【作者】 张瑞；

【导师】 刘书瀚；

【作者基本信息】 天津大学 ， 工商管理， 2017， 博士

【摘要】 生产性服务业与制造业联动发展是中国制造业转型升级的基本途径。中国制造业目前正处在全球价值链的中低端,如何创新发展生产性服务业助力中国制造业向全球价值链高端跃进,是亟待解决的重要现实问题,也是学界研究的热点。本文打破传统的主要分析生产性服务业对制造业价值链攀升的直接促进作用的研究框架,从产业组织模式创新角度研究生产性服务业网络促进制造业价值链攀升的作用机理。本文主要从以下几个方面展开研究:探究生产性服务业网络促进制造业价值链攀升的微观机理。以专业化和分工为基础,借鉴新兴古典经济理论建立内生性生产性服务业和制造业价值链分离与分立的分工演进模型,通过一般均衡和超边际分析方法探究制造业价值链内生产性服务环节和制造环节分离与分立的动力来源,分析生产性服务业网络的微观生成机理,识别生产性服务业网络与专业化水平、交易效率、人均收入水平等变量的相互关系,进而明确生产性服务业网络与制造业价值链攀升的内在规律。验证生产性服务业网络促进制造业价值链攀升的网络效应的存在。对制造业价值链定量问题展开研究,以国内出口技术复杂度作为衡量中国制造业在全球价值链中的位置;运用空间计量分析设定邻近距离、地理距离和经济特征等空间权重矩阵,多维度、动态地考察生产性服务业网络促进制造业价值链攀升的网络效应。评价生产性服务业网络促进制造业价值链攀升的重要作用。本文运用德尔菲法对个别企业进行案例研究,考察并评价企业如何通过构建生产性服务业网络链接到全球生产体系,极大限度地在更广泛空间范围内整合资源并提高自身竞争优势,进而实现由价值链低端的生产制造向价值链高端的研发、品牌与服务等环节攀升的具体行为过程,以此进一步为理论分析和实证检验提供具有解释力的现实依据。本文的理论贡献主要体现在以下几个方面:一是本文通过以专业化和分工为基础的生产性服务业网络促进制造业价值链攀升的微观考察,并结合宏观的实证检验和具体企业的案例分析,从产业组织创新视角系统论证了生产性服务业网络促进制造业价值链攀升的机理。二是本文力争克服主流的将生产者和消费者完全隔离,而忽视专业化和分工而无法分析经济组织演进的新古典经济研究局限,尝试以新兴古典经济理论模型来研究生产性服务业网络组织促进制造业价值链攀升的内在规律,以便更好地解释宏观经济现象。三是多维度、动态地实证检验生产性服务业网络对制造业价值链攀升的网络效应,为生产性服务业促进制造业价值链升级提供新的理论联系实际的方法论。更多还原

【Abstract】 The interactive development of producer services and manufacturing industry is the fundamental way to the transformation and upgrading of manufacturing industry in China.Chinese manufacturing industry is currently lying in the mid-and low-end in the global value chain.It is an important and urgent practical problem that how to develop producer services innovatively in China to help manufacturing industry climb to the high-end of global value chain,and is also a hotspot in academia.This dissertation breaks through the traditional research framework which analyzes the direct effect of producer services to manufacturing value chain upgrading.And we tries to study the acting mechanism from the perspective of industrial organization innovation.We focuses on the research from the following aspects:To explore the microscopic mechanism of producer services network to promote manufacturing industry value chain upgrading.On the basis of specialization and division of labor,applying the new classical economics theory,throughout the establishment of endogenous division of labor model which including producer services and manufacturing industry,the study explores the powerful source of motivation for the separation of producer services and manufacturing industry with the method of general equilibrium and infra-marginal analysis,and analyzes the microscopic formation mechanism of producer services network.The study also identifies the relationship between the producer services network and the variables(such as the level of specialization,transaction efficiency and the level of per capita income),therefore we could clarifies the inherent laws of producer services network and manufacturing value chain upgrading.To verify the existence of network effects that producer services network promotes manufacturing value chain upgrading.We make the quantitative research on the manufacturing value chain,and take the domestic technological sophistication of Chinese manufacturing industry exports to measure the Chinese manufacturing position in the global value chain.Using spatial econometric analysis and set contiguity distance,geographic distance and economic characteristics of spatial weights matrix,which in order to multi-dimensionally and dynamically investigate the network effects.To evaluate the importance of producer services network to promote manufacturing value chain upgrading.Using Delphi method make case studies on individual enterprise.The study inspects and evaluates the behavior process that how enterprise establishes producer services network and links it to the global value chain,and how to integrate resources greatly within the broader space and enhance its competitive advantage,so as to upgrade from the low-end that work on manufacturing to the high-end that engage in R&D,brand and services in the global value chain.The result could further provide an explanatory realistic basis for the theoretical analysis and the empirical test in this dissertation.The theoretical contributions of this dissertation are as following: Firstly,we demonstrates the mechanism of producer services network to promote manufacturing industry value chain upgrading systematically from the perspective of innovative industrial organization,the study is mainly accomplished by means of making a micro-investigation that producer services network,combining with the macro-empirical test and the case analysis of concrete enterprise,promote manufacturing value chain upgrading based on the theory of specialization and division of labor.Secondly,we strives to overcome the limitations of the mainstream neoclassical theory that couldn’t analyze the evolution of economic organization,because it completely separates producers from customers and overlooks specialization and division of labor.The dissertation analyzes the inherent laws that producer services network promotes manufacturing value chain upgrading depend on new classical economic theory in order to explain the macroeconomic phenomenon better.Thirdly,we test the network effects of producer services network on manufacturing value chain upgrading with multi-dimensional and dynamic empirical studies,which provides a new methodology of theory into practice that how producer services promote manufacturing value chain upgrading.更多还原