【摘要】 强化风险控制和监管是期货行业健康发展的基础和永恒主题。中国证监会推出的期货经纪公司监管报表和指标体系旨在加强对期货经纪公司的监管,防范和化解风险。但现实中这些规定可操作性不强,且多为事后监管,不利于风险的提前预警。本文结合我国期货行业的实际状况,通过对期货经纪公司“经调整的净资本”指标的分析和讨论,提出了一些可操作性较强的建议。更多还原

【Abstract】 It’s a fundamental topic for healthy growth to strengthen control and supervision of risks in futures trade. In order to reinforce supervising futures brokerage companies and preventing risks, Chinese Stock Supervision Committee expounded supervision report forms and index system, which have a bad serviceability and are ex-post supervisions against alarming of risks. Under the factual conditons in China Indexes of adjusted net capital about futures brokerage companies are analyzed and suggestions with good serviceability are expounded.更多还原