【作者】 张丽；

【导师】 蒋军锋；

【作者基本信息】 西安理工大学 ， 技术经济及管理， 2020， 硕士

【摘要】 在我国经济结构调整的大背景下,提高我国关键核心技术的创新能力,是推动我国经济快速发展是重要一步。突破性技术创新能提升我国企业的核心竞争力,能够实现对国外企业与技术的突破,然而,很多企业却对突破性技术创新望尘莫及,究其原因,发现随着突破性技术创新的发展,其所具有的颠覆性和高度不确定性使创新企业的创新收益很难保证,同时,在创新的过程中,不同阶段创新企业之间也存在利益冲突,这构成了突破性技术创新形成中的核心矛盾。因此,本文基于突破性技术创新网络的视角,协调突破性技术创新自身技术-市场地位与创新企业的创新收益以及不同阶段不同创新企业之间的利益冲突,进而推动突破性技术创新的发展。本文基于突破性技术创新高度不确定性与颠覆性的视角,致力于保证创新企业的收益,激励创新企业,使其在短期利益和长期利益之间做出权衡,引导企业参与到突破性技术创新中,坚持突破性技术创新。首先,引入交叉持股、共享突破性技术创新产品专利作为保证突破性技术创新网络中创新企业创新收益的利益协调方式,其次,分别探讨交叉持股,共享授权专利对突破性技术创新效率、技术轨道变迁、市场格局重构的影响,并将企业探索行为作为中介变量引入,将市场竞争强度作为调节变量引入,提出相关假设,最后,借助SPSS数据分析工具,采用多元回归分析检验企业探索行为在交叉持股、共享授权专利影响突破性技术创新效率、技术轨道变迁和市场格局重构中的中介作用,以及市场竞争强度在交叉持股、共享授权专利影响创新企业探索行为中的调节作用。得出的结论如下:(1)交叉持股对突破性技术创新效率、市场格局重构有正向影响,对突破性技术创新技术轨道变迁有负向影响;共享授权专利对突破性技术创新效率、技术轨道变迁和市场格局重构有正向影响。其中,企业之间交叉持股会使其处在互利共生的状态下,会促进企业间的合作,提升突破性技术创新的效率,完成突破性技术创新产品市场化,实现市场格局重构,同时会使创新企业为规避创新风险选择更容易实现“共赢”的渐进式创新,不利于实现技术轨道变迁;共享授权专利能够使创新企业获得核心竞争力,激励创创新企业完成突破性技术创新,提高了创新的效率,有利于实现突破性技术创新的技术轨道变迁和市场格局重构。(2)企业探索行为在共享授权专利、交叉持股影响突破性技术创新的产出-技术轨道变迁、市场格局重构以及创新效率的过程中起部分中介的作用。在突破性技术创新的形成过程中,创新企业之间的利益协调形式-交叉持股、共享授权专利,影响了创新企业的行为选择,决定了创新企业的探索行为,创新企业的探索行为决定了突破性技术创新的“突破性”,影响突破性技术创新的效率、技术轨道变迁以及市场格局重构。(3)市场竞争强度在交叉持股、共享授权专利影响创新企业探索行为过程中起正向调节作用,市场竞争调度的增加,企业的利润也会降低,企业在渐进式创新上的投入往往得不到乐观的回报,为了保证企业的利润,并且为提高自身的核心竞争力,会尽量提高创新的“突破性”,增强其探索行为,市场竞争强度正向调节交叉持股、共享授权专利影响创新企业探索行为。在理论上,本文通过实现收益在不同阶段以不同形式的转移缓解了突破性技术创新自身与创新企业创新收益之间的冲突,推动了突破性技术创新的发展;实践上则为不同阶段上创新企业收益转移的形式提供了具体方案,给参与创新的企业提供了参考。更多还原

【Abstract】 In the context of China’s economic restructuring,it is imperative to improve China’s key core technology innovation ability to promote high-quality economic development.Breakthrough technology innovation can enhance the core competitiveness of Chinese enterprises,and achieve breakthroughs in foreign enterprises and technologies.However,many enterprises are far behind in breakthrough technology innovation.The reason is that with the development of breakthrough technology innovation,its subversion and high uncertainty make it difficult to guarantee the innovation revenue of innovative enterprises.At the same time,in the past innovation In the process,there are also conflicts of interest among innovative enterprises in different stages,which constitutes the core contradiction in the formation of breakthrough technological innovation.Therefore,based on the perspective of the breakthrough technology innovation network,this paper coordinates the technology market position of the breakthrough technology innovation itself,the innovation revenue of the innovation enterprises,and the conflict of interest between different innovation enterprises in different stages,so as to prom ote the development of the breakthrough technology innovation.Based on the highly uncertain and disruptive perspectives of breakthrough technological innovation,this paper is committed to guaranteeing the benefits of innovative compan ies,motivating innovative companies,making a trade-off between short-term and long-term interests,and guiding companies to participate in breakthrough technological innovation.China insists on breakthrough technological innovation.First,the introduction of cross-shareholding and sharing of breakthrough technology innovation product patents as the coordination of interests to ensure the innovation benefits of innovative companies in the breakthrough technology innovation network.Second,the cross-shareholding and sharing of authorized patents on the breakthrough technology innovation efficiency and technology track are discussed separately.The impact of deviation and market restructuring,and introduce the degree of enterprise exploration as an intermediary variable,introduce the intensity of market competition as a moderating variable,introduce the intensity of market competition as a moderating variable,propose related hypotheses,and finally,use SPSS and AMOS data analysis tools to test the degree of enterprise exploration using multiple regression analysis Intermediary role in cross-shareholding,sharing of authorized patents affecting the efficiency of breakthrough technological innovations,deviations in technological tracks and market restructuring.The conclusions reached are as follows:(1)Cross-shareholding has a positive effect on the efficiency of breakthrough technology innovation and the restructuring of the market structure,and has a negative impact on the deviation of breakthrough technology innovation technology track;the sharing of authorized patents has an impact on the breakthrough technology innovation efficiency,technology track deviation,and market Restructuring has a positive impact.Among them,cross-shareholdings between enterprises will put them in a state of mutual benefit and symbiosis,promote cooperation between enterprises,improve the efficiency of breakthrough technology innovation,complete the marketization of breakthrough technology innovation products,and achieve market restructuring.It will make it easier for innovative companies to choose "a win-win" incremental innovation for avoiding innovation risks,and it is not conducive to deviating from the technological track.Sharing authorized patents can enable innovative companies to obtain core competitiveness,and encourage innovative companies to complete breakthrough technological innovations In order to realize the efficiency of innovation,it is conducive to the deviation of the technological track of the breakthrough technological innovation and the restructuring of the market structure.(2)The degree of enterprise exploration plays a part of the role of intermediary in the process of cross-shareholding,sharing authorized patents,affecting the efficiency of breakthrough technological innovations,deviations in technological trajectories,and market restructuring.In the formation of breakthrough technology innovation,the form of interest coordination between innovative companies-cross-shareholding and shared authorized patents,affects the behavior of innovative companies,determines the degree of exploration of innovative companies,and determines the breakthrough of innovative companies.The "breakthrough" of technological innovation in technology affects the efficiency of technological innovation in breakthroughs,the deviation of technological tracks,and the restructuring of the market structure.(3)The strength of market competition plays a positive role in the process of cross-shareholding,sharing of authorized patents,and the impact of breakthrough technological innovation efficiency,technological track deviations,and market restructuring.As market competition increases,the company’s profit will also decrease,and the company will gradually progress.Often,optimistic returns on investment in innovation are not obtained.In order to ensure the profit of the enterprise and defend its market share and status,it will prompt the company to initiate breakthrough technological innovation.In the process of innovation,in order to obtain unparalleled competitiveness,It will improve the efficiency of innovation,commit to completing the deviation of the technological track and the reconstruction of the market structure,and achieve breakthrough technological innovationIn theory,this paper alleviates the conflict between the breakthrough technology innovation and the innovation revenue of the innovation enterprises by the transfer of revenue in different forms in different stages,and promotes the development of the breakthrough technology innovation;in practice,it provides specific plans for the transfer of revenue of the innovation enterprises in different stages,and provides reference for the enterprises participating in the innovation.更多还原