【作者】 肖燕；

【导师】 辛希孟；

【作者基本信息】 中国科学院文献情报中心 ， 图书馆学， 2001， 博士

【摘要】 网络环境下的著作权法与图书馆是近年来国际图书馆学和法学界所关注的热点问题。网络环境的形成，导致了法律的变化。这使数字图书馆的建设者与管理者面临许多必须回答和解决的问题。提出并解决这些问题是图书馆学研究的新课题。本论文采用文献调查分析、网络资源调查分析、直接访查、定量分析、个案研究、比较与综合归纳等研究方法，从理论与实践两个方面对网络环境下的著作权法与图书馆相关的问题进行了系统研究。 现代意义上的著作权法已有近300年的历史。论文对国内外著作权法的起源与发展、著作权立法的依据、立法宗旨与原则、著作权法的功能、合理使用制度的演变及其确立的基础等基本理论问题进行了简明的论述，作为进一步研究的铺垫。 新型数字作品大量出现并通过因特网传播，这类作品的复制、传播与使用不同于传统作品。论文用大量资料说明了网络环境的形成及其对著作权法的冲击，分析了著作权问题产生的原因，论证了著作权法对新型数字作品和作品的网络传播进行保护的必要性，和将合理使用扩大到网络环境，坚持对新增的权利进行限制的合理性。 论文研究了《WIPO著作权条约》、美国《数字千年著作权法》和《中华人民共和国著作权法修正案（草案）》，发现新的著作权法过分强调对著作权人权利的保护，不重视对新增权利的限制，打破了著作权保护的平衡。论文对上述著作权法的条款进行了全面评述与比较研究，并对我国著作权法的修订提出了具体的建议。 论文分析了著作权法的变化对图书馆的管理与服务产生的诸多影响，系统介绍并高度评价了国际图书馆界为避免上述不利影响，保持著作权平衡所做的努力。包括：探讨保持著作权平衡的措施，积极参与著作权立法活动、表明自己对著作权政策所持的观点和立场，与著作权人或组织协商制定合理使用指南等。这些研究与论述均旨在填补我国在法学研究和图书馆学研究中的一些空白。 确立数字图书馆的建设模式时，不能不考虑著作权问题的制约。论文分析了我国数字图书馆建设的法律环境，阐明了数字图书馆建设和运营过程中规避侵权风险的重要性，对我国和国外图书馆界在数字图书馆建设中处理著作权问题的思路和采取的具体措施进行了比较研究，指出了我国某些数字图书馆建设项目存在的侵权风险和认识上的误区。分析了馆藏作品数字化、数据库建设、网络资源采购与许可、数字资源使用、图书馆网站定位、电子文献传递有关的著作权问题，并提出了解决上述问题的原则和对策。最后，提出了我国图书馆界目前面临的紧迫任务。（图1幅，表5个，参考文献384篇）更多还原

【Abstract】 Copyright law and library have drawn much attention of researchers in library science and law all over the world in recent years. The formation of the networked environment has led to the change of the copyright law. Thus we are confronted with many questions and problems that have to be answered and solved in the development and management of the digital libraries. Advancing and solving these questions and problems are new subject of the library science research. This dissertation uses various methods, including document investigation and analysis, internet resource investigation and analysis, practice investigation, quantitative analysis, case study, compare investigation, synthesis, induce, etc., to study the problems related to Copyright law and library from theory and practice.Copyright law in modern sense has lasted about three hundred years. The dissertation give a concise and systematic discussion on following aspects, such as the origin and development of copyright law, the basis of copyright legislation, the aim and principle of copyright legislation, the function of copyright law, the evolution and basis of the fair use institution. This serves as a foundation for further study.The communication and use of digital works differ from traditional ones. This dissertation illustrates the formation of the networked environment and its influenceon copyright laW analyzes the cause of copyright problem, proves the necessity ofthe protection of the new digital works and its comrnunication through the network,also proves the rationalization to expand the fair use to networked environment andto restrict the new established rights.Through the study on WIPO Copyright Treaty, The Digital MillenniumCopyright Act of U.S.A., and The Revision Draft of The Copyright Law of ThePeople’s Republic of China, the author find that the new copyright laws lay unduestress on protection of the copyright owner’s rights, but neglect to restrict the newrights. Thus the balance of the copyright is broken, users caxmot use the copyrightedworks conveniently as in print environment, and libraries cannot carry on resourcearchiving and delivery according to fair use exceptions as usual. The dissertationthoroughly reviews and compares fore mentioned copyright laws, puts out somepractical suggestions on revision of copyright law of our country, and fills the gapsin this research field.The dissertation analyzes the influence of the changing copyright laws onmanagement and service of libraries, introduces the various effOrts made byinternational library conununity to prevent the hannful impact.Copyright should be considered when establishing the construction model ofthe digital libraries. The dissertation analyzes the legal environment of the digitallibraries, expounds the importance to avoid infringement, compares the differentmeasures to settle the copyright problems, makes suggestions on principle andpolicy to solve many problems., and finally, points out the urgent tasks in front oflibrary community of our country. (l chart, 5 tab1es, and 384 references)更多还原