【作者】 唐永忠；

【导师】 刘长滨；

【作者基本信息】 北京交通大学 ， 管理科学与工程， 2009， 博士

【摘要】 根据太阳能建筑既缺乏权威定义,又具有综合价值的现实情况,太阳能建筑激励体系设计需要与太阳能建筑界定、太阳能建筑综合价值分析结合起来进行。太阳能建筑界定的核心是给出其定义。本文关于太阳能建筑的定义是:太阳能建筑是现有技术水平条件下,建筑所利用的太阳能对其能源供给在其使用总能耗比重达到限额要求的建筑。本文按照综合价值界定→综合价值分析与测算模型构建→综合价值实证分析的思路进行太阳能建筑综合价值分析。经过研究,将太阳能建筑综合价值分解为常规市场价值、潜在市场价值和外部价值。通过对这些价值进行多视角分析,发现常规市场价值最佳研究视角是专业服务者视角,分析所依据理论是全寿命周期理论;发现潜在市场价值最佳研究视角是期权投资者视角,分析所依据理论是实物期权理论;发现外部价值最佳研究视角是宏观调控者视角,分析所依据理论是外部性理论。依据全寿命周期理论,设计了太阳能建筑全寿命周期增量型收益——成本分析框架,构建了太阳能建筑常规市场价值测算模型;依据实物期权理论,将太阳能建筑期权价值分解为增长性期权价值和灵活性期权价值,通过对这两种期权价值的研究,构建了太阳能建筑潜在市场价值的测算模型;依据外部性理论,将太阳能建筑外部价值分解为节能外部价值和减排外部价值,通过对这两种外部价值的研究,构建了太阳能建筑外部价值的测算模型。在理论分析和模型构建的基础上,通过对太阳能建筑示范项目的实证分析不仅证明太阳能建筑的确存在综合价值,也初步验证了本文构建的太阳能建筑综合价值测算模型的有效性。本文按照激励体系界定→激励机理研究→激励政策设计的思路设计太阳能建筑激励体系。经过研究,将激励体系分解为内在的激励机理和外在的激励政策。通过分析太阳能建筑三种价值、五大相关主体与其激励体系的关系来揭示太阳能建筑激励机理。以激励机理研究为基础,本文设计包括财政、金融、产业、科技和市场5种政策19种手段的太阳能建筑激励体系,并突出了其中的重点:财政政策突出庇古税手段,金融政策中突出第3方金融扶持手段,产业政策中突出专业服务者扶持手段,科技政策中突出国家科技攻关手段,市场政策中突出期权市场手段,最后强调了各种政策及其手段的相互配合。本文研究成果,对于深化太阳能建筑综合价值的认识、促进相关主体对太阳能建筑市场的介入、完善太阳能建筑激励体系的设计,都有着积极价值。更多还原

【Abstract】 Although solar building is lack of authoritative definition, it owns comprehensive values indeed. According to this situation, solar building incentive system design should be combined with solar building identification and solar building comprehensive value analysis.The core work of solar building identification is to give its definition. This paper gives the initial definition of solar building: solar building is such a building that the utilization of solar in supplying the buildings occupies the requirement proportion of total energy consumption in the use of the building under the condition of the current level of technology.The idea of solar building comprehensive value analysis in this paper includes three parts. The first part is comprehensive value identification. The second part is analysis and calculation model building of comprehensive value. The third part is empirical analysis of comprehensive value. After the study, divides the comprehensive value of solar building into conventional market value, potential market value and external value. Through the multy-study perspective analysis for these three value, this paper finds out that:(1) the best study perspective for conventional market value is the perspective of professional service for solar building, and the theory on which analysis is based is life-cycle theory. (2) The best study perspective for potential market value is the perspective of option investor for solar building, and the theory on which analysis is based is real option theory. (3) The best study perspective for external value is the perspective of macro-regulator for solar building, and the theory on which analysis is based is external theory. Based on life-cycle theory, designs the incremental revenue-cost analysis framework for analyzing the life-cycle conventional market value of solar building, and builds the calculation model of the life-cycle conventional market value of solar building. Based on real option theory, divides the option value of solar building into incremental option value and flexibility option value. Through the study of these two kinds of option value, builds the calculation model of the option value of solar building. Based on external theory, divides the external value of solar building into external value of energy-saving and external value of reduction. Through the study of these two kinds of external value, builds the calculation model of the external value of solar building. Based on the theoretical analysis and model building, this paper makes the empirical analysis of comprehensive value of a solar building by taking a demonstration project as an example. The empirical analysis shows that the comprehensive value of solar building exists indeed, and preliminarily validates the model which is established in this paper to calculate the comprehensive value of solar building.The idea of solar building incentive system design in this paper includes three parts. The first part is incentive system identification. The second part is analysis of incentive mechanism. The third part is incentive policies design. After the study, divides the intrinsic incentive mechanism and extrinsic incentive policies.The in-depth analysis of the comprehensive value of solar building lays a solid foundation of value for solar building incentive system design. For incentive systems, makes the study on the meaning and composition of the incentive systems at first, and divides the incentive systems of solar building into intrinsic incentive mechanism and external incentive policies. Through comprehensive value analysis, recognizes that in addition to the naturally existing developers and users, the improvement of solar building market requires the efforts from additional three related stakeholder: professional server is the embodiment of the life cycle market value of solar building, the macro-controller is the controller for external value of solar building, and options investors is the chaser for the future value of solar building. Through the study on three kinds of values, five related stakeholder, and the relations between them with solar building incentive system, reveals the basic mechanism of solar building incentives, that is solar building incentive system should start with playing respective roles of these five related stakeholder and target to reflect the comprehensive value of solar architecture. Based on the study of incentive mechanism of solar building, design the comprehensive incentive policies which include fiscal policies, monetary policies, industrial policies, science and technology policies and market policies that can be applied. For the incentive policies of solar building, this paper highlights two points :(1) combines the comprehensive design and key design. In fiscal policies, highlights the Pigouvian tax measures. In monetary policies, highlights the third party finance support measures. In the industrial policies, highlights the professional service support measures. In science and technology policies, highlights the national science and technology research measures. In the market policies, highlights the option measures.The study results of this paper have three positive values:(1)deepen the understanding the comprehensive value of solar building,(2) promote the relevant subjects to the involvement of solar building market, (3)improve the incentive systemfor solar building design.更多还原