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美国适用缓起诉协议打击企业犯罪初步研究

A Preliminary Study on Deferred Prosecution Agreements as a Solution in Combating Corporate Crime in the USA

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【作者】 刘冬平

【Author】 LIU Dongping;College for Criminal Law and Science,Beijing Normal University;

【机构】 北京师范大学刑事法律科学研究院

【摘要】 美国的缓起诉制度产生于20世纪中期,主要适用于青少年犯罪,以使其免受犯罪污名。1992年,美国司法部在所罗门兄弟公司证券诈骗案中首次与被告签订缓起诉协议,开创了适用缓起诉协议打击企业犯罪的先河。由于缓起诉制度有利于防止企业破产、工人失业等社会问题,社会效果显著,美国检察官与企业达成的缓起诉协议日渐增多。缓起诉协议通常包括交纳罚金、上缴犯罪所得、认罪、提交证据、协助调查、改善内部管理、加强外部监督和特别给付等内容。

【Abstract】 Deferred prosecution began in the early 1990 s as a way to handle juveniles without stigmatizing them for life as criminals. It was only associated with individuals and not applied to companies at the beginning. The 1990’s saw a key change of deferred prosecution: corporate deferred prosecution were gradually increased due to its more positive social effects. Besides the provision of paying penalty and surrendering the proceeds of crime,the deferred prosecution agreement generally contains the contents concerning confessing to crime,delivering evidence,cooperating with the investigation,improving corporate governance,external oversight,etc.

  • 【文献出处】 华北水利水电大学学报(社会科学版) ,Journal of North China University of Water Resources and Electric Power(Social Science Edition) , 编辑部邮箱 ,2015年05期
  • 【分类号】D971.2;DD916
  • 【被引频次】8
  • 【下载频次】157
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