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创新网络影响下科技成果转化的中试有效性研究

Research on the Impact of Innovation Network on Pilot and Demonstration Effectiveness of Transformation of Scientific and Technological Achievements

【作者】 张敏

【导师】 林筠;

【作者基本信息】 西安理工大学 , 企业管理, 2018, 硕士

【摘要】 随着工业化进程加快,科技成果转化和产业化步伐明显加快,我国已成为世界重要制造业大国。然而,中国要真正成为世界制造强国,关键在于研发创新突破低端锁定,驱动产业升级转型,加快科技成果转化及技术转移的效率和速度。中试是基础知识生成与技术突破的桥梁,也是工业应用到商业应用的桥梁,是企业科技成果转化的关键环节。中试环节的滞后对整个产业化进程造成负面的“瓶颈”效应,影响了企业科技成果转化效率。而中试活动嵌入在由企业、研究者及利益相关者所组成的社会网络中,行为者、网络及其交互作用对中试有重要的意义。因此,本研究聚焦于企业科技成果转化效率提升,探讨企业如何建立中试有效运行机制,怎样整合企业内部中试资源以及产学研合作网络资源进而驱动中试有效性等问题。围绕“创新网络如何驱动企业科技成果转化的中试有效性”这一核心命题,在文献收集、整理、分类、阅读、讨论、评价基础上,调查我国企业中试运行总体状况,研究典型企业科技成果转化过程中内外部创新网络驱动作用。采用实证研究方法,提出研究假设,以西北有色金属研究院为对象展开探索性单案例研究,构建理论模型,设计、施测和分析调研问卷,对线上线下回收的271份有效问卷数据进行描述性统计分析、因子分析、信效度分析、相关分析、和多元回归分析、方差分析等,对本研究假设模型进行检验。此外,对我国不同特征企业的中试运行状况进行了分析。从管理中试活动的视角,在一定程度上为企业整合内外部创新网络驱动中试有效性提供理论支持和实践指导。检验结果表明,内外部创新网络均对企业中试有效性产生积极的正向影响;内外部创新网络均对企业创新绩效产生积极的正向影响;中试有效性显著积极驱动企业创新绩效,并且在内外部创新网络影响创新绩效中起中介作用;公共支持在对内部创新网络对中试有效性影响起到了正向调节作用;中试有效性在不同企业规模、企业所处生命周期下存在显著的差异性。

【Abstract】 The pace of transformation of scientific and technological achievements has sped up along with the acceleration of industrialization,China has become an important manufacturing power in quantity in the world.However,how does China truly become a world manufacturing power in quality,and improve the position of China’s manufacturing industry in the new international division of labor value chain?The key lies in breaking the low end lock through R&D and innovation,driving the industrial upgrading and transformation,and speeding up the efficiency of the transformation of scientific and technological achievements and technology transfer.PDP is not only the bridge between basic knowledge generation and technological breakthroughs,but also a bridge for industrial applications to commercial applications,and a key link in transformation of scientific and technological achievements.The lag of the PDP link has a negative effect on the whole industrialization process,and has impacted the transformation efficiency of scientific and technological achievements in enterprises.While the pilot activities are embedded in a social network composed of enterprises,researchers and stakeholders,the actors,networks and their interactions are of great significance to the pilot test.Therefore,this study focuses on the improvement of the efficiency of the transformation scientific and technological achievement in enterprises,discuss how to establish the effective operation mechanism of the pilot,and how to drive the effectiveness of the PDP through integrating the internal resources and the industry-university-institute cooperation networks etc.Around the core proposition of how innovation network drives the effectiveness of PDP in enterprise transformation of scientific and technological achievements",based on literature collection,sorting,classification,reading,discussion and evaluation,the overall situation of pilot operation in Chinese enterprises was investigated,and the driving role of internal and external innovation network in the transformation process of typical enterprises’ scientific and technological achievements was studied.With the help of Empirical research method,the research hypothesis were put forward,the Northwest research Institute of nonferrous metal was taken as the background for exploratory single case study,hypothesises were put forward,the questionnaire was designed,surveyed and analysed,date collected online and offline from 271 individuals,descriptive statistics,item factor analysis,reliability and validity analysis,correlation analysis multiple,regression analysis and variance analysis were used to to test the hypothesis model.Besides,the different characteristic of pilot enterprises’ in China is analyzed.From the perspective of management pilot activities,to some extent,theoretical support and practical guidance for enterprises to integrate the internal and external innovation networks to drive the pilot effectiveness was provided.The results show that both internal and external innovation networks contribute to the effectiveness of the pilot;both internal and external innovation networks have positive impact on the enterprise innovation performance;the effectiveness of the pilot not only effectively drives the enterprise innovation performance significantly,but play a mediating role in the relation between internal and external innovation networks on innovation performance,public support plays an significant positive moderating role in the relation between internal innovation network on innovation performance;there is a significant difference in the effectiveness of the pilot in the different enterprise scale and the life cycle.

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