【作者】 沈湘平；

【导师】 刘德学；

【作者基本信息】 暨南大学 ， 国际贸易学， 2006， 硕士

【摘要】 国内外诸多学者对外商直接投资(FDI)对东道国的技术外溢效应进行了丰富的研究。研究表明，外商直接投资是涵盖资本、技术、知识、管理技能以及有效组织资源等要素的综合体，它能通过技术外溢效应使东道国企业的技术水平、组织效率得到不断提高，提高全要素生产率，进而促进发展中东道国经济增长模式向内涵式经济增长模式转变。 本文的研究思路可以概括为以下两大方面： 理论上。第一，阐明FDI技术外溢与技术外溢效应的内涵和外延，明确了技术外溢的基本途径和影响技术外溢效应的相关因素；第二，总结国内外学者对FDI技术外溢效应进行的相关研究及其研究结论、研究方法；第三，研究总结广东省利用外商直接投资概况，分析广东省利用外商直接投资的发展历程及其发展特征，为后续的实证研究和提出政策建议奠定基础。 实证上。本文在现有研究文献的基础上构建计量模型，以广东省工业行业为研究对象，选取1997-2004年广东省工业行业相关数据为样本数据，检验外商直接投资对广东工业行业整体、各产业内部以及产业间的技术外溢效应。研究表明，外商直接投资对整个广东工业行业存在技术外溢效应，而对产业内部和其他产业间的内资企业的技术外溢效应因产业不同而存在明显的差异。在上述实证研究的基础上，进一步研究外商直接投资对广东工业行业产生技术外溢效应的深层次原因，研究表明，内外资企业之间的竞争是促使外商直接投资对内资工业企业产生技术外溢效应的原因之一。 本文在以上实证研究的基础上，结合广东省的现实情况提出了相关的政策和建议，旨以促使外商直接投资技术外溢效应的产生和提高，以及提升广东省的区域竞争力。更多还原

【Abstract】 In recent years, many scholars have studied abundently on FDI spillovers in host countries. The study indicated that FDI was a synthesis which included some factors, for example capital, technology, knowledge, skill of management, effectual resource of organization and so on. It can promote enterprises in host countries to elevate their level of technologies, organization efficiency and full-factor productivity, and to change economy-increasing patterns.The creative parts in this thesis can be summarized as followings. Theoretically, there are three main points which can be summed up here. Firstly, the concepts of FDI technology spillovers and technology spillover effects are clarified, and the basic approaches of technology spillovers and the related factors which influenced technology spillover effects are also defined. Secondly, some domestic and overseas literatures about technology spillover effects from FDI, their conclusions and methods are summarized. Thirdly, on the basis of the survey of FDI in Guangdong province, its development stages and characters are analysed.Empirically, based on the metric model that constructed from the existing studies, the thesis analyzed the technology spillover effects from FDI in Guangdong’s industry. The study indicates that technology spillover effects from FDI in industry are very evident, but technology spillover effects from FDI in intra-industry and inter-industry are evidently difference because of different industrial characters. According to the above empirical study, the thesis analyses the causes of FDI technology spillovers in industry of Guangdong, and the study indicates that the competition between foreign and domestic enterprises is one of the important causes.Finally, on the basis of the above empirical study, some relative policy suggestions are put forward in this thesis.更多还原