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公司法定代表人越权担保效力阐论

On the Validity Rules of Unauthorized Guarantee Contracts Signed by Corporate Legal Representatives

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【作者】 吕斌

【Author】 LV BIN;Law School Wuhan University;

【机构】 武汉大学法学院民商事法律科学研究中心

【摘要】 在现行法规整下,《公司法》第16条的规范性质宜被界定为管理性强制性规定。《民法典担保制度解释》虽然把《民法典》第61条和第504条同时作为处理法定代表人越权担保效力问题的规范依据,但是真正发挥填补《公司法》第16条存在之漏洞仅为《民法典》第504条。在相对人的主观状态为善意的场合,《民法典担保制度解释》第7条第1款第1项乃直接适用《民法典》第61条第2款和第504条规定的当然结果。在相对人的主观状态为恶意的场合,宜在适用《民法典》第504条的基础上,类推适用《民法典》第171条的相关规定以明确相对人、公司及其法定代表人之间的法律关系和担保合同的效力状态。准此,《民法典担保制度解释》第7条第1款中的"民法典第六十一条"意在特指《民法典》第61条第2款,而同款规定中的"等规定"则意在指涉《民法典》第171条第1款、第2款和第3款。

【Abstract】 Under the current laws and regulations, the normative nature of Article 16 of the Corporate Law should be defined as administrative mandatory provisions. Although Interpretation of the Supreme People’s Court of the Application of the Relevant Guarantee System of the Civil Code regards Article 61 and Article 504 of the Civil Code as the normative basis for dealing with the effectiveness of unauthorized guarantee contracts signed by corporate legal representatives, the only way to fill the gap in Article 16 of the Corporate Law is to apply Article 504 of the Civil Code. When the subjective state of the counter party is in good faith, the First Sub-paragraph of Paragraph 1 in the Article 7 of Interpretation of the Supreme People’s Court of the Application of the Relevant Guarantee System of the Civil Code is the result of the direct application of Article 61(2) and Article 504 of the Civil Code. When the subjective state of the counter party is malicious, on the basis of the application of Article 504 of the Civil Code, the relevant provisions of Article 171 of the Civil Code should be applied by analogy not only to clarify the legal relationship among the counter party, the corporate and its legal representative, but to clarify the validity rules of unauthorized guarantee contracts. Accordingly, "Article 61 of the Civil Code" in Article 7(1) of Interpretation of the Supreme People’s Court of the Application of the Relevant Guarantee System of the Civil Code is intended to refer specifically to Article 61(2) of the Civil Code, while the "other provisions" in the same paragraph are intended to refer to paragraph 1, 2 and 3 in Article 171 of the Civil Code.

【基金】 国家社会科学基金重点项目“优化市场化法治化国际化营商环境研究”的阶段性成果,项目编号:21AZD030
  • 【文献出处】 西安电子科技大学学报(社会科学版) ,Journal of Xidian University(Social Science Edition) , 编辑部邮箱 ,2021年03期
  • 【分类号】D922.291.91
  • 【被引频次】1
  • 【下载频次】903
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