【作者】 刘素芝；

【导师】 刘兴树；

【作者基本信息】 湖南师范大学 ， 法学理论， 2005， 硕士

【摘要】 征集股东委托书制度是我国近年来公司法学界、证券法学界共同关注的一个新课题。征集股东委托书就象一柄双刃剑,既可以成为保护公司和股东利益、优化公司治理结构的有力手段,又可能沦为投机人士争夺公司控制权、损害公司和股东利益的工具。美国、韩国、我国台湾等国家和地区立法上均对征集股东委托书制度做了相应规定。近年来我国上市公司实践中也发生了多起征集股东委托书实例,由于缺乏法律规制,其行为颇不规范。本文试图从分析征集股东委托书制度的价值取向和理性基础出发,借鉴主要国家和地区立法概况,对在我国建立、完善征集股东委托书制度进行探索性研究。 本文共分为五个部分:第一部分阐释征集股东委托书的法律内涵。从征集股东委托书的含义和法律特征入手,进而论述征集股东委托书制度的价值取向。第二部分对建立征集股东委托书制度进行理性分析。从征集股东委托书制度的理论基础、实践基础两个方面,说明在我国建立征集股东委托书制度已迫在眉睫。第三部分介绍主要国家和地区关于征集股东委托书制度的立法概况。主要对美国、韩国和我国台湾地区相关立法进行介绍,作为我国征集股东委托书制度之立法借鉴。第四部分探索征集股东委托书制度的基本原则和主要内容。征集股东委托书制度应贯彻信息公开、公平竞争和诚实信用三个基本原则,并从征集主体、征集方式、信息公开、法律责任等方面阐述征集股东委托书制度的主要内容。第五部分为结语,从立法结构和主要内容方面提出自己对完善我国征集股东委托书制度的粗略设想。更多还原

【Abstract】 The system of acquisition of shareholders’ letter of authorization is a new question for study in the fields of corporation law and securities law. The acquisition of shareholders’ letter of authorization has both advantages and disadvantages. For one thing, it can strongly protect the interests of corporations and shareholders and optimize the management structure of corporations, for another, it can also become a tool for opportunists to scramble for rights of controlling corporations and injure the interests of corporations and shareholders. Some countries and districts such as the United States, the Republic of Korea and Taiwan have already made corresponding rules about it by legislation. Since 21th century, there have been cases of acquisition of shareholders’ letter of authorization in practice in the listed corporations in our country but what have been done is not standard due to the lack of its legal stipulation. This essay will, based on the analysis of value and rationality of acquisition of shareholders’ letter of authorization, make tentative researches into the establishment and the perfection of this system of shareholders’ letter of authorization in our country by using the legislative experiences of the main foreign countries and some districts for reference. This essay falls into five parts as follows:In the first part, it expounds the legal connotation of the system of acquisition of shareholders’ letter of authorization, starting with the implication and the legal characteristics of acquisition of shareholders’ letter of authorization, and furthermore, discussing the values of the system. In the second part, it rationally analyzing the establishment of the system, explaining that it is urgent to establish the system in our country from the three aspects of theoretic, legislative and realistic basis. In the third part, it introduces the legislative survey of acquisition of shareholders’ letter of authorization in the main countries and districts更多还原