【作者】 张亮；

【导师】 董竹；

【作者基本信息】 吉林大学 ， 高级管理人员工商管理硕士（专业学位）， 2017， 硕士

【摘要】 香港作为亚太的国际金融中心,其是国际资本和国内资本在亚太的聚集地,有着成熟的资本运行环境和完善的监管体系,并且与国内文化和认知比较接近,是中国国内企业引进境外资本的中转站和境外融资的首选之地。由于国内企业的数量不断增多,对融资的需求越来越旺盛。更多的企业通过上市融资来进行扩大企业产能和提高企业在行业中的知名度及竞争力,鉴于中国证券市场发展现状,特别是审批制的特殊性,越来越多的企业选择在海外上市,其中在香港上市的国内企业尤为突出。随着中国经济的发展和中国企业改革的深入,国内企业来到香港融资,上市逐渐成为热点,引起了国内学者的关注和研究。基于内地企业——理士国际技术有限公司的研究实践,本文分析了香港上市过程中遇到的问题,对香港上市工作经验的分析和总结,大陆企业在香港上市的成功因素、在香港上市的大陆企业上市计划、在香港大陆企业上市的问题上进行了更系统的研究和分析。本文分为五章:第一章为绪论。本章主要内容包括了研究背景与意义、文献综述及理论基础、研究思路及采用的研究方法等内容。第二章为案例正文。本章主要阐述了理士国际技术公司简介及上市背景介绍、上市前的准备工作,以及上市过程中出现的问题及解决方式,让读者对理士国际技术有限公司的香港上市过程有一个清晰明了的认识,为接下来的研究奠定基础。第三章为案例分析。本章主要分析了理士国际技术有限公司选择香港上市的因素及优势、香港上市评估、上市成功的影响因素,以及上市后合规管理情况及分析。第四章为方案设计。本章结合理士国际技术有限公司成功经验,并对大陆企业在香港上市模式及上市地选择、上市的工作流程规划、上市的成功保障、上市后合规管理模式等方面提出相关建议和方案。第五章为结论。本章对全文进行总结和归纳。在香港上市的大陆企业是一个复杂的系统工程。本文对香港上市方案设计进行研究。在境内企业上市模式选择方面,对H股上市、红筹股上市和买壳上市三种模式优劣比较。然后提出了大陆企业香港上市的最合适的工作流程规划,分别包括了上市前的主要筹备工作、上市和后市的主要工作。最后,关键问题在于,如何保证大陆企业香港上市的成,本文认为,有效的公司治理是公司高效运行的前提,规范财务会计是企业香港上市的保证。更多还原

【Abstract】 Hong Kong is an international financial center of the Asia-Pacific region.It is a gathering place for international capital and domestic capital in the Asia-Pacific region.It has a mature capital operation environment and perfect supervision system.It is close to domestic culture and cognition.It is the introduction of foreign capital by Chinese domestic enterprises of the transfer station and the preferred place of overseas financing.As the scale of the development of China’s domestic enterprises continue to expand,the rapid development of various emerging industries tend to scale,more enterprises through the listing and financing to expand the enterprise production capacity and improve the visibility and competitiveness of enterprises in the industry,in view of China’s securities market development,Especially the special nature of the approval system,more and more enterprises choose to go overseas,which listed in Hong Kong is particularly prominent domestic enterprises.With the development of China’s economy and the deepening of China’s enterprise reform,domestic enterprises have come to Hong Kong to finance and the market has become a hot spot,which has aroused the concern and research of domestic scholars.Based on the research practice of mainland enterprises-Leoch International Technology Co.,Ltd.,this paper analyzes the problems encountered in the process of listing in Hong Kong,analyzes and summarizes the experience of listed companies in Hong Kong,and the success factors of mainland enterprises listed in Hong Kong.Enterprise listing plan,the Hong Kong mainland enterprises listed on the issue of a more systematic research and analysis.This article is divided into five chapters:The first chapter is the introduction.This chapter mainly elaborates the research background,the theory and the practical significance,the literature review,the research mentality and the research method adopted.The second chapter is the case text.This chapter focuses on the introduction and listing of Leoch International Technology Co.,Ltd.,the preparation before listing,and the problems and solutions in the process of listing,so that readers have a clear understanding of Hong Kong is an international financial center of the Asia-Pacific region.It is a gathering place for international capital and domestic capital in the Asia-Pacific region.It has a mature capital operation environment and perfect supervision system.It is close to domestic culture and cognition.It is the introduction of foreign capital by Chinese domestic enterprises of the transfer station and the preferred place of overseas financing.As the scale of the development of China’s domestic enterprises continue to expand,the rapid development of various emerging industries tend to scale,more enterprises through the listing and financing to expand the enterprise production capacity and improve the visibility and competitiveness of enterprises in the industry,in view of China’s securities market development,Especially the special nature of the approval system,more and more enterprises choose to go overseas,which listed in Hong Kong is particularly prominent domestic enterprises.With the development of China’s economy and the deepening of China’s enterprise reform,domestic enterprises have come to Hong Kong to finance and the market has become a hot spot,which has aroused the concern and research of domestic scholars.Based on the research practice of mainland enterprises-Leoch International Technology Co.,Ltd.,this paper analyzes the problems encountered in the process of listing in Hong Kong,analyzes and summarizes the experience of listed companies in Hong Kong,and the success factors of mainland enterprises listed in Hong Kong.Enterprise listing plan,the Hong Kong mainland enterprises listed on the issue of a more systematic research and analysis.This article is divided into five chapters:The first chapter is the introduction.This chapter mainly elaborates the research background,the theory and the practical significance,the literature review,the research mentality and the research method adopted.The second chapter is the case text.This chapter focuses on the introduction and listing of Leoch International Technology Co.,Ltd.,the preparation before listing,and the problems and solutions in the process of listing,so that readers have a clear understanding of Leah’s Hong Kong listing process for the next Research lay the foundation.The third chapter is the case analysis.This chapter mainly analyzes the factors and advantages of Leoch International Technology Co.,Ltd.’s selection of Hong Kong listed,the evaluation of listed companies in Hong Kong,the success factors of listing,and the post-market compliance management and analysis.The fourth chapter is the design of the program.This chapter concludes with the successful experience of Leo,and puts forward relevant suggestions and suggestions on mainland enterprises’ listing mode and listing selection,listing workflow planning,successful listing listing and post-IPO compliance management mode.Chapter 5 is the conclusion.This chapter summarizes and summarizes the full text.The mainland enterprises listed in Hong Kong are a complex systems engineering.This article studies the design of Hong Kong listing.In the domestic enterprises listed mode selection,the H-share market,red chips listed and shell listing three models of the pros and cons of comparison.And then put forward the mainland enterprises listed in Hong Kong the most appropriate work flow planning,respectively,including the major pre-market preparations,listing and listing of the main work.Finally,the key question is,how to ensure that mainland enterprises listed in Hong Kong,this paper believes that effective corporate governance is the premise of efficient operation of the company,standardize financial accounting is the guarantee of Hong Kong listed companies.Due to time constraints,the author can not enumerate in the above analysis.The author hopes to analyze this article,for Hong Kong-listed domestic enterprises and other types of enterprises to provide Hong Kong to maximize the value of the mainland enterprises strategy and measures,as a reference.’s Hong Kong listing process for the next Research lay the foundation.The third chapter is the case analysis.This chapter mainly analyzes the factors and advantages of Leoch International Technology Co.,Ltd.’s selection of Hong Kong listed,the evaluation of listed companies in Hong Kong,the success factors of listing,and the post-market compliance management and analysis.The fourth chapter is the design of the program.This chapter concludes with the successful experience of Leo,and puts forward relevant suggestions and suggestions on mainland enterprises’ listing mode and listing selection,listing workflow planning,successful listing listing and post-IPO compliance management mode.Chapter 5 is the conclusion.This chapter summarizes and summarizes the full text.The mainland enterprises listed in Hong Kong are a complex systems engineering.This article studies the design of Hong Kong listing.In the domestic enterprises listed mode selection,the H-share market,red chips listed and shell listing three models of the pros and cons of comparison.And then put forward the mainland enterprises listed in Hong Kong the most appropriate work flow planning,respectively,including the major pre-market preparations,listing and listing of the main work.Finally,the key question is,how to ensure that mainland enterprises listed in Hong Kong,this paper believes that effective corporate governance is the premise of efficient operation of the company,standardize financial accounting is the guarantee of Hong Kong listed companies.更多还原