【作者】 张婷婷；

【导师】 陈艳莹；

【作者基本信息】 大连理工大学 ， 产业经济学， 2024， 硕士

【摘要】 绿色技术创新是推动我国经济高质量发展的核心引擎,也是企业实现可持续发展的必由之路。在信息化浪潮的推动下,社会正逐步迈向更为数据化、信息化的新阶段。在这一时代背景下,信息型环境规制以信息公开为核心特征,逐步成为环保领域的重要规制工具。面对信息型环境规制带来的双重压力——政府层面的合法性要求与公众及利益相关者日益增长的绿色偏好,企业迫切需要通过绿色创新来改善其环境绩效,进而增强市场竞争力。然而,由于外部利益相关者难以准确识别企业的绿色创新质量,便助长了企业采取策略性绿色创新来掩饰企业真实环境绩效的行为。策略性绿色创新行为主要表现为简化创新流程或过度追求创新数量,以形式上的“绿色”成果掩盖其真实的环保情况。这种行为不仅误导了政府和公众对企业真实环保努力的判断,还可能对企业的长期绿色发展战略以及社会的可持续发展造成潜在的负面影响。在数字经济蓬勃发展的时代背景下,企业的数字化转型为解决上述问题提供了新思路。数字化转型不仅能够有效降低信息搜集、传递和验证的成本,使得企业的环境信息和绿色创新行为更加透明化;同时,也极大地丰富了政府和公众获取企业环境信息的渠道,为政府和公众提供了更为全面准确的企业环境信息。基于此,本文深入探讨了信息型环境规制对企业策略性绿色创新行为的影响,并进一步分析数字化转型在其中可能发挥的调节作用。本文通过理论分析和模型构建对信息型环境规制引发企业策略性绿色创新的机理,以及数字化转型在其中发挥的调节作用进行了分析。并利用2013-2019年中国上市制造业企业的面板数据作为实证研究的样本,进行实证检验,针对企业的数字化转型可能发挥的作用进行了调节效应检验。结果表明:第一,信息型环境规制会引发企业的策略性绿色创新,具体表现为提高企业绿色发明申请数量,降低企业绿色发明申请质量。第二,企业数字化转型缓解了信息型环境规制引发的企业策略性绿色创新行为。第三,企业数字化转型具体通过信息强化效应、责任驱动效应和技术溢出效应发挥调节作用,缓解企业的策略性绿色创新行为。最后,本文基于研究结论,提出了以下几点政策建议:提升信息型环境规制这一工具在我国的有效性,需要政府加强对企业绿色创新质量的监督,完善信息型环境规制的信息披露与评估制度,建立严格的监管机制,有效防止虚假披露现象的发生。政府在推进信息型环境规制的过程中,可以积极强化数字技术的运用,并推动企业的数字化转型进程。深化对公众的环保教育及环境知识的普及工作,宣传现有的环境信息反馈渠道,提升公众对环境治理的参与度。更多还原

【Abstract】 Green technology innovation is the core engine to promote the high-quality development of China’s economy and the only way for enterprises to achieve sustainable development.Driven by the information wave,the society is gradually moving towards a new stage of more data and information.Under the background of this era,information-based environmental regulation takes information disclosure as its core feature and gradually becomes an important regulatory tool in the field of environmental protection.Faced with the double pressures brought by information-based environmental regulation-the legitimacy requirement of the government and the growing green preference of the public and stakeholders,enterprises urgently need to shape their environmental image through green innovation,thus enhancing their market competitiveness.However,the government and the public are often at a disadvantage in obtaining enterprise environmental information,and there are significant differences in the quality of environmental information disclosure among enterprises,which greatly increases the difficulty for the government and the public to effectively evaluate the green development ability of enterprises and provides an opportunity for enterprises to adopt strategic green innovation behavior.Strategic green innovation behavior is mainly manifested in simplifying the innovation process or excessively pursuing the number of innovations,and covering up its real environmental protection situation with formal "green" achievements.This behavior not only misleads the government and the public to judge the true environmental protection efforts of enterprises,but also may have a potential negative impact on the long-term green development strategy of enterprises and the sustainable development of society.Under the background of the vigorous development of digital economy,the digital transformation of enterprises provides a new idea to solve the above problems.Digital transformation can not only effectively reduce the cost of information collection,transmission and verification,but also make the environmental information and green innovation behavior of enterprises more transparent;At the same time,it also greatly enriches the channels for the government and the public to obtain enterprise environmental information,and provides the government and the public with more comprehensive and accurate enterprise environmental information.Based on this,this paper deeply discusses the influence of information-based environmental regulation on strategic green innovation behavior of enterprises,and further analyzes the possible regulatory role of digital transformation in it.Through theoretical analysis and model construction,this paper analyzes the mechanism of strategic green innovation triggered by information-based environmental regulation and the regulatory role played by digital transformation.Using the panel data of listed manufacturing enterprises in China from 2013 to 2019 as the sample of empirical research,this paper makes an empirical test,and tests the moderating effect on the possible role of digital transformation of enterprises.The results show that: first,information-based environmental regulation will lead to strategic green innovation of enterprises,which is manifested in increasing the number of green invention applications and reducing the quality of green invention applications.Second,the digital transformation of enterprises has eased the strategic green innovation behavior of enterprises caused by information-based environmental regulation.Thirdly,the digital transformation of enterprises plays a regulatory role through information enhancement effect,responsibility-driven effect and technology spillover effect,which alleviates the strategic green innovation behavior of enterprises.Finally,based on the research conclusion,this paper puts forward the following policy suggestions: to improve the effectiveness of information-based environmental regulation in China,the government needs to strengthen supervision over the quality of green innovation of enterprises,improve the information disclosure and evaluation system of environmental regulation,and establish a strict supervision mechanism to effectively prevent false disclosure.In the process of promoting information-based environmental regulation,the government can actively strengthen the application of digital technology and promote the digital transformation process of enterprises.Deepen the public’s environmental education and popularization of environmental knowledge,publicize the existing environmental information feedback channels,and enhance the public’s participation in environmental governance.更多还原