【作者】 王俊杰；

【导师】 郝守才；

【作者基本信息】 河南大学 ， 刑法学， 2007， 硕士

【摘要】 我国1997年刑法确立了单位犯罪的主体地位,并对自首制度进行了修改,但对单位犯罪理论中自首的认定和处罚并没有具体涉及,单位自首的认定在理论界也存在分歧,导致司法实践中关于适用单位自首的具体操作困难甚至混乱。本文力图从理论和实践两个角度,就单位能否成立自首、如何适用及如何处罚等理论问题进行探讨并提出自己的见解,以期有利于司法实践。全文除引言和结语外共分以下五个部分:第一部分:单位自首概述。该部分首先阐述了单位自首的理论纷争:否定说和肯定说,然后重点论述了单位自首的成立依据。第二部分:单位自首的概念、成立条件及分类。该部分首先界定了单位自首的概念,然后重点讨论了单位自首的成立条件:形式要件和实质要件,在此基础上将单位自首分为三个类型:单位一般自首、单位准自首和单位特殊自首。第三部分:单位自首认定中的特殊问题。该部分探讨了单罚制下的单位自首、单位共同犯罪的单位自首、单位准自首、单位特殊自首、单位犯数罪的单位自首、过失犯罪中单位自首及单位犯罪后主体变更情况下的单位自首等单位自首特殊问题。第四部分:单位自首的处罚。该部分从对单位自身的处罚和犯罪单位中直接负责的主管人员及其他责任人的处罚两个方面讨论了如何对单位自首进行处罚。第五部分:单位自首的完善。该部分从立法和司法两个方面阐明了完善单位自首制度的建言。更多还原

【Abstract】 The Criminal Law of PRC revised in 1997 expressly stipulates that a legal entity is one of subjects of crime, and the Criminal Law gets the provisions about surrender revised accordingly. Disappointingly the Criminal Law doesn’t expressly involve recognizing and punishing the surrender of a legal entity, so there are some differences about recognizing the surrender of a legal entity in the theory, accordingly this condition causes some chaos in the judicial practice.This article tries to explain some questions from theory and practice, such as be surrender or not, how to suit, how to punish. This article is divided into six parts except the introduction:Part one: Summary of the surrender of a legal entity. Summarize the theoretical dispute of the surrender of a legal entity, and put special emphasis on the basis of being the surrender of a legal entity.Part two: The concept、tenable condition and classification of the surrender of a legal entity. Firstly limit the concept of the surrender of a legal entity, and then lay special emphasis on the tenable condition of the surrender of a legal entity, and divide the surrender of a legal entity into three types.Part three: The special points in recognizing the surrender of a legal entity. Discuss the special points in recognizing the surrender of a legal entity first, and then discuss some circumstances which do not fit the surrender of a legal entity. Part four: The penalty of the surrender of a legal entity. Discuss how to punish the surrender of a legal entity from two aspects: the legal entity itself and the person who is responsible for the crime the legal entity committed.Part five: The consummation of the surrender of a legal entity. Expound the author’s viewpoint from legislation and judicial interpretation two aspects.更多还原