潮的兴起,促使各国重新审视国际分工模式与技术合作路径,这对深度参与全球价值链的企业技术创新活动构成挑战。在此背景下,我国政府持续推动高水平对外开放政策,构建新型国际合作框架,为本土企业创新发展提供了独特的制度环境。基于此,探究新常态下企业国际化战略与创新绩效的关系,已成为兼具理论价值与实践意义的研究命题。因此,本研究以我国上市企业为研究对象,从企业创新绩效、国际化相关现有研究以及我国企业现状出发,并基于资源基础理论、组织学习理论和竞争优势理论等视角,分析我国上市企业国际化广度与国际化深度对创新绩效的影响及高管学术背景在其中的调节机制。为验证理论假设,本文基于CSMAR及国家知识产权局等数据库,构建了2008年至2023年我国上市公司的面板数据,运用固定效应模型对上述机制展开实证分析。随后,对于模型可能存在的内生性问题,本文采用工具变量及对解释变量滞后一期法进行处理。与此同时,针对模型的稳健性,本文通过替换因变量进行检验。本文还进一步探讨了不同企业类型以及企业所有权性质所呈现的异质性。最后,本文借助宁德时代的案例分析,对实证结果予以充分的补充说明。研究结果显示,我国企业的国际化显著促进了其创新绩效。在通过国际化获得互补性资源、接触并融入更为多元化的知识体系以及面临更激烈的市场竞争等因素的共同作用下,增强了企业的研发投入和创新能力,最终提升了企业的创新绩效。进一步研究发现,高管学术背景在上述影响中发挥了正向的调节作用。宁德时代的案例研究也支持以上实证结果。同时,科技型企业在深度国际化的过程中,相较非科技型企业有着更为显著的创新绩效提升;而相较于国有企业,民营企业的国际化广度对其创新绩效有更大的促进作用。最后,基于上述结果,本文分别从企业和政府的视角提出了相应的对策和建议。更多还原

【Abstract】 In recent years,the increasing uncertainty in the global supply chain system and the rise of anti-globalization sentiments have prompted nations to re-examine their approaches to international division of labor and technological collaboration.This has posed significant challenges to innovation activities of enterprises deeply embedded in global value chains.Against this backdrop,the Chinese government has persistently advanced high-level opening-up policies and established new frameworks for international cooperation,creating a unique institutional environment for the innovative development of domestic enterprises.Consequently,investigating the relationship between corporate internationalization strategies and innovation performance under this new paradigm has emerged as a research proposition of both theoretical value and practical significance.Therefore,this study focuses on Chinese listed enterprises,analyzing the impact of internationalization breadth and depth on innovation performance and the moderating role of executives’academic backgrounds in this relationship.Grounded in resource-based theory,organizational learning theory,and competitive advantage theory,the research integrates existing studies on corporate innovation performance,internationalization,and the current landscape of Chinese enterprises.To test hypotheses,panel data of Chinese listed companies from 2008 to 2023 were constructed using databases such as CSMAR and the National Intellectual Property Administration.A fixed-effects model was employed for empirical analysis.Endogeneity concerns were addressed through instrumental variables and lagged explanatory variables,while robustness was tested by substituting dependent variables.Heterogeneity across enterprise types and ownership structures was further explored.A case study of CATL(Contemporary Amperex Technology Co.Limited)was conducted to supplement empirical findings.Results reveal that internationalization significantly enhances Chinese enterprises’innovation performance.By acquiring complementary resources,integrating diversified knowledge systems,and facing intensified market competition,internationalization strengthens R&D investment and innovation capabilities,thereby improving innovation outcomes.Executives’academic backgrounds positively moderate this relationship.The CATL case validates these findings.Technology-intensive enterprises exhibit greater innovation gains from deep internationalization compared to non-technology firms,while private enterprises benefit more from internationalization breadth than state-owned enterprises.Based on these insights,practical recommendations are proposed for enterprises and policymakers to optimize internationalization strategies and foster innovation ecosystems.更多还原