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国际商事仲裁中合并仲裁问题研究

Research on Consolidated Arbitration in International Commercial Arbitration

【作者】 贾舜宁

【导师】 屈广清;

【作者基本信息】 大连海事大学 , 国际法学, 2008, 硕士

【摘要】 当今交易关系,交易形式的复杂化引发了越来越多多方当事人争议的出现,作为这一争议的主要解决方式之一,合并仲裁制度日益受到理论与实践的重视。本文采用理论与实证相结合的方法,在国内外已有的理论研究和实践经验的基础上进行分析,希望能够对我国合并仲裁制度的建立有所裨益。本文除引言和结语外,共分三章,三万八千余字。第一章是关于合并仲裁的背景介绍。合并仲裁是解决多方当事人争议的一种方法,多方当事人争议所产生的关联仲裁程序,在大多数情况下不得不分别进行,因此阻碍了仲裁程序效益的实现和争议的彻底、公正解决。为解决这一问题,目前的国际商事仲裁实践中出现了一些尝试和探索,笔者以为,合并仲裁是最为行之有效的做法。本章还就合并仲裁及其相关概念作以辨析。第二章从仲裁是否基于当事人一致同意的角度对合并仲裁制度进行了类型化’分析。分别介绍了法院强制的合并仲裁和当事人合意的合并仲裁。第一节中分析了法院强制合并仲裁的理论依据,相关立法,和仲裁实践,从仲裁当事人意思自治原则、公正和效益的价值目标等角度对强制合并仲裁进行了分析。第二节论述了合意合并仲裁的具体形式,并从国际商事仲裁公正和效益的价值目标出发,立足于国际商事仲裁的当事人意思自治原则和仲裁的契约性,认为关联仲裁程序应通过以当事人一致同意为法律要件的合意合并仲裁来实现。第三章论述了我国合并仲裁的现状,面临的困难及解决的方法。从我国目前的仲裁立法、仲裁规则、司法实践及仲裁实践来看,合并仲裁在我国发展较为缓慢。我国的仲裁实践和司法实践亦当重视国际商事仲裁发展的客观趋势,支持合意合并仲裁。本章还就合并后如何指定仲裁员及合并后仲裁费用的分摊问题制定了相应的解决方案,并对构建我国合意合并仲裁制度提出了法律建议。

【Abstract】 Consolidated arbitration of the multi party dispute is a difficult issue to be worked out in both theory and practice of international commercial arbitration since it affects the realization of the value goals of arbitration, namely equity and economy, and touches the principle of party autonomy and the contractual nature of arbitration. The author hopes this study may nonetheless contribute to the development of statues and practice of consolidated arbitration of the multi party dispute in this country.This dissertation comprises three chapters, in addition to a preface and epilogue, totally over 38,000 words.Chapter 1 deals with how the issue of consolidated arbitration of the multi party dispute occurs. Whereas the principle of party autonomy and the contractual nature of arbitration, related arbitral procedures based on the aforesaid arbitration clauses have to be proceeded separately, disturbing the economy of arbitral procedures and thorough and fair resolution of the dispute. The arbitration practice has developed some means to solve this problem, among which the author considers consolidated arbitration as the most effective one.Chapter 2 focuses on compulsory consolidation of arbitration and consolidated arbitration by consent. This chapter presents a theoretical rebutment of compulsory consolidation form the point of the principle of party autonomy, the value goals of arbitration and the function of court and arbitral institution in international commercial arbitration. It is believed that a system of consolidated arbitration by consent should be constituted through domestic arbitration statutes and arbitral rules of international commercial arbitration institutions for the related arbitral procedures in the multi party dispute. This chapter also discusses the application of the system of consolidated arbitration by consent.Chapter 3 concerns the actuality and development of consolidation of arbitration for the multi party dispute in this country. Consolidated arbitration develops slowly in our country, which can be seen from the arbitral statutes, arbitral rules, judicial practice and arbitral practice. As to the system constitution, it seems difficult for the arranged amendment of the Arbitration Law to include consolidated arbitration by consent, but arbitral rules of the arbitral institutions, foreign arbitral institutions in particular, still can contribute much to the system constitution. At the same time, the arbitral practice and judicial practice should attach enough importance to the trend of the current international commercial arbitration and support the consolidated arbitration by consent.

  • 【分类号】D997.4
  • 【被引频次】12
  • 【下载频次】476
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