【作者】 杜国胜；

【导师】 杨丽艳；

【作者基本信息】 广西师范大学 ， 法学理论， 2004， 硕士

【副题名】兼谈中国—东盟自由贸易区竞争政策及法律之构建

【摘要】 北美自由贸易区竞争政策及法律主要体现在北美自由贸易区协定(NAFTA)第十五章的规定中,是北美自由贸易区三大成员国竞争政策及法律协调的产物。它是与欧盟欧盟竞争政策及法律不同的一种合作方式。根据国际法“条约必须信守”的原则,北美自由贸易区竞争政策及立法对其成员国具有拘束力,即各成员国在制定和实施其国内竞争政策时不得与协定相背离。北美自由贸易区竞争政策及及法律有助于消除由私人限制竞争行为引起的私人壁垒,避免因各成员国执行不同的国内竞争政策而产生的新的贸易壁垒,促进了各成员国的竞争政策及法律的统一,推动了区域内贸易自由化的发展。全球经济一体化和区域经济一体化是世界经济两大并行不悖的历史发展趋势,各国经济相互间的联系愈加紧密,任何一个国家不能脱离世界经济发展的轨道而孤立地发展。在这样的背景下,研究北美自由贸易区竞争政策及法律,对最终实现区域贸易自由化的宗旨意义重大。本文主要采取比较研究方法,辅助于历史分析和实证分析方法,通过将北美自由贸易区竞争政策及法律与欧盟的竞争政策及法律和WTO协议中的竞争政策进行比较分析,阐明其基本文件和内容的主要特征,为构建中国——东盟自由贸易区竞争政策服务。这正是本文的理论意义和实践意义所在。全文共分四大部分:第一部分主要论述北美自由贸易区竞争政策及法律所涉及基本概念及其基本理论。通过这一部分论述,笔者指出,研究北美自由贸易区竞争政策及法律时,应从广义上理解竞争政策与反垄断法的关系。第二部分主要分析了北美自由贸易区竞争政策及法律的基本文件的规定及其主要内容。第三部分是本论文的重点。通过对北美自由贸易区竞争政策及法律与欧盟模竞争政策及法律和WTO协议中的竞争政策进行比较研究,结合案例分析,笔者指出,北美自由贸易区竞争政策及法律的内容具有原则性、处理有关竞争争端方式的特殊性以及其规则结构简单、层次单一等四个特征。第四部分首先简要论述了《中国——东盟自由贸易区框架性协议》的主要内容及其特点,并对其进行了评析,然后阐明了建立中国——东盟自由贸易区竞争政策及法律的必要性和可行性,最后构建了中国-东盟自由贸易区竞争政策及法律的主要内容。这一部分正是本文的写作目的所在。中国——东盟自由贸易区的建立对发展发展中国家经济、提高其企业国际竞争力和减少对发达国家的依赖具有深远的意义。然而,要确保中国——东盟自由贸易区在世<WP=5>界经济中的地位、最终实现区域内贸易自由化,离不开其竞争政策及法律的制定。本文通过对北美自由贸易区的竞争政策及法律的研究,力求为构建中国——东盟自由贸易区竞争政策及法律提供符合其自身特点的模式。通过对北美自由贸易区竞争政策及法律进行比较深入、全面地研究分析,笔者提出了以下个人观点:(1)欧盟的竞争竞争政策及法律的合作方式不适合中国-东盟自由贸易区的实际情况,不宜被采纳;(2)北美自由贸易区竞争政策及法律比较适合中国——东盟自由贸易区的特点,可资借鉴;(3)归纳出北美自由贸易区竞争政策及法律的规则及其内容的主要特征;(4)构建了中国——东盟自由贸易区竞争政策及法律的框架性内容。更多还原

【Abstract】 The competition policy and law of North America Free Trade Area is mainly reflected among the regulations of chapter 15 of North America Free Trade area Agreement (NAFTA ), which is the result of coordination of the competition policies and law of three members of North America Free Trade Area. And it is different from the competition policy and law of European Union. According to the principle of “treaty must be abided by”in international law, its members must abide by the competition policy and law of North America Free Trade Area, namely every member can’t deviate from the agreement while making and implementing its domestic competition policy. The competition policy and law of North America Free Trade Area can contribute to elimilating the individual barrier produced by the individual conduct of limiting competition and the new trade barrier caused by its members’carrying out different competion policies at home ,which promotes the unity of its member’s competition policy under international law and the development of liberalization of trade in the district.Economy globalization and integration of regional economy are two great development trends in current world economy, and every country have closer connections in its economy.Any country can’t break away from the track of development of the world economy to develop itself isolately. Under the background like this ,it is important to study the competition policy and law of North America Free Trade Area in order to realize the aim of trade liberalization of of regional trade agreement. This text will mainly adopt the comparative research approach with the methods of history and case analysis auxiliarily.Through comparing the competition policy and law of North America Free Trade Area with European Union’s and the competition policy of WTO Agreement , this text will expound the characteristics of its basic documents and contents for setting up the competition policy and law of China --ASEAN Free Trade Area, which is exactly what the meaning of theory and practice of this text is.This text will be divided into four major parts: part one will expound the involved basic conception and basic theory of the competition policy and law of North America Free Trade Area. Through discussing this, I point out that when studying the competition policy and law of North America Free Trade Area ,we should comprehend the connections between the competition policy and antitrust law in a broad sense. Part tow will mainly analyse the main contents of the competition policy <WP=7>and law of North America Free Trade Area. Part three ,which is the key point of this thesis, will compare The competition policy and law of North America Free Trade Area with European Union’s and the competition policy of WTO Agreement in case analysis, and then I point out that the rules of the competition policy and law of North America Free Trade Area have four major characteristics such as sense of principle,the especial way of settling the dispute about competition ,simple structure and lack of levels,etc.. Part four firstly outlines the main contents and features of <the framework agreement on China—ASEAN Free Trade Area> and evaluates them. And then it expounds its necessity and feasibility of seting up the competition policy and law of China -- ASEAN Free Trade Area .Finally,it gaves the main content of its competition policy and law, which part is exactly the purpose of this text.The foundation of China --ASEAN Free Trade Area has far-reaching meanings to develop the economy of developing countries’ economy and raising their enterprises’ international competitiveness and reducing the reliance to the developed country. However, in order to guarantee the position of China -- ASEAN Free Trade Area in the international economy and realize the liberalization of trade in the district finally, its competition policy and law should be formulated. This text strives to offer its own mode for the competition policy and law of China --ASEAN Free Trade Area through studying the competition policy更多还原