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软法范式的人工智能伦理监管:日本制度探析

Ethical Governance of Artificial Intelligence in the Soft Law Paradigm:An Analysis of the Japanese Institution

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【作者】 刘湘丽肖红军

【Author】 LIU Xiangli;XIAO Hongjun;Institute of Industrial Economics, Chinese Academy of Social Sciences;

【机构】 中国社会科学院工业经济研究所

【摘要】 在人工智能伦理监管中,平衡技术发展与监管的关系十分重要。这需要根据人工智能的技术特点采取不同于传统监管模式的做法。日本的思路是政府设定目标、企业自主规范、多元主体参与,并依此构建了软法范式的监管制度。该制度强调技术发展优先,注重不增加企业制度成本和不损伤技术研发积极性,通过软法性质的原则、指针来引导企业预防伦理事故,达到既维护社会价值又促进技术发展的目的。日本的监管模式体现了“敏捷监管”的观点,也彰显了日本特有的行为方式。日本经验显示,对变化快、复杂且应用前景不确定的新兴技术,软法范式不失为一种有效的监管。但同时也需要构建激励企业的机制,完善高伦理风险领域的法律法规。

【Abstract】 In the ethical governance of artificial intelligence, it is very important to balance the relationship between technological development and supervision. This requires a different approach from the traditional regulatory model according to the technical characteristics of AI. Japan’s approach is that the government sets goals, companies regulate independently, and multiple actors participate, and has built a regulatory system based on the soft law paradigm.The system emphasizes the priority of technological development, pays attention to not increasing the cost of enterprise system and does not damage the enthusiasm of technology research and development, and guides enterprises to prevent ethical accidents through the principles and guidelines of soft law, so as to achieve the purpose of maintaining social value and promoting technological development.Japan’s governance model embodies the idea of "agile regulation" and also highlights Japan’s unique way of behaving. Japan’s experience shows that the soft law paradigm can be an effective regulator of emerging technologies that are changing rapidly, complex, and have uncertain application prospects.However, it is also necessary to build a mechanism to incentivize enterprises and improve laws and regulations in areas of high ethical risk.

【基金】 中国社会科学院国情调研重大项目“数字科技伦理监管制度调查研究”(GQZD2023009);中国社会科学院登峰战略企业管理优势学科建设项目
  • 【文献出处】 现代日本经济 ,Contemporary Economy of Japan , 编辑部邮箱 ,2023年04期
  • 【分类号】B82-057;F49
  • 【下载频次】122
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