【作者】 顾文炯；

【导师】 杨善林；

【作者基本信息】 合肥工业大学 ， 企业管理， 2005， 硕士

【摘要】 由于我国的证券业的特定发展规律决定了现有的大多数证券公司在证券业数据处理上基本采用的是分散型、小规模的手段。在数据的安全性、交易的实时性以及成本优化等方面存在一定的问题。为此本文在对发达国家成熟交易系统的理论、实施方法的系统研究下,结合中国证券行业发展的实际情况。从证券业数据集中系统建设入手,结合省内某证券公司的具体实施过程,建立一套具有较强实用性的实施指导体系。在此基础上完成了华安证券集中交易系统的业务流程模块设计实现,开发了一个可以真正投入实际运用的面向客户的集中式证券系统;并且对实施的效果进行综合效率分析,对实施中可能遇到的问题提出了经过实证的解决方案,从实证的角度为中国证券业公司在数据集中方案实施上提供决策参考。更多还原

【Abstract】 The special development of China’s securities industry determines that most securities houses handle their business data in a dispersed and small-sized way. There are certain problems in the respects of security of the data, timing of trading and optimization of cost. This article gives a proposal to set up a set of guidelines to the centralized database processing management system in securities industry, based on the theoretical and practical technologies of the mature trading system in developed countries, and also considering the characteristics of China securities industry,based on the above, we finished the Business Process Mode designation for Hua’an Securities Centralized Transactioin System, and developed a practable entralized trading system for clients.In the end of the article, the author provides a comprehensive analysis to the efficiency of the employment of the guideline, and also provides solutions to the problems during the execution of the guideline, The article is a reference in the decision-making process of data-centralization management for China’s securities houses.更多还原