国际商事仲裁管辖权的司法审查研究

【作者】 李晨；

【导师】 陈力；

【作者基本信息】 复旦大学 ， 国际法学， 2013， 硕士

【摘要】 仲裁管辖权对于仲裁制度具有重要意义,其不仅是进行仲裁的基础,也是仲裁裁决最终得到承认和执行的前提。对于国际商事仲裁来说,仲裁管辖权问题更是因争议的国际性而对于实际操作来说显得更为关键和复杂。尽管国际商事仲裁属于一种民间活动,但其或多或少受到司法介入和影响。而在国际商事仲裁管辖权的问题上,法院的介入和审查则更为突出和明显。本文将聚焦对国际商事仲裁管辖权的司法审查及其限制问题,通过分析各国立法及司法实践、相关国际条约等国际法律文件以及一些著名的国际商事仲裁规则,重点考察最终仲裁裁决做出前后对国际商事仲裁管辖权的司法审查以及对司法审查限制两方面的立法与司法实践。围绕这一中心,全文共分为五章进行论述：第一章为国际商事仲裁管辖权概述,对国际商事仲裁管辖权这一基本问题的相关内容进行梳理和分析,首先对仲裁管辖权的相关问题进行分析,并对区分国际商事仲裁管辖权与国内商事仲裁管辖权的意义进行讨论；紧接着进一步分析国际商事仲裁管辖权的“国际性”在仲裁管辖权问题上所体现出来的特殊性,这些特殊性也会对下文所讨论的司法审查及其限制问题产生影响。第二章为国际商事仲裁管辖权司法审查的基本问题。对国际商事仲裁管辖权进行司法审查具有必然性,而这一司法审查问题很大程度上是仲裁庭与法院的权力冲突问题。而国际商事仲裁管辖权司法审查的范围又是一大基本问题,笔者对此进行了较为完整的归纳。第三章为国际商事仲裁管辖权司法审查的具体实施,从各国的立法以及司法实践来看,主要体现在最终仲裁裁决作出之前和之后两个阶段。笔者分别从审查方式和审查事由两个方面对这两个阶段的司法审查进行了具体的论述。第四章为国际商事仲裁管辖权司法审查的限制,主要从司法体系即法院以及当事人通过意思自治这两方面对该种司法审查造成限制的可能性进行探讨。第五章为我国对于国际商事仲裁管辖权司法审查的相关立法及实践,立足于我国在该问题上的相关立法以及司法实践,分析我国法下对国际商事仲裁管辖权所进行的各阶段的司法审查以及对其可能存在的限制,指出其中的不足之处并提出相应的修改建议。本文旨在实现以下理论与实践意义：第一,分析国际商事仲裁管辖权的特殊性；第二,整理和归纳国际商事仲裁管辖权司法审查的阶段及其模式；第三,归纳和分析可能限制国际商事仲裁管辖权司法审查的两方面因素及其实际作用；第四,提出对我国《仲裁法》在相关方面的修改建议。更多还原

【Abstract】 Jurisdiction of arbitration plays an important role in the whole arbitration process. It is the foundation of arbitration process as well as the premise on which the arbitral awards can be finally recognized and enforced. As to international commercial arbitration, issues on jurisdiction seem more important and complicated in practice. Although arbitration is of civilian nature, it can be interfered or influenced by judicial authorities to some extent. Such interference and influence are more obvious on the issues of arbitration jurisdiction.This thesis will focus on the judicial review on the jurisdiction of international commercial arbitration and the possible ways to limit it. By analyzing the domestic laws and legal practices of different countries, relevant international legal documents such as treaties and some famous international commercial arbitration rules, the key research will be on the judicial review on the jurisdiction of international commercial arbitration before and after the final arbitral award is made and the respective limiting ways. Center on this, discuss of the whole thesis will be divided into five chapters:Chapter One is an overview of jurisdiction of international commercial arbitration, which will introduce and analyze the basic issues on jurisdiction of international commercial arbitration:firstly, there will be the analysis of jurisdiction of arbitration and the significance of distinguishing jurisdiction of international commercial arbitration and that of domestic commercial arbitration; then, there will be further analysis of the special aspects of the jurisdiction of "international" commercial arbitration, which will affect the judicial review and its limiting ways. Chapter Two is on the basic issues of the judicial review on the jurisdiction of international commercial arbitration. It is necessary for judicial authorities to review on the jurisdiction of international commercial arbitration, and such judicial review to a great extent is about the conflict of the powers of arbitral tribunals and courts. And the scope of such judicial review is also a basic issue, which has been summarized by the author at this chapter. Chapter Three is about the practices of the judicial review on the jurisdiction of international commercial arbitration. By summarizing the relevant domestic laws and judicial practices of different countries, such judicial review can be divided into two stages:before and after the final arbitral award is made. The author discusses it specifically from the perspectives of the ways of how to review and the items that it is reviewed. Chapter Four is about the possible ways to limit the judicial review on the jurisdiction of international commercial arbitration, which is discussed from how courts and parties may limit such judicial review. Chapter Five is about the relevant laws and legal practices of China on the judicial review on the jurisdiction of international commercial arbitration. There will be analyses on the current laws and legal practices of China and the possible limiting ways, as well as its shortage and the corresponding advises for amendment.The purposes of this thesis are as follows:firstly, to analyze the special characteristics of the jurisdiction of international commercial arbitration; secondly, to summarize the stages and ways of judicial review on the jurisdiction of international commercial arbitration; thirdly, to summarize and analyze the possible ways to limit such judicial review and its affects; fourthly, to give advises for Arbitration Law of China for amendment on relevant rules.更多还原