【作者】 李成军；

【导师】 王志宏；

【作者基本信息】 辽宁工程技术大学 ， 管理科学与工程， 2005， 博士

【摘要】 目前,我国共有煤矿城市90 座,占我国城市总数的近15%。我国的煤矿城市大都是伴随着煤炭资源的开发而诞生的,城市经济的一个先天不足就是产业结构单一,伴随着煤炭资源的深度开发,资源趋于萎缩,受资源产业发展规律支配,城市必然走上转型之路。本文运用实证分析的方法,对煤矿城市经济转型涉及到的一系列问题进行了系统研究,试图全面系统地回答煤矿城市经济转型的理论与实践问题。1、本文对煤矿城市作出如下的定义:即因煤炭资源开采而形成,煤矿及基础能源产业占城市经济主导地位,矿区人口占城市人口1/3 以上的国家行政管辖县级以上的城市。煤矿城市在我国基础产业的形成、推进全国的城市化进程、促进区域经济发展等方面都作出了巨大贡献,但自身在发展中也付出了深重的资源环境代价。煤矿城市经济转型是指运用体制、机制和科技创新手段对城市经济结构和经济运行机制等各方面进行深刻调整、全面转换,形成新的接续主导产业,替代单一的煤炭经济,使煤矿城市从煤的“黑”影中走出来,发展成新型的现代化城市。2、理论是指导实践的强大武器,煤矿城市经济转型也离不开基础理论的指导。城市经济理论、可持续发展理论、区域经济理论和产业经济理论等都是研究煤矿城市经济转型的理论基础,对经济转型理论的形成具有重要的指导作用。3、西方发达国家实施资源型城市转型起步较早,比较典型的法国洛林地区、德国鲁尔地区已经进行了几十年,积累了一些做法和经验,法、德两国在宏观调控方面通过立法保障,科学规划、未雨绸缪,强化协调、高层推动的做法,以及在发展接续产业,促进再就业方面的经验,对于我国实施煤矿城市经济转型都具有很好的借鉴意义。4、从操作层面上对经济转型战略和转型模式进行了研究。提出了经济转型战略目标的四个特征,即宏观性、系统性、现实性和兼容性特征。经济转型的战略目标取向包括促进就业、培育接续产业、提升产业层次、建立和完善市场经济体制、整治和恢复生态环境、保持社会稳定诸多方面。完成转更多还原

【Abstract】 At present, there are 90 colliery cities, 15% of the total number of the cities in our country. Most of the colliery cities were born along with the development of coal resource and this originally resulted in a single industrial structure. And the further exploration of the coal resource causes the contraction of the resource, so it’s inevitable and necessary for the colliery cities to be in transition. This essay makes systematic study of a series of problems in relation to the economic transition of colliery cities, trying to solve the theoretical and practical comprehensively and systematically. 1. The definition of colliery cities in this essay is as follows: It’s a city at the state administratively dominated county level or above the county level developed with the coal resource exploitation and coal mine as well as the infrastructure energy industry play a leading role in the city’s economy. The population of the mine area is over 1/3 of the city population. Colliery cities have made great contribution to the formation of infrastructure industry, advancing urbanization, and promoting the development of regional economy, but meanwhile, colliery cities pay a heavy environmental price in the course of self-development. The economic transition of colliery cities refers to the penetrating adjustment and complete transition of the city economic structure and economic operating mechanism by means of economic restructuring, mechanism and science and technology innovation, thus forming new continuous leading industry, taking the place of single colliery economy, and the colliery cities can develop into new modern cities. 2. Theory is a powerful weapon to the practice, and the economic transition of colliery cities can’t go without the guidance of basic theory. City economy theory, continuous development theory, regional economy theory and industrial economy theory are all the basic theories of studying economic transition of colliery cities, which play an important role in the formation of economic transition theory. 3. The transition of resource-type cities started early in western countries. Lorraine of France and Ruhr of Germany have been in the process for a couple of decades and have accumulated some experience, which we can use for reference. In these two countries, France and Germany, the work proceeds by legislation guarantee, scientific programming, enhancing correspondence in the macroeconomic control and developing continuous industry promoting employment. 4. Economic transition strategy and mode are studied in the view of operation aspect. Four characteristics of the strategic objective of economic transition are proposed , namely the macroscopic , systematic , realistic and compatible characteristics. Strategic objective orientation includes promoting employment, developing continuous industry, upgrading industrial levels, building and perfecting market economic system, renovating environment, and maintaining social stability and so on. It will take long before the target is accomplished. The strategic “protracted war”and “the war of quick decision”should be combined together. The mode of economic transition consists of two elements: the regulation and control means and route of transition regulation, and control means includes government guidance, market regulation and the combination of government guidance and market regulation, and transition route includes industrial extension industrial renewal, and multi-industry compounds. As for the situation in china, the basic economic transition are as follows:⑴government guidance + market regulation + industrial extension;⑵government guidance + market regulation + industrial renewal;⑶government + market regulation + multi-industry compounds. 5. In order to accomplish the task of economic transition, cost is to be paid. The costs of economic transition of colliery cities refer to the costs needed to be by government, enterprises, society and individuals in the process of realizing the target of economic transition. The cost of transition is made up of the implementation cost and risk cost. Through the study of the above-mentioned, the framework of economic transition and the responsibility taken by the state, local government, enterprises and individuals are proposed in the essay. 6. Consider economic transition as a special movement of city economic development, and the motive force of such movement is studied in this essay from the aspects of ideological impetus, material motive force. Innovation in thinking of localpeople in colliery cities, macro-control policy, capital and scientific investment make up the systematic motive force enhancing economic transition. Innovation is the soul and source of economic transition. Innovation in thinking is the switch of deciding the direction of transition, and the innovation of the system and mechanism is the systematical guarantee, and science innovation is the basic means, and realizing the industrial innovation is the basic target. 7. The economic transition of colliery cities needs the combination of government guidance and market regulation. The government guidance lies in the policy formulation and operation. The support and guarantee of the policy is a must in realizing the economic transition. The policy has such characteristics as aspect, difference and space-time. The widespread of colliery cities in our country determines the policy mainly coming from the central government, however, the local government can have some necessary policies, but the function space is limited. This essay ends up with the pilot city of economic transition of colliery cities in China-FuXin. An objective description of the transition practice in FuXin is given through real cases, introducing the basic characteristic and the achievements in the past 3 years, which may be an evidence of the theory of economic transition. The main new ideas in the essay are: according to the specialization of colliery industry, colliery cities are studied independently from the resource cities, and lay stress on the position and importance of the economic transition of colliery cities in the coordinated development of the national economy, so as to draw the special attention to the transition of colliery cities. Under the guidance of modern economic theory, using the experience of other countries for reference combining the situation in our country, by means of real examples, the problems in relation to the economic transition are solved: ①Have put forward the definition suggestions of the cities of general colliery and typical colliery cities, and the typical colliery cities as focused as the studying in this essay. ②Have defined the intension of economic transition of colliery cities. ③Have explored the general law of economic transition of colliery cities. ④Have proposed the essential features of strategic objective and basic content of the goal orientation on economic更多还原