节点文献
基于全面注册制的投资者权益保护思考
Thoughts on Protection of Investors Interests based on Comprehensive Registration System
【摘要】 伴随着《新证券法》实施,我国证券市场已从多角度对中小投资者权益保护进行了完善。在全面注册制推出背景下,如何在市场准入、信息披露、退市和救济维权等制度中进一步优化投资者保护举措值得深入探究。本文就投资者、上市公司、中介机构、监管机构等证券市场多方参与主体提出若干建议,以确保投资者权益保护举措全面落实,最终实现证券市场持续稳健发展。
【Abstract】 With the implementation of the New Securities Act,China’s securities market has improved the protection of small and medium-sized investors’ rights and interests.In the context of the introduction of the comprehensive registration system,it’s needed to explore on how to further improve measures to protect investors in market access,information disclosure,delisting,relief and protection of rights.This paper makes a number of suggestions for multiple participants in the securities market,such as investors,listed companies,intermediary agencies,regulators,and so on in order to ensure the full implementation of investor protection measures,accordingly sustainable and healthy development of securities market.
【Key words】 comprehensive registration system; investor protection; exploring;
- 【文献出处】 吉林金融研究 ,Journal of Jilin Financial Research , 编辑部邮箱 ,2021年06期
- 【分类号】F832.51;D922.287
- 【下载频次】276