【作者】 王凯；

【导师】 雷建昌；

【作者基本信息】 西南财经大学 ， 法律硕士（法学）（专业学位）， 2019， 硕士

【摘要】 在我国的刑事诉讼体系中,随着宽严相济理念的贯彻和落实,产生了一项新的制度——认罪认罚从宽制度,经过近几年的发展,认罪认罚从宽制度的应用从试点阶段逐渐向全国范围内扩大,为司法机关提高审判效率、优化司法资源配置做出了重要贡献。认罪认罚从宽制度的本质是犯罪嫌疑人和被告人积极配合司法机关从而换取其自身量刑上的从宽处置,它是建立在我国司法实践之上的、体现我国国情的认罪协商制度。伴随着刑事诉讼体系的发展和完善,这一制度的适用也势必会更加广泛,现实对其的要求也会越来越高。在认罪认罚从宽制度中,从宽是被告人追求的目标,在体系中占据着独特又重要的地位,自然也就成了讨论和争议的焦点。本文拟通过对2018年我国部分适用认罪认罚从宽制度的刑事案件进行实务分析,将案件中包含的要件进行归纳整合,从而发现形成规律性的结论和问题进行探讨和解决,并尝试着提出合理化建为其进行完善做出贡献。通过对我国认罪认罚从宽制度的实务分析,笔者发现了该项制度在司法实践中存在的问题和阻碍,对此进行了一系列思考,并在之后对扩宽认罪认罚从宽的渠道进行合理化建议,包括使用罚金替代部分自由刑、提高认罪认罚从宽制度下缓刑的适用范围和审前强制措施的调整等等,尝试从新的角度为从宽扩展思路和方法。本篇文章主要通过六个部分来展开:第一部分为导论,该部分主要介绍认罪认罚从宽制度的背景和研究现状,指出文章研究的方法和意义,找到本文论述的起点。第二部分主要将笔者对认罪认罚从宽制度的理解进行梳理,并将相关理解和从宽内涵的扩展性思考进行呈现。第三部分为样本数据分析,文章通过对案例的汇总和数据采集,将相关结果以图表的方式予以呈现,并提出相关思考,为接下来的讨论内容奠定基础。第四部分为问题的解决,通过上文对样本数据的分析,本部分首先就认罪认罚从宽制度适用过程中的发现进行解读,包括有犯罪前科、累犯、再犯的被告人如何进行从宽,被害人谅解的地位,共同犯罪适用从宽的思路,不完全认罪认罚情况下的从宽等等,针对实务中出现的问题进行解决和思考。第五部分为建议部分,通过对未来的展望,引出认罪认罚从宽制度中从宽的路径进行扩展的必然性,提出罚金刑取代自由刑、放宽缓刑的适用条件、合理调整审前强制措施等等方案来为从宽建言献策。第六部分为文章的总结部分,将文章的主要观点进行总结和反思,同时指出认罪认罚从宽制度问题解决的关键所在,并对其在我国司法领域更广阔的发展进行期待。更多还原

【Abstract】 In the field of criminal proceedings in China,with the implementation of the legal thought of “Tempering Justice with Mercy”,the System of Leniency on Admission of Guilty and Acceptance of Punishment has been gradually expanded to the whole country from the pilot stage,making a great contribution to improving the judicial efficiency and optimizing the allocation of judicial resources for judicial organs.The essence of the leniency system is that criminal suspects and defendants cooperate with the judicial organs actively in exchange for lenient punishment.Different from the plea bargaining system in European and American countries,it is a plea bargaining system with Chinese characteristics based on clear facts and solid evidence.Along with the development of the criminal litigation system,this system will also be widely used.In this system,leniency is the target pursued by the defendants,occupies a unique and important position in the system,and naturally becomes the focus of discussion and controversy.This paper intends to make a practical analysis of some criminal cases that are applicable to this system in China in 2018,summarize the elements reflected in the cases,so as to find the regular conclusions and solve the problems,and try to put forward reasonable suggestions to improve this system.By analyzing the practice,the author found out the problems and obstacles in the judicial practice of the system,and have a series of reflections on this.And then to think about how to expand the ways for leniency,including the use of fines to replace part of the freedom penalty,increasing the scope of application of probation under the system.This paper attempts to provide new ideas for the development and improvement of this system.Based on the discussion above,the paper is divided into six sections.The first part mainly introduces the background and research status of the system,point out the method and meaning of this article,and find the starting point of this article.The second part mainly combs the author’s understanding,presents the relevant understanding and the extensibility of the connotation of leniency.The third part is the analysis of sample data.Through summarizing the case and the data,this paper presents relevant results are in the form of charts,and put forward relevant thinking,lay the foundation for the following discussion.The fourth part is the solution of the problem.By analyzing the sample data,this part firstly interprets the findings in the application,including how to grant leniency to the defendant who has criminal record,recidivist or reoffender,the understanding status of the victim,the idea of applying leniency to joint crime,and the leniency under the circumstance of not fully admitting guilt and accepting punishment and so on,aiming at solving and thinking the problems in practice.The fifth part is the suggestions.Through prospecting of the future,it leads to the necessity of extending the lenient way in this system.This paper puts forward some suggestions for leniency,such as replacing freedom penalty with fine penalty,relaxing the application conditions of probation,and adjusting pretrial compulsory measures reasonably.The sixth part is the summary of the article,which summarizes and reflects the main points of the article,and expects the wider development of the leniency system in China.更多还原