【作者】 王敏；

【导师】 张同建；

【作者基本信息】 江苏大学 ， 工商管理， 2021， 硕士

【摘要】 化工企业作为重污染型企业,对生态环境的破坏力度较大,是我国重点治理的对象。近年来,在可持续发展的背景下,化工企业已经步入绿色转型升级阶段,逐渐把绿色发展意识融入到企业的发展模式中。环境规制作为影响化工企业绿色技术创新的主要因素,在设计合理的基础之上可以激励化工企业开展绿色技术创新活动,提高化工企业的绿色竞争力。首先,本文基于环境规制理论、“波特假说”、绿色技术创新理论、绿色竞争力理论和中介效应理论,提出环境规制对化工企业绿色竞争力促进效应的研究假设,以及化工企业绿色技术创新能力在环境规制对绿色竞争力促进效应中的中介效应假设。其次,在研究假设的基础上,构建环境规制对化工企业绿色竞争力促进效应的基本模型和中介效应模型。然后,基于收集到的样本数据,利用SPSS19.0和Lisrel 8.7软件,对数据进行信度与效度检验,在剔除无效指标数据以后,对基本模型和中介效应模型进行检验。最后,根据检验结果,提出“波特假说”下化工企业绿色发展深化策略。其中,本文把环境规制分解为命令控制型环境规制、市场激励型环境规制和自愿参与型环境规制三个子要素,把绿色技术创新能力分解为绿色产品创新能力、绿色工艺创新能力和末端技术治理能力三个子要素。本文主要的研究内容主要包括以下四个方面:(1)基于化工行业,对“波特假说”的再验证;(2)环境规制对化工企业绿色竞争力的促进效应研究,检验了环境规制化工企业绿色竞争力存在促进效应;(3)构建了环境规制下的中介效应模型,检验了绿色技术创新能力在环境规制对化工企业绿色竞争力的促进效应中存在中介效应;(4)从完善环境规制、提高化工企业绿色技术创新能力以及培育化工企业绿色竞争力三个角度出发,提出“波特假说”下我国化工企业绿色发展策略。根据因子分析和模型检验的结果,本文的主要研究结论如下:(1)县(区)环境规制在化工企业绿色竞争力的培育中发挥了重要的作用。经过对所有基本模型的检验,发现环境规制以及环境规制的三个子要素对化工企业的绿色竞争力皆存在显著的促进效应。因此,可以把完善环境规制作为提高化工企业绿色竞争力的有效路径。(2)县(区)环境规制是驱动化工企业绿色技术创新的动力。县(区)环境规制的作用业已明显,对化工企业绿色技术创新的激励程度逐渐增加,理应重视环境规制工具的补充完善。但是,在模型检验的过程中,存在研究假设未通过检验的情况,因此环境规制对化工企业绿色技术创新能力的促进效应还有待深化。(3)县(区)化工企业绿色技术创新能力的培育是化工企业绿色竞争力培育的一个重要突破口。绿色竞争力是衡量化工企业绿色发展的重要要素,而绿色技术创新可以作为衡量绿色竞争力的主要因素。化工企业为了提高绿色竞争力,可以把更多的注意力放在提高绿色技术创新能力上。然而,在模型检验的过程中,少数研究假设未通过检验,因此化工企业绿色技术创新对其绿色竞争力的促进效应还有待深化。(4)县(区)环境规制可以通过提高化工企业的绿色技术创新能力来促进化工企业的绿色竞争力。经过对所有中介效应模型的检验,以及与基本模型中路径系数的比较,发现绿色技术创新能力的中介效应显著存在,可以通过环境规制工具提高化工企业的绿色技术创新能力,间接提高化工企业的绿色竞争力。更多还原

【Abstract】 As a heavily polluting enterprise,chemical companies have a greater degree of damage to the ecological environment,and they are the key targets of China’s governance.In recent years,in the context of sustainable development,chemical companies have entered the stage of green transformation and upgrading,gradually integrating green development awareness into the corporate development model.Environmental regulations are the driving force of green technology innovation for chemical companies.Based on reasonable design,they can encourage chemical companies to carry out green technology innovation activities,thereby improving the green competitiveness of chemical companies and promoting the green development of chemical companies.First of all,based on the theory of environmental regulation,"Porter hypothesis",green technology innovation theory,green competitiveness theory,and the theory of intermediary effects,this article puts forward a research hypothesis on the promotion effect of environmental regulation on the green competitiveness of chemical companies,and hypothesis of the mediating effect of chemical enterprises’ green technological innovation ability in the promotion effect of environmental regulation on green competitiveness.Secondly,on the basis of research hypotheses,construct the basic model and the mediating effect model of the promotion effect of environmental regulation on the green competitiveness of chemical enterprises.Then,based on the collected sample data,SPSS 19.0 and Lisrel 8.7 software are used to test the reliability and validity of the data.After eliminating invalid index data,the basic model and the mediating effect model are tested.Finally,according to the test results,a strategy for deepening the green development of chemical companies under the "Porter Hypothesis" is proposed.Among them,this paper decomposes environmental regulations into three sub-elements: command-and-control,market-incentive,and voluntary environmental regulations,and decomposes green technological innovation capabilities into green product innovation capabilities,green process innovation capabilities,and end technology governance capabilities into three sub-elements.The main research content of this article mainly includes the following four aspects:(1)Re-verification of the "Porter Hypothesis" based on the chemical industry;(2)The research on the promotion effect of environmental regulation on the green competitiveness of chemical enterprises,which tested the promotion effect of three element types of environmental regulation on the green competitiveness of chemical enterprises;(3)The mediation effect model under environmental regulation is constructed to test that the green technology innovation ability has a mediation effect in the promotion effect of environmental regulation on the green competitiveness of chemical companies;(4)From the three perspectives of improving environmental regulations,improving the ability of chemical companies to innovate in green technology,and cultivating the green competitiveness of chemical companies,a strategy for deepening the green development of China’s chemical companies under the "Porter Hypothesis" is proposed.Based on the results of factor analysis and model testing,the main research conclusions of this paper are as follows:(1)County(district)environmental regulations have played an important role in the cultivation of green competitiveness of chemical enterprises.After testing all basic models,it is found that environmental regulation and the three sub-elements of environmental regulation have a significant promotion effect on the green competitiveness of chemical companies.Therefore,the improvement of environmental regulations can be an effective strategy to improve the green competitiveness of chemical companies.(2)County(district)environmental regulation is the driving force for green technological innovation of chemical enterprises.The role of county(district)environmental regulations has become obvious,and the degree of incentives for green technology innovation in chemical companies is gradually increasing.It is reasonable to pay attention to the supplementation and improvement of environmental regulation tools.However,in the process of model testing,there are cases where the research hypothesis fails the test.Therefore,the promotion effect of environmental regulations on the green technological innovation capabilities of chemical companies needs to be deepened.(3)The cultivation of green technological innovation capabilities of county(district)chemical enterprises is an important breakthrough in the cultivation of green competitiveness of chemical enterprises.Green competitiveness is an important factor to measure the green development of chemical companies,and green technological innovation can be used as a major factor to measure green competitiveness.In order to improve green competitiveness,chemical companies can focus more on improving the ability of green technology innovation.However,in the process of model testing,a small number of research hypotheses failed the test.Therefore,the promotion effect of chemical enterprises’ green technological innovation on their green competitiveness needs to be deepened.(4)County(district)environmental regulations can promote the green competitiveness of chemical companies by improving their green technological innovation capabilities.After testing all the intermediary effect models and comparing with the path coefficients in the basic model,it is found that the intermediary effect of green technology innovation capability is significant.Environmental regulation tools can be used to improve the green technology innovation capability of chemical companies and indirectly improve the green competitiveness technology of chemical companies.更多还原