母子公司法律关系研究

【作者】 王芳；

【导师】 李洪武；

【作者基本信息】 山东大学 ， 民商法， 2006， 硕士

【摘要】 以母子公司为核心组成的企业集团是市场经济体制中一种重要的市场主体，它对于提升企业的市场竞争力，分散经营风险具有重要作用。调整母子公司法律关系已成为世界各国公司立法的重要内容。通过公司投资、或公司之间签订企业支配协议形成母子公司法律关系。母子公司法律关系主要表现为一是母子公司内部之间的管理和控制关系，二是母子公司和子公司债权人及子公司少数股东之间的外部关系。本文主要从以下四个部分来阐述母子公司法律关系。 第一部分是母子公司法律关系的界定。本部分主要从母子公司法律概念入手，提出了母子公司法律关系的概念和特征。在第一部分中，除了探讨母子公司法律关系一些基本问题外，还探讨了母子公司法律关系的形成和研究的重要意义。 第二部分主要从比较法的角度，对两大法系的代表国家如英美法系的英国、美国，大陆法系的德国和我国台湾的母子公司立法进行介绍和评价，为我国公司法的修订提供借鉴。 第三部分主要论述母子公司法律关系。内部法律关系主要体现在以下三个方面：一是母公司运用股权和控制合同对子公司进行管理和控制；二是母公司对子公司经营发展的中重大行为进行管理和控制；三是母公司对子公司的财务统计进行管理和控制。母子公司外部法律关系这是本文探讨的一个重点问题。母子公司外部法律关系主要体现在两个方面：一是母公司与子公司债权人的关系；二是母公司与子公司少数股东的关系。在母公司与子公司债权人关系中，主要探讨基于母公司对子公司的控制，如何保护子公司债权人的利益，这就是母公司对子公司的债务责任。本文从四个方面进行阐述。在母公司与子公司少数股东的关系中，主要从实体法和程序法两个方面探讨了对子公司少数股东的保护。 第四部分是对我国《公司法》中“母子公司法律关系规制”之检讨。本部分从对子公司债权人利益保护和子公司少数股东利益保护两个方面检讨了我国《公司法》中存在的不足与完善。更多还原

【Abstract】 Business conglomerate, composed of parent company-subsidiary as its core component in market economy system, is a major market subject, which plays a very important role in promoting enterprise’s ability in competition and dispersing operating risk. Adapting the legal relation between parent company and subsidiary has become a major part in company legislation all over the world. Investment from company or control agreement between companies puts into shape the legal relation between parent company and subsidiary, which gives chief expression to the internal administration and control relations between parent company and subsidiary and the external relations between parent company-subsidiary and subsidiary creditors and minor stockholders. This article mainly sets forth from the following four parts the legal relation between parent company and subsidiary.In part one, it’s about the definition of the legal relation between parent company and subsidiary, whose concept and features get raised primarily by the author after the offering of the legal concept of parent company and subsidiary. The author also probes into the formation of the relation as well as some basic problems of it and emphasizes the significance of the research.In part two, from the angle of comparative law, the author introduces and assesses the parent company-subsidiary legislations of the representative nations in the two major law systems, such as the UK and the USA in common law system and German and Taiwan Province in continental law system. And this is used for reference for the revision of our Company Act.In part three what is mainly expounded is the legal relation between parent company and subsidiary. the internal relation between parent company and subsidiary embodies the following major aspects: (1),the parent company administrates and controls the subsidiary by way of share rights and control contracts;(2), the parent company administrates and controls the subsidiary’s major conducts during its operation and development; (3), the parent company administrates and controls the subsidiary’s financial statistics. In part three a very point in this article is discussed. It is the external legal relation between parent company and subsidiary,更多还原