【作者】 赵星；

【导师】 许光耀；

【作者基本信息】 湖南大学 ， 国际法学， 2011， 硕士

【摘要】 纵向垄断协议,是指处于不同生产经营环节或者链条上的企业间达成的排斥其他竞争者竞争的一种协议。在早期反垄断法理论和实践中,认为纵向垄断协议会减弱品牌内部的竞争,对竞争产生消极效果,因而与横向垄断协议一样采取比较严厉的态度。随着理论研究的深入,经济学家们逐渐发现相对于横向垄断协议而言,纵向垄断协议对竞争的影响更加复杂,虽然纵向垄断协议对竞争产生了限制作用,但同时产生的积极效果却比横向垄断协议明显的多。纵向垄断协议在阻碍品牌内部竞争的同时,却促进了品牌之间的竞争,并用能够提高商品的售后服务和经济效率,因而不能简单地运用本身违法原则去规制。纵向垄断协议限制竞争的方式可以分为纵向价格限制和纵向非价格限制,它们对竞争的影响效果存在差异,需要我们在反垄断法框架下具体分析,比较消极效果和积极效果,根据协议产生的效率来决定是否给予豁免。我国《反垄断法》中对纵向垄断协议做出了明确规定,这就要求我们根据现有法律规定,做好对纵向垄断协议的规制工作。纵向垄断协议的具体类型多种多样,《反垄断法》只是概括列举了纵向价格限制中的转售价格维持,对诸如排他性销售、搭售等纵向非价格限制方式采取兜底条款加以规定。各种纵向垄断协议的规制方法在欧盟和美国基本已经发展成型,对纵向垄断协议大致采用合理原则进行分析,我们应当借鉴欧美相关经验,分析纵向垄断协议的积极效果和消极效果,综合考察各方面因素,比较它对竞争的实际影响,以便做出是否豁免的决定,从而正确规制纵向垄断协议。更多还原

【Abstract】 The vertical monopoly agreement refers to an agreement which is made by diverse corporation in different productive chains to keep the competition from exotic company far away. It is said that the vertical monopoly agreement contributes to the impair interior competition and make negative effect in earlier theory and practice of Antirust law, so they are banned as horizontal monopoly agreement. Through the theory of further research, vertical monopoly agreement is more complicated when compared with horizontal monopoly agreement. The former limits the competition, but it’s clear that there is more positive effect than the latter. The vertical monopoly agreement hinders the inter-competition; however, it urges the competition among the binders as well as the increasing of after-sales service and economical efficiency. So it cannot be simply banned for its surface illegal. The methods of vertical monopoly agreement consist of vertical price limit and vertical non-price limit; both of them put different influence with competition and call more analysis under the regulation of antitrust law. It is suggested that the agreement should be exempted when the positive effect is major.According to the regulation in Antitrust Law of China, it calls for more attention about vertical monopoly agreement. Although there are various kinds, Antitrust Law states resale price maintenance, and use rest-regulation to control the other vertical monopoly agreement such as exclusive distribution agreement or tying. The model of approaches of vertical monopoly agreement regulation in United States of America and E.U. Vertical Monopoly Agreement should be analyzed to compare its both positive and negative effect as well as its affect in practice to make the decision whether it can be exempted while taking the experience of developed counties for reference.更多还原