【作者】 熊伟；

【导师】 翟云岭；

【作者基本信息】 大连海事大学 ， 国际法学， 2008， 硕士

【摘要】 在国际项目融资活动中,交易标的数额巨大,期限长,风险高,不同国家的法律制度、经济政治背景以及文化差异等原因更增加了当事人的商业风险,因此债权人往往要求交易对方提供一种快速的、保证能实现的担保方式,以降低风险,保障交易安全和义务的履行。所以新近的项目融资更多的是采用独立担保来实现风险的防范,通过一系列的担保、信用支持合同来实现风险的防范。独立担保比从属性担保更符合国际项目融资的需要。我国从80年代起就开始在国家经济交往中使用独立保函,但是我国内立法对此尚未关注;目前我国还没有加入《联合国独立担保和备用信用证公约》,其相关的内容不能作为我国的立法补充;而相关国际惯例建立时间相对较短,又没有得到世界范围内的普遍适用,所以我国立法和司法对其并不熟悉。随着我国加入WTO,独立担保业务的必将得到广泛和深入的发展,独立担保的相关法律问题研究具有更大的意义。笔者通过查阅大量的经济学和法学资料,通过对独立担保和国际项目融资的相关实务及法律问题进行分析,力争将二者有效结合,使独立担保在国际项目融资业务中能够得到更有效的利用,并为相关的法律建设尽微薄之力。本文的主要内容分4章:第1章介绍国际项目融资与独立担保的关系;第2章分析了独立担保在国际项目融资担保中的运用问题;第3章对独立担保各当事人的权利义务进行分析总结;第4章提出了在我国构建独立担保制度的主张,指出了在我国构建独立担保制度的必要性和现实性,并提出了该制度设计方式和相应的制度规范内容。笔者认为有必要对独立担保的运作程序和当事人的权利义务关系等作出立法性的规定。并对相应的立法内容进行了一定的规划和构建。更多还原

【Abstract】 In the international project financing, the fact of the huge amount and the long time limit of contracts, and the differences on varies legal systems, cultures, political and economic backgrounds in distinct countries add more commercial risks to parties. So a prompt and assuredly realizable guaranty is required in order to avoid and relieve the non-performance risk, and ensure the security of the transaction and the successful performance of all contractual duties. A new type of guaranty, named as Independent Guarantees was born for this requirement. It is an irrevocable undertaking issued by the guarantor, upon the instructions of the principal to pay to beneficiary any sum that may be demanded by that beneficiary up to a maximum amount determined in the guarantee, upon presentation of a demand conforming with the terms of the guarantee. Independent Guaranty matches the needs of international project financing more sufficiently than Dependent Guaranty.We began to use demand guarantee in international economic practice in the early 1980s, however, we have no statutes for independent guarantee in our legislative system at present. Since we are not the member country of UNCITRAL CONVENTION, we can not treat this convention as our legislation in independent guarantee area. Unfortunately, the URDG is not widely recognized because it only exists for a comparatively short time. So it is not familiar with by our legislature and judiciary. But beyond any doubt, this kind of guarantee will be more used with our entrance to WTO, so it is more important to study the legal problems of independent guarantees.There are four chapters in this article: Chapter 1 is the introduction of the relation of the international project financing and independent guarantee; Chapter 2 is the analysis of the exertion problem of the independent guarantees on the internationalproject financing; Chapter 3 is the analysis and summarization of the participant’s the rights and obligations of the independent guarantees; Chapter 4 is the conclusion of how to construct the system of independent guarantees in our country. In this chapter I indicate the necessity and reality of building this system, and also gave the ideas of how to construct this system and the content of it.更多还原