【作者】 杨星；

【导师】 彭华涛；

【作者基本信息】 武汉理工大学 ， 工商管理， 2024， 博士

【摘要】 经济全球化背景下国际创业活动日趋频繁,创业企业的全球运营正在成为一个重要的创业现象。初创企业在全球范围配置资源、开拓市场,以寻求更加丰富的资源和市场机会。由于国际市场的复杂性和不确定性,国际创业活动面临激烈竞争和巨大风险,国际创业企业生存发展亦面对巨大挑战。学术界研究发现企业间、企业内部形成的关系网络对其经济活动和行为决策产生一定的影响,本文认为企业通过知识网络、社会网络和资本网络嵌入,能够提升资源获取能力和强化企业间联系,促进资源利用、共享和转化。目前,学术界对网络嵌入的研究主要集中在网络嵌入对企业绩效的影响,针对企业动态能力的研究则聚焦于其影响因素、价值及作用机理等,对网络嵌入影响国际创业企业动态能力的研究较为欠缺。基于此,本文以“理论模型——机制研究——建设方案”为研究逻辑,探索知识网络嵌入、社会网络嵌入、资本网络嵌入对国际创业企业动态能力的作用机制,进而构建国际创业企业动态能力建设方案,以期拓展现有基于社会网络理论的企业动态能力研究,为国际创业企业或国际创业活动提供决策参考。本研究主要内容包括:(1)概念界定与理论基础。在梳理已有国际创业、网络嵌入与动态能力的相关文献基础上,对以上三个关键词的概念进行界定,并进一步分析其内涵。同时,对本研究涉及的社会网络理论、国际化理论、资源基础理论进行要点归纳,在对其研究脉络进行简要阐述的基础上,结合本文的研究主题“国际创业”展开综述,为后文的研究奠定理论基础。(2)网络嵌入与国际创业企业动态能力的逻辑建构。运用多案例研究与扎根理论方法相结合的方式,选取腾讯控股、联想集团、华为控股、美的集团、吉利汽车五家上市公司作为案例样本,从企业官网、新闻媒体、企业年报等多种渠道搜集一定量二手资料进行整理,厘清多元网络对国际创业企业动态能力的影响作用以及风险偏好、创新强度与多元网络、国际创业企业动态能力的关系逻辑。(3)网络嵌入影响国际创业企业动态能力的基本假设。综合考虑不同类型网络嵌入的典型表征以及国际创业的特定情境,分别提出了知识网络嵌入、社会网络嵌入和资本网络嵌入等多维网络嵌入对于国际创业企业动态能力的直接效应假设,以及风险偏好、创新强度对以上直接效应可能存在的调节效应假设。(4)网络嵌入影响国际创业企业动态能力的实证研究。选取2011-2021年共计11年期间94个国际创业企业样本的面板数据作为研究对象,分别对于18条直接效应及调节效应假设逐条进行验证,得出的主要结论为:第一,知识网络、社会网络、资本网络对于国际创业动态能力的直接效应相关假设全部通过;第二,风险偏好对于知识网络关系嵌入、社会网络关系嵌入、资本网络关系嵌入与国际创业企业动态能力之间的关系存在显著的调节效应;第三,创新强度对社会网络关系嵌入、资本网络关系嵌入、资本网络结构嵌入与国际创业企业动态能力之间的关系存在显著的调节效应。在此基础上,揭示了结论的理论内涵和管理启示。(5)网络嵌入影响国际创业企业动态能力的政策效应。基于知识网络嵌入、社会网络嵌入、资本网络嵌入三个视角,系统诠释双循环战略政策影响多元网络与国际创业企业动态能力关系的内在逻辑与作用机制。基于双循环战略政策的典型事实,利用双重差分(DID)方法评估多元网络对国际创业企业动态能力的影响,并使用平行趋势分析法检验政策提出前和政策提出后的显著性,以检验模型的有效性。使用异质性检验验证企业发展规模不同时,双循环战略对多重网络和国际创业企业动态能力的影响,并通过滞后变量检验和PSM检验验证模型的稳健性。研究表明,高水平对外开放背景下,国际创业企业在获得一系列便利条件的同时,亦面临着更高的要求和更加激烈的竞争环境,刺激企业进行创新升级,能够显著提升了国际创业企业的动态能力。同时,“一带一路”倡议下,知识网络关系嵌入和资本网络关系嵌入能够促进国际创业企业动态能力的提升,但知识网络结构嵌入、社会网络关系嵌入、社会网络结构嵌入以及资本网络结构嵌入与国际创业企业动态能力不存在显著的关系。此外,考虑高水平对外开放政策的作用时,风险偏好对于网络嵌入与国际创业企业动态能力之间关系的调节效应不存在,但创新强度对于知识网络关系、资本网络关系嵌入影响国际创业企业动态能力的调节效应存在。本文的创新之处在于:第一,建立了网络嵌入与国际创业企业动态能力之间的逻辑模型;第二,构建了风险偏好与创新强度对于网络嵌入影响国际创业企业动态能力的调节效应模型;第三,设计了知识网络嵌入、社会网络嵌入、资本网络嵌入下国际创业企业动态能力建设方案。更多还原

【Abstract】 International entrepreneurial activities are becoming more frequent in the context of economic globalization,and the global operation of start-ups is becoming an important entrepreneurial phenomenon.Start-ups are allocating resources and exploring markets globally in order to seek richer resources and market opportunities.Due to the complexity and uncertainty of the international market,international entrepreneurial activities face fierce competition and great risks,and the survival and development of international entrepreneurial enterprises also face great challenges.Academic research has found that inter-enterprise and intra-enterprise relationship networks have a certain impact on their economic activities and behavioral decisions,and this thesis argues that enterprises can enhance their resource acquisition ability and strengthen inter-enterprise ties through knowledge,social and capital network embedding to promote resource utilization,sharing and transformation.At present,academic research on network embeddedness mainly focuses on the impact of network embeddedness on enterprise performance,while research on dynamic capabilities of enterprises focuses on their influencing factors,value and mechanism,etc.,and there is a lack of research on the impact of network embeddedness on the dynamic capabilities of international entrepreneurial enterprises.Based on this,this thesis takes"theoretical model-mechanism research-construction program"as the research logic to explore the role of knowledge network embeddedness,social network embeddedness and capital network embeddedness on the dynamic capability of international entrepreneurial enterprises.This thesis explores the mechanism of knowledge network embeddedness,social network embeddedness and capital network embeddedness on international entrepreneurship,and then builds the dynamic capacity construction program of international entrepreneurship,with a view to expanding the existing research on dynamic capacity of enterprises based on the theory of social networks,and providing decision-making references for international entrepreneurship or international entrepreneurial activities.The main contents of this study include:(1)Concept definition and theoretical foundation.On the basis of combing the existing relevant literature on international entrepreneurship,network embeddedness and dynamic capabilities,the concepts of the above three keywords are defined and their connotations are further analyzed.At the same time,the social network theory,internationalization theory and resource base theory involved in this study are summarized,and on the basis of a brief description of their research lineage,an overview is made in relation to the research theme of this thesis"International Entrepreneurship",which lays the theoretical foundation for the research in the following sections.(2)Network embeddedness and the logical construction of dynamic capabilities of international entrepreneurial enterprises.Using a combination of multi-case study and rooted theory method,five listed companies,Tencent Holdings,Lenovo Group,Huawei Holdings,Midea Group and Geely Automobile,are selected as case samples,and a certain amount of secondary information is collected from the official website,news media,annual reports and other channels for organization,so as to clarify the influence of multiple networks on the dynamic capabilities of international entrepreneurial enterprises,as well as the relationship between risk preference,innovation intensity and multiple networks,dynamic capabilities of international entrepreneurial enterprises,and the impact of network embeddedness on international entrepreneurial enterprises.networks and dynamic capabilities of international entrepreneurial enterprises.(3)The basic hypothesis that network embeddedness affects the dynamic capability of international entrepreneurial enterprises.Considering the typical characterization of different types of network embeddedness and the specific context of international entrepreneurship,the hypothesis of the direct effect of multidimensional network embeddedness such as knowledge network embeddedness,social network embeddedness and capital network embeddedness on the dynamic capability of international entrepreneurial enterprises is put forward,and the hypothesis of the moderating effect of the above direct effect by risk preference and innovation intensity is put forward,respectively.(4)Empirical study of network embeddedness affecting the dynamic capability of international entrepreneurial enterprises.The panel data of 94 samples of international entrepreneurial enterprises in the period of 11 years from 2011 to 2021are selected as the research object,and the 18 hypotheses of direct effect and moderating effect are verified one by one,and the main conclusions are as follows:firstly,the hypotheses related to the direct effect of knowledge network,social network,and capital network on the dynamic ability of international entrepreneurship are all adopted;secondly,the hypotheses related to the direct effect of risk appetite on the dynamic ability of knowledge network relationship embeddedness,social network relationship embeddedness,capital network relationship embeddedness and international entrepreneurial firm dynamic capability have significant moderating effects;third,innovation intensity has significant moderating effects on the relationship between social network relationship embeddedness,capital network relationship embeddedness,capital network structure embeddedness and international entrepreneurial firm dynamic capability.On this basis,the theoretical connotation and managerial revelation of the findings are revealed.(5)The policy effect of network embeddedness on the dynamic capabilities of international entrepreneurial enterprises.Based on the three perspectives of knowledge network embeddedness,social network embeddedness and capital network embeddedness,we systematically interpret the internal logic and functioning mechanism of the double-loop strategy policy affecting the relationship between multifaceted networks and the dynamic capabilities of international entrepreneurial enterprises.Based on the typical facts of double-loop strategy policy,the double-difference(DID)method is utilized to assess the effect of multivariate networks on the dynamic capabilities of international entrepreneurial enterprises,and the parallel trend analysis is used to test the significance of the policy before and after it is proposed in order to test the validity of the model.Heterogeneity test is used to verify the impact of double-loop strategy on multiple networks and dynamic capabilities of international entrepreneurial firms when the scale of development of firms varies,and the robustness of the model is verified by lagged variable test and PSM test.The study shows that under the background of high-level opening up to the outside world,international entrepreneurial firms,while obtaining a series of convenient conditions,also face higher requirements and a more competitive environment,which stimulates enterprises to carry out innovation and upgrading,and significantly improves the dynamic capabilities of international entrepreneurial firms.Meanwhile,under the Belt and Road Initiative,knowledge network embeddedness and capital network embeddedness can promote the dynamic capabilities of international entrepreneurial enterprises,but there is no significant relationship between knowledge network embeddedness,social network embeddedness,social network embeddedness and capital network embeddedness and the dynamic capabilities of international entrepreneurial enterprises.In addition,when considering the role of high-level open-door policy,the moderating effect of risk appetite on the relationship between network embeddedness and the dynamic capabilities of international entrepreneurial firms does not exist,but the moderating effect of innovation intensity on the embeddedness of knowledge network relationships and capital network relationships affecting the dynamic capabilities of international entrepreneurial firms exists.The innovations of this thesis are:first,the logic model between network embeddedness and international entrepreneurial enterprise dynamic capability is established;second,the model of the moderating effect of risk preference and innovation intensity on the network embeddedness on the dynamic capability of international entrepreneurial enterprises is constructed;and third,the program of international entrepreneurial enterprise dynamic capability construction under the knowledge network embeddedness,social network embeddedness and capital network embeddedness is designed.更多还原