【作者】 周国红；

【导师】 杨义群； 陆立军；

【作者基本信息】 浙江大学 ， 农业经济管理， 2004， 博士

【摘要】 在全球化进程加速、知识经济时代来临、可持续发展观在全球普及的大背景下，世界经济的发展愈来愈呈现出区域化的特征。全球的要素、资源和分工在不同层次上迅速变化，并越来越集聚于有竞争力的地区。针对这一现象，目前学术界对区域经济竞争力的研究大多从宏观角度展开研究，并且已取得了很多结论；人们同时也逐渐认识到，这些宏观研究以及结论虽然很必要，但并不充分。本文认为，从微观层面来研究区域经济发展与竞争力，至少与从宏观层面研究一样重要，甚至更为重要，这是因为微观层面是构成国家、省、市等区域竞争力的基础。本文以浙江省为例，通过对大量问卷调查和实地访谈结果的理论分析，围绕科技型中小企业与区域经济竞争力的提升，进行了以下研究： 第一章，导论部分。对选题的意义、背景和依据作了说明，并论述了本文的研究框架、方法、创新点和不足之处。 第二章，文献综述与相关理论基础研究。首先对国内外学术界关于竞争力、区域竞争力的相关研究进行了评述；然后，从新技术革命、区位优势、全球化、比较优势与竞争优势等方面，分析了立足于科技型中小企业这一区域创新主体，提升区域经济竞争力的现实与理论基础。 第三章，从科技、运行机制与集群三个方面，分析了科技型中小企业的创新优势；阐述了科技型中小企业通过创新效应、机制效应、群集效应，提升区域经济竞争力的过程与机制。 第四章，从区域经济增长层面，分析了科技型中小企业在区域经济发展和结构调整中的地位和作用。以浙江省为例，通过问卷调查结果分析和个案剖析，揭示了科技型中小企业发展状况与区域经济增长之间的存在显著相关性，指出伴随着知识、技术和人才在浙江不同区域的聚集，以知识资源和知识资产为基础的经济在浙江已开始显现出来，科技型中小企业已经成为浙江省经济快速增长的重要推动力，它的发展状况已经影响着浙江经济增长的质量和产业结构的调整。在此基础上，提出了基于科技型中小企业群的浙江综合经济实力提升的路径与对策。 第五章，主要从产业竞争力层面，以浙江省为例，定量分析了科技型中小企业密集存在的行业对制造业产业结构调整、产业绩效的作用与影响程度，揭示了制造业的结构调整主要是通过技术密集型行业扩张、运用高新技术和先进适用技术改造传统产业完成的。指出技术密集型行业对整个制造业的产业绩效 具有较为明显的上拉作用，但近年来在浙江这种上拉作用有趋弱迹象。从产业 关联效应看，技术密集型行业的影响力系数很大，对其他产业有极强的带动作 用；感应度系数也有较为明显的上升，对国民经济和制造业的制约作用有所增 强。从资源配置效应看，技术密集型行业对资源的配置效应在制造业的重点行 业中较强，而且呈明显的增强趋势。在此基础上，提出了浙江省建设世界先进 制造业基地，必须加快推进高新技术的产业化进程，并给出了相应的政策建议。 第六章，首先强调了区域竞争优势在很大程度上取决于对创新起决定作用 的根植于区域的隐性知识，同时创新实际上是一个动态的、蕴涵“干中学”与 “用中学”的学习过程。通过区域集群学习，不仅可以加速难以复制的隐性知 识的扩散与转移，降低区域内企业生产成本，而且可以促成区域集成创新的实 现，从而促进区域整体创新能力与竞争力的提高。继而，通过对大量的问卷调 查数据和实地访谈所获资料的分析，进一步揭示了科技型中小企业具有集聚的 特征，更加强调学习和技术合作，是营建学习型区域的核心主体。在此基础上， 从企业竞争力层面，通过大量的问卷调查，选取企业新产品产值率、创新能力、 拥有专利多少等指标，定量分析了企业之间的学习、技术合作对企业竞争力的 提升作用与强度，并且建立了包括区域学习、R＆D投入等因素的企业竞争力 提升的回归评价模型，指出区域竟争力不仅取决于要素成本的高低和资金的多 少，而且还取决于本地是否具有知识的吸收、转化和创新能力；区域内不同主 体相互之间的学习和创新，是提升区域竞争力的重要因素。同时，依据不同经 济发展水平所建立起来的回归模型表明，区域学习对企业竞争力的影响具有区 域差异性，经济越发达的区域，企业竟争力的提升对区域学习的依赖性越强。 第七章借鉴国内外有关中小企业、高新技术企业区域创新环境的研究成 果，采取文献研究、专家咨询、实地调查和问卷分析等方法，从法律与政策环 境、制度与社会文化环境、投融资环境、市场竟争环境、人力资源环境、社会 化服务环境、产业环境等八个方面，对科技型中小企业的区域创新环境进行了 系统分析，并构建了一套我国科技型中小企业区域创新环境的评价指标体系。 在此基础上，系统分析了浙江省科技型中小企业创新环境所存在的问题，并提 出了营造有利于科技型中小企业成长的区域创新环境的对策建议。更多还原

【Abstract】 With the accelerated globalization, the advent of knowledge economy, and the conception of sustainable development, the global economy development is characterized increasingly by its ongoing regional orientation. The world production elements, resources, and division are being reorganized at various levels and allocated more favorably to competitive regions. This evolution has attracted extensive academic investigations into regional economy competitiveness in macro-economy views and many different conclusions have been induced. Although these investigations and the conclusions made are recognized important and valuable, most principles have not been well defined yet. It is necessary and even more important to understand regional economy competitiveness from micro-economy frameworks, which embed the economic competitiveness of a nation, province, and prefecture as an integrated region respectively. In this thesis article, combining literature review and a case study of Zhejiang province through extensive question-and-answer surveys and on-the-spot investigations, we study the active roles small and medium sized technology-based enterprises play in boosting regional economy competitiveness as organized in seven chapters as follows.The introduction chapter of the article addresses the objectives of this study and the background and foundation it is based on, describes the framework and methodology employed, and points out the innovations of the study and suggestions for further investigation.The second chapter is a presentation of literature review and theoretical analysis. First, it reviews the conception of competitiveness and regional competitiveness from extensive academic investigations in China and abroad. Second, with an intensive analysis of new technological revolution, regional advantage, globalization process, comparative advantage, and competitive advantage, and based on the innovation subject, namely, small and medium sized technology-based enterprises, it investigates the theoretical foundation and practice in boosting the competitiveness of regional economy.In chapter three, the innovational advantage of technology-basedenterprises is evaluated from a trimensional analysis of science and technology, economic performance, and enterprises cluster, the process and mechanism it underpins are examined with which small and medium sized technology-based enterprises boost the competitiveness of regional economy visualized as innovation effects, incentive effects, and cluster effects.In a view of regional economy growth, the forth chapter analyzes the significance and active role that small and medium sized technology-based enterprises play in regional economy development and the economic restructuring. By question-and-answer surveys and the analysis of individual sample evidence, the case study of Zhejiang province reveals that there exists a significant correlation between the development of small and medium sized technology-based enterprises and the regional economy growth. With the orientation of knowledge, technology, and personnel resources towards different priority areas within this province, an economy is appearing in Zhejiang province that is based on intellectual resources and intellectual capital. Small and medium sized technology-based enterprises have become the main driving force for accelerating the economy growth of the province, and the extents to which these enterprises develop have begun to exert a greater influence on the quality of economy growth and the regulation of economic structure of the province. Based on these surveys and analytic insights, some strategies are put forth for strengthening Zhejiang economy through small and medium sized technology-based enterprise clusters.Basing on development practice of zhejiang manufacturing, the fifth chapter manifested some facts of impact of technology-intensive industries upon manufacturing competitiveness. The adjustment of industrial structure of manufacturing in zhejiang province has been carrying out by mainly two更多还原