【摘要】 当前,我国证券公司欺诈客户防范制度存在诸多问题。由于证券公司在治理结构上存在严重缺陷,加之证券公司违规成本过低,导致证券公司挪用客户交易资金的现象时有发生;在立法上,在证券公司欺诈客户的范围方面,法律和行政法规的规定相互重叠;在实践中,有的证券公司为拉拢客户,而进行不正当竞争。况且,根据现行法律规定,证券公司一旦发生欺诈客户的情形时,对其赔偿范围和损失计算都是非常困难的。鉴于此,有必要进一步完善证券公司公司治理结构,完善证券公司欺诈客户的民事责任,明确证券公司欺诈客户的范围等。更多还原

【Abstract】 Precautions against fraud committed by securities companies in China need to be improved.Serious drawbacks of management structure and low cost of regulation violation result in frequent misappropriation of clients’ transactional capital.As for the legislation,present laws and administrative rules concerning with the scope of guilty of fraud are overlapped.In order to attract more clients,unfair competitions are often conducted.Once the fraud is committed,the scope and losses are hard to be defined and calculated.Therefore,it is necessary to perfect the management structure of securities companies and clearly define their civil responsibility and the scope of fraud.更多还原